Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation 13-103 respecting System Replacement and concordant regulations
- Regulatory Notice (pdf - 29 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
- CSA Notice of Consultation (pdf - 73 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
- Regulation 13-103 (pdf - 101 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
- Policy Statement to Regulation 13-103 (pdf - 43 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
- Concordant Amendments - Regulation, Policy Statement and Notice (pdf - 382 KB)This link will open in a new windowUpdated on May 2, 2019System Replacement
Comments received (comments are published in their original language)
Borden Ladner Gervais LLP (pdf - 561 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Rule Rebecca Cowdery, Prema K.R. Thiele, Stephen Robertson and Jessica Evans
Investment Industry Association of Canada (IIAC) (pdf - 271 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Susan Copland (13-103)
Investment Industry Association of Canada (IIAC) (pdf - 222 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Susan Copland (13-102)
Portfolio Management Association of Canada (pdf - 125 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Katie Walmsley and Margaret Gunawan
VigilantCS (pdf - 128 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Robert Kirwin
Regulation 13-102 respecting System Fees
- Regulatory Notice (pdf - 20 KB)This link will open in a new windowUpdated on April 29, 2019National records filing systems renewal
- CSA Notice of Consultation (pdf - 72 KB)This link will open in a new windowUpdated on April 29, 2019renewing its national records filing systems
- Regulation 13-102 (pdf - 43 KB)This link will open in a new windowUpdated on April 29, 2019National Records Filing Systems Renewal
Comments received (comments are published in their original language)
For comments, please refer to Draft Regulation 13-103 respecting System Replacement
Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft amendments to Policy Statement to Regulation 21-101
- Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
- CSA Notice and Request for Comment (pdf - 78 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
- Regulation to amend Regulation 21-101 (pdf - 41 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
- Amendments to Policy Statement to Regulation 21-101 (pdf - 31 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
- Notice of Consultation (pdf - 173 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
- Regulation 25-102 (pdf - 264 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
- Policy Statement to Regulation 25-102 (pdf - 119 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
Comments received (comments are published in their original language)
Eversheds Sutherland (US) LLP (pdf - 74 KB)This link will open in a new windowUpdated on July 9, 2019 Alexander S. Holtan and Blair Paige Scott
Index Inductry Association (pdf - 175 KB)This link will open in a new windowUpdated on July 9, 2019 Richard H. Redding
International Swaps and Derivatives Association (pdf - 239 KB)This link will open in a new windowUpdated on July 9, 2019 Katherine Darras
London Stock Exchange group (pdf - 424 KB)This link will open in a new windowUpdated on July 8, 2019 Jonathan Jachym
MSCI (pdf - 249 KB)This link will open in a new windowUpdated on July 9, 2019
Neo Exchange Inc. (pdf - 349 KB)This link will open in a new windowUpdated on July 8, 2019 Joacim Wiklander
RBC Global Asset Management Inc. (pdf - 820 KB)This link will open in a new windowUpdated on July 8, 2019 Daniel E. Chornous
Refinitiv (pdf - 201 KB)This link will open in a new windowUpdated on July 9, 2019
S&P Dow Jones Indice LLC (pdf - 431 KB)This link will open in a new windowUpdated on June 11, 2019 - Joe DePaolo
TMX (pdf - 106 KB)This link will open in a new windowUpdated on July 9, 2019 Deanna Dobrowsky
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
Comments received (comments are published in their original language)
Académie Bitcoin (pdf - 103 KB)This link will open in a new windowUpdated on June 12, 2019 Jonathan Hamel
Aquanow (pdf - 147 KB)This link will open in a new windowUpdated on June 10, 2019 Phil Sham
Association canadienne du commerce des valeurs mobilières(pdf - 805 KB)This link will open in a new windowUpdated on June 12, 2019 Annie Sinigagliese
Atlantic Blockchain Company (pdf - 179 KB)This link will open in a new windowUpdated on June 11, 2019 Keegan Lee Francis
Bitvo (pdf - 192 KB)This link will open in a new windowUpdated on June 12, 2019 Nathan Montgomery
Brane Capital (pdf - 183 KB)This link will open in a new windowUpdated on June 11, 2019 T. Paul Rowland
Canadian Foundation for Advancement of Investor Rights (pdf - 175 KB)This link will open in a new windowUpdated on June 11, 2019 Ermanno Pascutto
Castell (pdf - 128 KB)This link will open in a new windowUpdated on June 11, 2019 Dr Stephen Castell
Chamber of Digital Commerce Canada (pdf - 2 MB)This link will open in a new windowUpdated on June 12, 2019 Tanya Woods
CME Group (PDF - 275 KB)This link will open in a new windowUpdated on June 11, 2019 Sunil Cutinho
Coinsquare (pdf - 256 KB)This link will open in a new windowUpdated on June 10, 2019
ComplyChain Solutions T (pdf - 322 KB)This link will open in a new windowUpdated on June 12, 2019 Adnar Tahir
Comptables professionnels agréés (pdf - 279 KB)This link will open in a new windowUpdated on June 10, 2019 Gordon Beal
Corporate Counsel Professionnal Corporation (pdf - 190 KB)This link will open in a new windowUpdated on June 12, 2019 Randee Pavalow
Crowdmatrix (pdf - 184 KB)This link will open in a new windowUpdated on June 12, 2019 James S. Hershaw
Durand Morisseau(PDF - 1 MB)This link will open in a new windowUpdated on June 12, 2019 David Durand and Drew S. Dorweiler
Fern Karsh (pdf - 56 KB)This link will open in a new windowUpdated on June 12, 2019
Fidelity Clearing Canada (pdf - 136 KB)This link will open in a new windowUpdated on June 10, 2019 Scott MacKenzie
Global Digital Finance (pdf - 292 KB)This link will open in a new windowUpdated on June 12, 2019
Investor Advisory Panel (pdf - 159 KB)This link will open in a new windowUpdated on June 11, 2019 Neil Gross
Knox Industries (pdf - 87 KB)This link will open in a new windowUpdated on June 10, 2019
Kraken (pdf - 232 KB)This link will open in a new windowUpdated on June 10, 2019
LCH Limited (pdf - 92 KB)This link will open in a new windowUpdated on June 11, 2019 Julian Olover
Leede Jones Gable (pdf - 94 KB)This link will open in a new windowUpdated on June 11, 2019 Jason Jardine
Market Data Company (pdf - 250 KB)This link will open in a new windowUpdated on June 7, 2019 Alexander Izak Levesque
National Digital Asset Exchange Inc. (pdf - 297 KB)This link will open in a new windowUpdated on June 12, 2019 Julia Baranovskaya
Octonomics (pdf - 3 MB)This link will open in a new windowUpdated on June 12, 2019 Elisabeth Préfontaine
Paradiso Venture Inc. (pdf - 100 KB)This link will open in a new windowUpdated on June 10, 2019 George Bordianu Balance
Piotr Piasecki (pdf - 133 KB)This link will open in a new windowUpdated on June 10, 2019
Raymond Chabot Grant Thornton (pdf - 229 KB)This link will open in a new windowUpdated on June 12, 2019 Louis Roy et Jean-François Trépanier
Reddit (pdf - 232 KB)This link will open in a new windowUpdated on June 10, 2019 Fiach Dubh
Roger Miller (pdf - 130 KB)This link will open in a new windowUpdated on June 10, 2019
SoapBox Network Inc. (pdf - 207 KB)This link will open in a new windowUpdated on June 10, 2019
State Street (pdf - 304 KB)This link will open in a new windowUpdated on June 10, 2019 James J. Biancamano
TD Securities (pdf - 287 KB)This link will open in a new windowUpdated on June 10, 2019
The Jersey Company (pdf - 1 MB)This link will open in a new windowUpdated on June 12, 2019 Robert Young
The Ludo Group (pdf - 77 KB)This link will open in a new windowUpdated on June 12, 2019 Adrian Sischin, Lara Wojahn, Cloudesley Hobbs, Jason Dearborn
TMX Group (pdf - 59 KB)This link will open in a new windowUpdated on June 12, 2019 Deanna Dobrowsky
TMX Group Limited (pdf - 49 KB)This link will open in a new windowUpdated on June 11, 2019 Deanna Dobrowsky
Tritum (pdf - 100 KB)This link will open in a new windowUpdated on June 10, 2019 John Willock and Jim Andriopoulos
Vakeesan Mahalingam (pdf - 182 KB)This link will open in a new windowUpdated on June 10, 2019
Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments relating to Syndicated Mortgages
- Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on March 14, 2019Syndicated Mortgages
- CSA Second Notice of Consultation (pdf - 270 KB)This link will open in a new windowUpdated on March 14, 2019Syndicated Mortgages
- Regulation to amend Regulation 45-106 (pdf - 80 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages
- Amendments to Policy Statement to Regulation 45-106 (pdf - 45 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 37 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages
- Amendments to Policy Statement to Regulation 31-103 (pdf - 37 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages
Comments received (comments are published in their original language)
Appraisal Institute of Canada (pdf - 161 KB)This link will open in a new windowUpdated on May 27, 2019 (Keith Lancastle)
Foremost Financial Corporation (pdf - 172 KB)This link will open in a new windowUpdated on May 16, 2019 (Evan Cooperman, Ricky Dogon)
MarshallZehr Group Inc. - December 6, 2018 (pdf - 165 KB)This link will open in a new windowUpdated on April 11, 2019 (Murray Snedden)
MarshallZehr Group Inc. - March 28, 2019 (pdf - 26 KB)This link will open in a new windowUpdated on May 27, 2019 (Murray Snedden)
Private Mortgage Capital Funding (pdf - 35 KB)This link will open in a new windowUpdated on May 27, 2019 (Stephen Lidsky)
The Ontario Mortgage Investment Companies Association (pdf - 1 MB)This link will open in a new windowUpdated on May 27, 2019 (Adam Rose, Ricky Dogon and Robert Trager)
The Private Capital Markets Association of Canada (pdf - 268 KB)This link will open in a new windowUpdated on May 27, 2019 (Craig Skauge, Diane Soloway, Frank Laferriere and Georgina Blanas)
Vector Financial Services Limited (pdf - 286 KB)This link will open in a new windowUpdated on May 27, 2019 (Mitchell Oelbaum)
Internalization within the Canadian Equity Market
CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study
Comments received (comments are published in their original language)
AGF Investments Inc. (pdf - 60 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - John Christofilos
Blackrock Asset Management Canada (pdf - 186 KB)This link will open in a new windowUpdated on November 6, 2019 - Margaret Gunawan
Canadian Securatization (pdf - 594 KB)This link will open in a new windowUpdated on November 6, 2019 - Ian Bandeen
Canadian Securities Exchange (pdf - 2 MB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Richard Carleton
Canadian Security Traders Association, Inc. (pdf - 262 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - CSTA Trading Issues Committee
CIBC World Markets Inc. (pdf - 48 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Heather Killian
Citadel Securities (pdf - 278 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Mark Wilkinson et David Archer
Healthy Markets Transparency & Trus (pdf - 142 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Studyt - Tyler Gellasch
Mackie Research Capital Corporation (pdf - 140 KB)This link will open in a new windowUpdated on November 1st, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - David Hetherington
National Bank (pdf - 536 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Etienne Dubuc et Martin Gagnon
Neo Exchange Inc. (pdf - 276 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Cindy Petlock et Joacim Wiklander
Omega Securities Inc. (pdf - 173 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Laurence Rose et Sean Debotte
OMERS (pdf - 4 MB)This link will open in a new windowUpdated on November 7, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Brant Robertson et Robert Gouley
Ontario Teachers Pension Plan (pdf - 283 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Duggan et all
Select Vantage (pdf - 1 MB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Daniel Schlaepfer et Mario Josipovic
TMX Group (pdf - 50 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Deanna Dobrowsky
TMX Group Limited (pdf - 918 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Sampson
Draft Regulation to amend Regulation 24-102 respecting Clearing Agency Requirements
- Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on October 18, 2018
- CSA Notice of Consultation (pdf - 84 KB)This link will open in a new windowUpdated on October 18, 2018
- Regulation to amend Regulation 24-102 (pdf - 44 KB)This link will open in a new windowUpdated on October 18, 2018
- Amendments to Policy Statement to Regulation 24-102 (pdf - 146 KB)This link will open in a new windowUpdated on October 18, 2018
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments
- Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on October 25, 2018Custody
- CSA Notice of Consultation (pdf - 55 KB)This link will open in a new windowUpdated on October 25, 2018Custody
- Regulation to amend Regulation 31-103 (pdf - 18 KB)This link will open in a new windowUpdated on October 25, 2018Custody