Regulation 45-106 respecting Prospectus Exemptions (V-1.1, r. 21)

Notice relating to Regulation 45-106

CSA Notice

AMF Notice

Notice of publication

History relating to Regulation 45-106

Date of publication in the bulletin Text
July 6, 2017 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 22 KB)This link will open in a new window (Designated Rating Organizations)
End of consultation: October 4, 2017  
June 8, 2017 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 102 KB)This link will open in a new window (Reports of Exempt Distribution)
End of consultation: September 6, 2017
June 8, 2017 CSA Multilateral Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions relating to Reports of Exempt Distribution (pdf - 279 KB)This link will open in a new window

June 23, 2016

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 303 KB)This link will open in a new window
In force on June 30, 2016

June 23, 2016

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 33 KB)This link will open in a new window
In force on June 30, 2016

 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 3 MB)This link will open in a new window (official consolidated version)
In force from April 30, 2016 to June 29, 2016

 

Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 588 KB)This link will open in a new window (administrative consolidated version)
In force from April 30, 2016 to June 29, 2016

April 7, 2016

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 396 KB)This link will open in a new window

April 7, 2016

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 29 KB)This link will open in a new window

April 7, 2016

CSA Notice of Publication of Amendments relating to Reports of Exempt Distribution - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 489 KB)This link will open in a new window

February 11, 2016

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 84 KB)This link will open in a new window (Offering Memorandum)
In force on April 30, 2016

February 11, 2016

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 64 KB)This link will open in a new window (Offering Memorandum)
In force on April 30, 2016

 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 3 MB)This link will open in a new window (official consolidated version)
In force from December 8, 2015 to April 29, 2016

 

Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 565 KB)This link will open in a new window (administrative consolidated version)
In force from December 8, 2015 to April 29, 2016

December 3, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 105 KB)This link will open in a new window (Rights Offering)
In force on December 8, 2015

December 3, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 62 KB)This link will open in a new window (Rights Offering)
In force on December 8, 2015

 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new window (official consolidated version)
In force from November 17, 2015 to December 7, 2015

November 5, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 58 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

October 29, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemption (pdf - 150 KB)This link will open in a new window (Offering Memorandum Exemption)

October 29, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemption (pdf - 60 KB)This link will open in a new window (Offering Memorandum Exemption)

October 29, 2015

Multilateral CSA Notice of Amendments to Regulation 45-106 (pdf - 122 KB)This link will open in a new window respecting Prospectus Exemption relating to Offering Memorandum Exemption

September 24, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 144 KB)This link will open in a new window (Rights Offering)

September 24, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 50 KB)This link will open in a new window (Rights Offering)

September 24, 2015

CSA Notice of Publication relating to Rights Offerings - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordants (pdf - 500 KB)This link will open in a new window

September 3, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 13 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new window

August 13, 2015

Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 450 KB)This link will open in a new window (Reports of Exempt Distribution)
End of consultation: October 13, 2015

August 13, 2015

Draft amendement to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 24 KB)This link will open in a new window (Reports of Exempt Distribution)
End of consultation: October 13, 2015

August 13, 2015

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions relating to Reports of Exempt Distribution (pdf - 655 KB)This link will open in a new window

 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from May 5, 2015 to November 16, 2015

 

Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 492 KB)This link will open in a new window (administrative consolidated version)
In force from May 5, 2015 to December 7, 2015

April 30, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 161 KB)This link will open in a new window – Accredited Investor and Minimum Amount Investment Prospectus Exemptions
In force on May 5, 2015

April 30, 2015

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 163 KB)This link will open in a new window – Accredited Investor and Minimum Amount Investment Prospectus Exemptions
In force on May 5, 2015

April 30, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 93 KB)This link will open in a new window – Short-term Debt Prospectus Exemption and Short-term Securitized Products
In force on May 5, 2015

April 30, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 47 KB)This link will open in a new window – Short-term Debt Prospectus Exemption and Short-term Securitized Products
In force on May 5, 2015

February 19, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 83 KB)This link will open in a new window – Short-term Debt Prospectus Exemption and Short-term Securitized Products

 

February 19, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 41 KB)This link will open in a new window – Short-term Debt Prospectus Exemption and Short-term Securitized Products

February 19, 2015

CSA Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 351 KB)This link will open in a new window – Short-term Debt Prospectus Exemption and Short-term Securitized Products

February 19, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 152 KB)This link will open in a new window – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

 

February 19, 2015

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 157 KB)This link will open in a new window – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

 

February 19, 2015

CSA Notice of publication : Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 263 KB)This link will open in a new window – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

December 11, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 14 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new window

November 27, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 134 KB)This link will open in a new window (Rights Offering)

November 27, 2014

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration (pdf - 47 KB)This link will open in a new window (Rights Offering)

November 27, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordants (pdf - 72 KB)This link will open in a new window (Rights Offering)

March 20, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 96 KB)This link will open in a new window
End of consultations : June 18, 2014

March 20, 2014

Multilateral CSA Notice of Publication and Request for Comment: Proposed Amendments to Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Offering Memorandum Exemption (pdf - 138 KB)This link will open in a new window

February 27, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 134 KB)This link will open in a new window
End of consultations : May 28, 2014

 

February 27, 2014

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration (pdf - 181 KB)This link will open in a new window (blacklined version)
End of consultations : May 28, 2014

February 27, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions (pdf - 468 KB)This link will open in a new window

January 23, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 107 KB)This link will open in a new window
End of consultations : April 23, 2014

January 23, 2014

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 35 KB)This link will open in a new window
End of consultations : April 23, 2014

January 23, 2014

Notice of Publication and Request for Comment: Proposed Amendments to Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments (pdf - 214 KB)This link will open in a new window

 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from May 31, 2013 to May 4, 2015

May 30, 2013

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 139 KB)This link will open in a new window (concordant to Regulation 25-101)
In force on May 31, 2013

March 14, 2013

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 18 KB)This link will open in a new window (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new window

September 13, 2012

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 36 KB)This link will open in a new window (concordant to Regulation 51-103)

September 13, 2012

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 14 KB)This link will open in a new window (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 20 MB)This link will open in a new window (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new window

November 11, 2011

CSA Staff Consultation Note 45-401: Review of Minimum Amount and Accredited Investor Exemptions - Public Consultation (pdf - 6 MB)This link will open in a new window

July 29, 2011

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new window (concordant to Regulation 51-103)

July 29, 2011

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new window (blacklined version - concordant to Regulation 51-103)

 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from June 30, 2011 to May 30, 2013

July 1, 2011

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 5 MB)This link will open in a new window (concordant to Regulation 43-101)
In force on June 30, 2011

April 8, 2011

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 43-101)

April 1, 2011

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 8 MB)This link will open in a new window (concordant to Regulation 41-103 and Regulation 51-106)

 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to June 29, 2011

 

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 758 KB)This link will open in a new window (administrative consolidated version)
In force from January 1, 2011 to May 4, 2015

December 17, 2010

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new window

April 23, 2010

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 43-101)

March 12, 2010

Draft Regulation to amend 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

March 12, 2010

Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

October 16, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to Regulation 45-106 respecting Prospectus and Registration Exemptions and Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new window

 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new window (administrative version)
In force from September 28, 2009 to December 31, 2010

 

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 343 KB)This link will open in a new window (administrative version)
In force from September 28, 2009 to December 31, 2010

September 25, 2009

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new window
In force on September 28, 2009

September 25, 2009

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new window
In force on September 28, 2009

July 17, 2009

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new window

July 17, 2009

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new window

July 17, 2009

Notice of publication: Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new window

February 29, 2008

Draft Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new window

February 29, 2008

Draft Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new window

February 29, 2008

Notice and Request for Comment: Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new window

 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new window (consolidated administrative version)
In force from December 31, 2007 to September 27, 2009

January 11, 2008

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 4 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 31, 2007

October 12, 2007

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

December 1, 2006

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

August 4, 2006

Erratum - Règlement modifiant le Règlement 45-106 sur les dispenses de prospectus et d'inscription (pdf - 432 KB)This link will open in a new window (Available in french only)

October 21, 2005

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new window

October 21, 2005

Notice and Request for Comment for Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions - Adoption of Local Prospectus and Registration Exemptions for Certain Capital Accumulation Plans (pdf - 835 KB)This link will open in a new window

 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new window (administrative version)
In force from September 14, 2005 to December 30, 2007

 

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 309 KB)This link will open in a new window (administrative version)
In force from September 14, 2005 to September 27, 2009

September 9, 2005

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new window (administrative version)
In force on September 14, 2005

September 9, 2005

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 528 KB)This link will open in a new window (administrative version)
In force on September 14, 2005

September 2, 2005

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 426 KB)This link will open in a new window
In force on September 14, 2005

September 2, 2005

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 468 KB)This link will open in a new window
In force on September 14, 2005

July 8, 2005

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new window

July 8, 2005

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 449 KB)This link will open in a new window

July 8, 2005

Notice of publication: Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 531 KB)This link will open in a new window

December 17, 2004

Draft Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new window

December 17, 2004

Draft Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 568 KB)This link will open in a new window

December 17, 2004

Avis de consultation : Règlement 45-106 sur les dispenses de prospectus et d'inscription (pdf - 514 KB)This link will open in a new window (Available in french only)

December 17, 2004

Table of Concordance (pdf - 294 KB)This link will open in a new window