Securities - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

CSA Consultation Paper 52-403 : Auditor Oversight Issues in Foreign Jurisdictions

Previous consultation
June 24, 2017
See details on CSA Consultation Paper 52-403 : Auditor Oversight Issues in Foreign Jurisdictions

CSA Consultation Paper 81-408 : Consultation on the Option of Discontinuing Embedded Commissions

Previous consultation
June 9, 2017
See details on CSA Consultation Paper 81-408 : Consultation on the Option of Discontinuing Embedded Commissions

Comments received (comments are published in their original language)

Avis de consultation des ACVM: Projet de Règlement modifiant le Règlement 81-102 sur les fonds d'investissement - Modernisation de la réglementation des produits de fonds d'investissement - Fonds alternatifs

Previous consultation
December 22, 2016
See details on Avis de consultation des ACVM: Projet de Règlement modifiant le Règlement 81-102 sur les fonds d'investissement - Modernisation de la réglementation des produits de fonds d'investissement - Fonds alternatifs

Comments received (comments are published in their original language)

CSA Notice and Request for Comment: draft Regulation to repeal Regulation 81-104 respecting Commodity Pools - Modernization of Investment Fund Product Regulation - Alternative Funds

Previous consultation
December 22, 2016
See details on CSA Notice and Request for Comment: draft Regulation to repeal Regulation 81-104 respecting Commodity Pools - Modernization of Investment Fund Product Regulation - Alternative Funds

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement

Previous consultation
November 16, 2016
See details on CSA Notice and Request for Comment: Draft Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement

Comments received (comments are published int their original language):

CSA Notice and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Previous consultation
October 5, 2016
See details on CSA Notice and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Comments received (comments are published in their original language)

Canadian Securities Administrators Consultation Paper 33-404 - Proposals to Enhance the Obligations of Adviser, Dealers, and Representatives toward their Clients (pdf - 665 KB)This link will open in a new windowUpdated on April 28, 2016Obligations of Advisers, Dealers, and Representatives toward their Clients

Previous consultation
September 30, 2016
See details on Canadian Securities Administrators Consultation Paper 33-404 - Proposals to Enhance the Obligations of Adviser, Dealers, and Representatives toward their Clients

Comments received (comments are published in their original language)

CSA Multilateral Staff Notice 54-304: Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols (pdf - 279 KB)This link will open in a new windowWithdrawn on September 14, 2023Proxy Voting Infrastructure

Previous consultation
July 15, 2016
See details on CSA Multilateral Staff Notice 54-304: Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols

Comments received (comments are published in their original language)

Regulation to amend Regulation 23-101 respecting Trading Rules - Trading Fees

Previous consultation
July 6, 2016
See details on Regulation to amend Regulation 23-101 respecting Trading Rules - Trading Fees

Comments received (comments are published in their original language)