Securities - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators

Previous consultation
June 12, 2019
See details on Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators

Comments received (comments are published in their original language)

Canadian Bankers Association (pdf - 196 KB)This link will open in a new windowUpdated on July 9, 2019

Eversheds Sutherland (US) LLP (pdf - 74 KB)This link will open in a new windowUpdated on July 9, 2019 Alexander S. Holtan and Blair Paige Scott

Index Inductry Association (pdf - 175 KB)This link will open in a new windowUpdated on July 9, 2019 Richard H. Redding

International Swaps and Derivatives Association (pdf - 239 KB)This link will open in a new windowUpdated on July 9, 2019 Katherine Darras

Investment Industry Association of Canada (pdf - 323 KB)This link will open in a new windowUpdated on July 9, 2019 Todd Evans

London Stock Exchange group (pdf - 424 KB)This link will open in a new windowUpdated on July 8, 2019 Jonathan Jachym

MSCI (pdf - 249 KB)This link will open in a new windowUpdated on July 9, 2019

Neo Exchange Inc. (pdf - 349 KB)This link will open in a new windowUpdated on July 8, 2019 Joacim Wiklander

RBC Global Asset Management Inc. (pdf - 820 KB)This link will open in a new windowUpdated on July 8, 2019 Daniel E. Chornous

Refinitiv (pdf - 201 KB)This link will open in a new windowUpdated on July 9, 2019

S&P Dow Jones Indice LLC (pdf - 431 KB)This link will open in a new windowUpdated on June 11, 2019 - Joe DePaolo

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 260 KB)This link will open in a new windowUpdated on June 15, 2021Consultation indices de référence

TMX (pdf - 106 KB)This link will open in a new windowUpdated on July 9, 2019 Deanna Dobrowsky

Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

Previous consultation
May 15, 2019
See details on Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

Joint CSA and IIROC Consultation Paper 21-402 (pdf - 264 KB)This link will open in a new windowUpdated on March 14, 2019Crypto-Asset Trading Platforms

Comments received (comments are published in their original language)

Académie Bitcoin (pdf - 103 KB)This link will open in a new windowUpdated on June 12, 2019 Jonathan Hamel

Aquanow (pdf - 147 KB)This link will open in a new windowUpdated on June 10, 2019 Phil Sham

Association canadienne du commerce des valeurs mobilières(pdf - 805 KB)This link will open in a new windowUpdated on June 12, 2019 Annie Sinigagliese

Association des banquiers canadiens(pdf - 428 KB)This link will open in a new windowUpdated on June 7, 2019

Atlantic Blockchain Company (pdf - 179 KB)This link will open in a new windowUpdated on June 11, 2019 Keegan Lee Francis

Bitvo (pdf - 192 KB)This link will open in a new windowUpdated on June 12, 2019 Nathan Montgomery

Blockchain Technology Coalition of Canada (pdf - 347 KB)This link will open in a new windowUpdated on June 10, 2019 Ash Navabi

Brane Capital (pdf - 183 KB)This link will open in a new windowUpdated on June 11, 2019 T. Paul Rowland

Canadian Digital Asset Coalition (pdf - 428 KB)This link will open in a new windowUpdated on June 12, 2019

Canadian Foundation for Advancement of Investor Rights (pdf - 175 KB)This link will open in a new windowUpdated on June 11, 2019 Ermanno Pascutto

Castell (pdf - 128 KB)This link will open in a new windowUpdated on June 11, 2019 Dr Stephen Castell

Chamber of Digital Commerce Canada (pdf - 2 MB)This link will open in a new windowUpdated on June 12, 2019 Tanya Woods

CME Group (PDF - 275 KB)This link will open in a new windowUpdated on June 11, 2019 Sunil Cutinho

Coinsquare (pdf - 256 KB)This link will open in a new windowUpdated on June 10, 2019

ComplyChain Solutions T (pdf - 322 KB)This link will open in a new windowUpdated on June 12, 2019 Adnar Tahir

Comptables professionnels agréés (pdf - 279 KB)This link will open in a new windowUpdated on June 10, 2019 Gordon Beal

Corporate Counsel Professionnal Corporation (pdf - 190 KB)This link will open in a new windowUpdated on June 12, 2019 Randee Pavalow

Crowdmatrix (pdf - 184 KB)This link will open in a new windowUpdated on June 12, 2019 James S. Hershaw

Durand Morisseau(PDF - 1 MB)This link will open in a new windowUpdated on June 12, 2019 David Durand and Drew S. Dorweiler

Fern Karsh (pdf - 56 KB)This link will open in a new windowUpdated on June 12, 2019

Fidelity Clearing Canada (pdf - 136 KB)This link will open in a new windowUpdated on June 10, 2019 Scott MacKenzie

Global Digital Finance (pdf - 292 KB)This link will open in a new windowUpdated on June 12, 2019

Investor Advisory Panel (pdf - 159 KB)This link will open in a new windowUpdated on June 11, 2019 Neil Gross

Knox Industries (pdf - 87 KB)This link will open in a new windowUpdated on June 10, 2019

Kraken (pdf - 232 KB)This link will open in a new windowUpdated on June 10, 2019

LCH Limited (pdf - 92 KB)This link will open in a new windowUpdated on June 11, 2019 Julian Olover

Leede Jones Gable (pdf - 94 KB)This link will open in a new windowUpdated on June 11, 2019 Jason Jardine

Market Data Company (pdf - 250 KB)This link will open in a new windowUpdated on June 7, 2019 Alexander Izak Levesque

National Digital Asset Exchange Inc. (pdf - 297 KB)This link will open in a new windowUpdated on June 12, 2019 Julia Baranovskaya

Octonomics (pdf - 3 MB)This link will open in a new windowUpdated on June 12, 2019 Elisabeth Préfontaine

Paradiso Venture Inc. (pdf - 100 KB)This link will open in a new windowUpdated on June 10, 2019 George Bordianu Balance

Piotr Piasecki (pdf - 133 KB)This link will open in a new windowUpdated on June 10, 2019

Raymond Chabot Grant Thornton (pdf - 229 KB)This link will open in a new windowUpdated on June 12, 2019 Louis Roy et Jean-François Trépanier

Reddit (pdf - 232 KB)This link will open in a new windowUpdated on June 10, 2019 Fiach Dubh

Roger Miller (pdf - 130 KB)This link will open in a new windowUpdated on June 10, 2019

SoapBox Network Inc. (pdf - 207 KB)This link will open in a new windowUpdated on June 10, 2019

State Street (pdf - 304 KB)This link will open in a new windowUpdated on June 10, 2019 James J. Biancamano

TD Securities (pdf - 287 KB)This link will open in a new windowUpdated on June 10, 2019

The Jersey Company (pdf - 1 MB)This link will open in a new windowUpdated on June 12, 2019 Robert Young

The Ludo Group (pdf - 77 KB)This link will open in a new windowUpdated on June 12, 2019 Adrian Sischin, Lara Wojahn, Cloudesley Hobbs, Jason Dearborn

TMX Group (pdf - 59 KB)This link will open in a new windowUpdated on June 12, 2019 Deanna Dobrowsky

TMX Group Limited (pdf - 49 KB)This link will open in a new windowUpdated on June 11, 2019 Deanna Dobrowsky

Tritum (pdf - 100 KB)This link will open in a new windowUpdated on June 10, 2019 John Willock and Jim Andriopoulos

Vakeesan Mahalingam (pdf - 182 KB)This link will open in a new windowUpdated on June 10, 2019

View Fin (pdf - 192 KB)This link will open in a new window

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments relating to Syndicated Mortgages

Previous consultation
May 14, 2019
See details on Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments relating to Syndicated Mortgages

Comments received (comments are published in their original language)

Appraisal Institute of Canada (pdf - 161 KB)This link will open in a new windowUpdated on May 27, 2019 (Keith Lancastle)

Canadian Foundation for Advancement of Investor Rights (pdf - 183 KB)This link will open in a new windowUpdated on May 9, 2019

Foremost Financial Corporation (pdf - 172 KB)This link will open in a new windowUpdated on May 16, 2019 (Evan Cooperman, Ricky Dogon)

MarshallZehr Group Inc. - December 6, 2018 (pdf - 165 KB)This link will open in a new windowUpdated on April 11, 2019 (Murray Snedden)

MarshallZehr Group Inc. - March 28, 2019 (pdf - 26 KB)This link will open in a new windowUpdated on May 27, 2019 (Murray Snedden)

Private Mortgage Capital Funding (pdf - 35 KB)This link will open in a new windowUpdated on May 27, 2019 (Stephen Lidsky)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 270 KB)This link will open in a new windowUpdated on May 9, 2019

The Ontario Mortgage Investment Companies Association (pdf - 1 MB)This link will open in a new windowUpdated on May 27, 2019 (Adam Rose, Ricky Dogon and Robert Trager)

The Private Capital Markets Association of Canada (pdf - 268 KB)This link will open in a new windowUpdated on May 27, 2019 (Craig Skauge, Diane Soloway, Frank Laferriere and Georgina Blanas)

Vector Financial Services Limited (pdf - 286 KB)This link will open in a new windowUpdated on May 27, 2019 (Mitchell Oelbaum)

Internalization within the Canadian Equity Market

Previous consultation
May 13, 2019
See details on Internalization within the Canadian Equity Market

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

Previous consultation
March 1, 2019
See details on CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study (pdf - 381 KB)This link will open in a new windowUpdated on December 17, 2018

Comments received (comments are published in their original language)

AGF Investments Inc. (pdf - 60 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - John Christofilos

Blackrock Asset Management Canada (pdf - 186 KB)This link will open in a new windowUpdated on November 6, 2019 - Margaret Gunawan

Canadian Advocacy Council for Canadian (pdf - 246 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study

Canadian Securatization (pdf - 594 KB)This link will open in a new windowUpdated on November 6, 2019 - Ian Bandeen

Canadian Securities Exchange (pdf - 2 MB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Richard Carleton

Canadian Security Traders Association, Inc. (pdf - 262 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - CSTA Trading Issues Committee

CIBC World Markets Inc. (pdf - 48 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Heather Killian

Citadel Securities (pdf - 278 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Mark Wilkinson et David Archer

Fidelity Asset Management (pdf - 394 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Fidae Abbas

Healthy Markets Transparency & Trus (pdf - 142 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Studyt - Tyler Gellasch

Invesco Canada Ltd (pdf - 448 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Julianna Ahn

Investment industry association of Canada (pdf - 299 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Susan Copland

Mackie Research Capital Corporation (pdf - 140 KB)This link will open in a new windowUpdated on November 1st, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - David Hetherington

Nasdaq Canada (pdf - 369 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study

National Bank (pdf - 536 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Etienne Dubuc et Martin Gagnon

Neo Exchange Inc. (pdf - 276 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Cindy Petlock et Joacim Wiklander

Omega Securities Inc. (pdf - 173 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Laurence Rose et Sean Debotte

OMERS (pdf - 4 MB)This link will open in a new windowUpdated on November 7, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Brant Robertson et Robert Gouley

Ontario Teachers Pension Plan (pdf - 283 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Duggan et all

Scotia Bank (pdf - 110 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Alex Perel

Select Vantage (pdf - 1 MB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Daniel Schlaepfer et Mario Josipovic

TD Asset Management Inc. (pdf - 2 MB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Bruce Cooper

TMX Group (pdf - 50 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Deanna Dobrowsky

TMX Group Limited (pdf - 918 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Sampson

Virtu ITG Canada Corp. (pdf - 79 KB)This link will open in a new windowUpdated on November 7, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Doug Clark

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Previous consultation
December 24, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Previous consultation
December 13, 2018
See details on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions

Comments received (comments are published in their original language)

Advocis (pdf - 1 MB)This link will open in a new windowUpdated on December 14, 2018 (Greg Pollock, Al Jones)

AGF Investments Inc. - AGF (pdf - 127 KB)This link will open in a new windowUpdated on December 14, 2018 (Mark Adams)

Alan Blanes (pdf - 312 KB)This link will open in a new windowUpdated on November 23, 2018

Alberta-based DIY Investor (pdf - 312 KB)This link will open in a new windowUpdated on November 23, 2018

Alternative Investment Management Association Canada Inc. - AIMA (pdf - 669 KB)This link will open in a new windowUpdated on December 17, 2018 (A. Timothy Baron, Sarah Gardiner, Supriya Kapoor, Ian Pember, Donna Spagnolo, Jennifer Wood

Anonymous (pdf - 29 KB)This link will open in a new windowUpdated on November 19, 2018

Association Professionnelle des Conseillers en Services Financiers - APCSF (pdf - 547 KB)This link will open in a new windowUpdated on December 5, 2018 (Flavio Vani, Bertrand Larocque)

Art Ross (pdf - 44 KB)This link will open in a new windowUpdated on November 23, 2018

Borden Ladner Gervais LLP (pdf - 73 KB)This link will open in a new windowUpdated on December 17, 2018 (Whitney Bell, Jason Brooks, Rebecca Cowdery, David Di Paolo, Kathryn Fuller, John Hall, Lynn McGrade, Laura Paglia)

Bruce Loeppky (pdf - 13 KB)This link will open in a new windowUpdated on November 23, 2018

Canadian Advocacy Council for Canadian CFA Institute Societies – CAC (pdf - 219 KB)This link will open in a new windowUpdated on December 11, 2018

Canadian Foundation for Advancement of Investor Rights - FAIR Canada (pdf - 416 KB)This link will open in a new windowUpdated on December 14, 2018 (Frank Allen)

CARP (pdf - 418 KB)This link will open in a new windowUpdated on December 17, 2018 (Wanda Morris, Laura Tamblyn Watts)

Counsel Inc., RBC InvestEase Inc. and Phillips, Hager & North Investment Funds Ltd. - RBC (pdf - 4 MB)This link will open in a new windowUpdated on December 14, 2018 (Doug Guzman, Neil McLaughlin)

D. McFadden (pdf - 304 KB)This link will open in a new windowUpdated on November 19, 2018

David Fieldstone (pdf - 114 KB)This link will open in a new windowUpdated on November 19, 2018

Eric F. Gosselin (pdf - 2 MB)This link will open in a new windowUpdated on December 14, 2018

Eric Portelance (pdf - 14 KB)This link will open in a new windowUpdated on December 20, 2018

Federation of Mutual Fund Dealers (pdf - 207 KB)This link will open in a new windowUpdated on December 14, 2018 (Sandra L. Kegie)

Fidelity Investments Canada ULC - Fidelity (pdf - 333 KB)This link will open in a new windowUpdated on December 14, 2018 (Rob Strickland)

Financial Planning Standards Council - FPSC (pdf - 211 KB)This link will open in a new windowUpdated on December 17, 2018

Finandicap inc. (pdf - 84 KB)This link will open in a new windowUpdated on December 5, 2018 (Guillaume Parent)

Franklin Templeton Investments Corp. - FTI (pdf - 169 KB)This link will open in a new windowUpdated on December 14, 2018 (Brad Beuttenmiller)

Gary Stenzler (pdf - 415 KB)This link will open in a new windowUpdated on November 16, 2018

Groupe Cloutier Investissements

 

(François Bruneau)

Groupe financier PEAK (pdf - 156 KB)This link will open in a new windowUpdated on December 17, 2018 - (Robert Frances, Marc Doré)

Harvey Naglie (pdf - 177 KB)This link will open in a new windowUpdated on November 19, 2018

HighView Asset Management Ltd. - HAML (pdf - 742 KB)This link will open in a new windowUpdated on December 14, 2018 (Dan Hallett)

Independent Financial Brokers of Canada - IFB (pdf - 571 KB)This link will open in a new windowUpdated on December 14, 2018 (Nancy Allan)

Invesco Canada Ltd. (Shalomi Abraham)

The Investment Funds Institute of Canada - IFIC (pdf - 184 KB)This link will open in a new windowUpdated on December 14, 2018 (Paul C. Bourque)

Investment Industry Association of Canada - IIAC (pdf - 1 MB)This link will open in a new windowUpdated on December 14, 2018 (Michelle Alexander, Annie Sinigagliese)

Isaac Glick (pdf - 59 KB)This link will open in a new windowUpdated on November 23, 2018

James Richard MacDonald (pdf - 59 KB)This link will open in a new windowUpdated on December 20, 2018

James S. Durnin (pdf - 204 KB)This link will open in a new windowUpdated on December 13, 2018

Ken Kivenko (pdf - 468 KB)This link will open in a new windowUpdated on November 19, 2018

Kenmar Associates (pdf - 345 KB)This link will open in a new windowUpdated on November 16, 2018

Larry Elford (pdf - 30 KB)This link will open in a new windowUpdated on November 23, 2018

Mackenzie Financial Corporation - Mackenzie Investments (pdf - 282 KB)This link will open in a new windowUpdated on December 14, 2018(Barry S. McInerney)

Mary Boom (pdf - 75 KB)This link will open in a new windowUpdated on November 23, 2018

Mérici Services financiers inc. (pdf - 420 KB)This link will open in a new windowUpdated on December 14, 2018 - (Michel Boutin, Maxime Gauthier)

MICA Capital Inc. (pdf - 37 KB)This link will open in a new windowUpdated on December 4, 2018 (Gino Sebastian Savard)

Millie Jagdeo (pdf - 301 KB)This link will open in a new windowUpdated on November 23, 2018

Mouvement Desjardins

 

(Yvan-Pierre Grimard)

National Bank Investments Inc. - NBI (pdf - 406 KB)This link will open in a new windowUpdated on December 14, 2018 (Martin Gagnon)

OSC Investor Advisory Panel (pdf - 199 KB)This link will open in a new windowUpdated on December 4, 2018 – (Neil Gross)

Peter Whitehouse (pdf - 366 KB)This link will open in a new windowUpdated on November 19, 2018

Portfolio Management Association of Canada - PMAC (pdf - 101 KB)This link will open in a new windowUpdated on December 14, 2018 (Katie Walmsley, Margaret Gunawan)

Portfolio Strategies Corporation - PSC (pdf - 134 KB)This link will open in a new windowUpdated on December 14, 2018 (Mark S. Kent)

Primerica Financial Services (pdf - 663 KB)This link will open in a new windowUpdated on December 17, 2018 (John A. Adams)

RBC Dominion Securities Inc., RBC Direct investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment (pdf - 4 MB)This link will open in a new windowUpdated on December 14, 2018

Ruth Elliott (pdf - 308 KB)This link will open in a new windowUpdated on November 19, 2018

Small Investor Protection Association – SIPA (pdf - 283 KB)This link will open in a new windowUpdated on November 19, 2018 (Stan I. Buell)

Steve Pozgaj (pdf - 342 KB)This link will open in a new windowUpdated on December 20, 2018

TD Wealth (pdf - 1 MB)This link will open in a new windowUpdated on December 14, 2018 (Leo Salom)

Tom Dusmet (pdf - 620 KB)This link will open in a new windowUpdated on December 19, 2018

Yegal Rosen (pdf - 17 KB)This link will open in a new windowUpdated on December 20, 2018

W. Keir Clark (pdf - 313 KB)This link will open in a new windowUpdated on November 26, 2018

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Previous consultation
December 5, 2018
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations

Comments received (comments are published in their original language)

Association des banquiers canadiens (pdf - 132 KB)This link will open in a new windowUpdated on December 18, 2018

Auditing and Assurance Standards Board (pdf - 508 KB)This link will open in a new windowUpdated on November 27, 2018

Bennett Jones (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Blakes, Cassels & Graydon LLP (pdf - 111 KB)This link will open in a new windowUpdated on December 18, 2018

Brtish Columbia Investment (pdf - 1 MB)This link will open in a new windowUpdated on December 18, 2018

Brunet, Duckworth & Palmer LLP (pdf - 133 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Accounting Standards Board (pdf - 158 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Advocacy Counci(pdf - 226 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Coalition for Good Governance (pdf - 318 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Natural Resources Limited (pdf - 395 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Public Accountablility Board (pdf - 131 KB)This link will open in a new windowUpdated on December 18, 2018

Cassels Brock Lawyers (pdf - 197 KB)This link will open in a new windowUpdated on January 10, 2019

Cenovus Energy (pdf - 349 KB)This link will open in a new windowUpdated on December 18, 2018

Comptable professionnels agréés Canada (pdf - 154 KB)This link will open in a new windowUpdated on December 18, 2018

Davies Ward Phillips & Vineberg LLP (pdf - 55 KB)This link will open in a new windowUpdated on December 18, 2018

Deloitte LLP (pdf - 169 KB)This link will open in a new windowUpdated on December 18, 2018

Ernst & Young LLP (pdf - 412 KB)This link will open in a new windowUpdated on December 18, 2018

Financial Executives International Canada (pdf - 504 KB)This link will open in a new windowUpdated on December 18, 2018

Freehold Royalties LTD. (pdf - 222 KB)This link will open in a new windowUpdated on December 18, 2018

Goodmans LLP (pdf - 283 KB)This link will open in a new windowUpdated on December 18, 2018

Great-West Lifeco inc. (pdf - 486 KB)This link will open in a new windowUpdated on December 18, 2018

InPlay Oil Corp. (pdf - 54 KB)This link will open in a new windowUpdated on December 18, 2018

Institut des Fonds d’Investissement du Canada (pdf - 558 KB)This link will open in a new windowUpdated on December 18, 2018

Institute of Corporate Directors (pdf - 506 KB)This link will open in a new windowUpdated on December 18, 2018

Intact Financial corporation (pdf - 440 KB)This link will open in a new windowUpdated on December 18, 2018

Inter Pipeline Ltd. (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Investor Advisory Panel (pdf - 191 KB)This link will open in a new windowUpdated on November 27, 2018

Keyara Corp. (pdf - 4 MB)This link will open in a new windowUpdated on December 18, 2018

KPMG (pdf - 93 KB)This link will open in a new windowUpdated on December 10, 2018

Lynessa Dias (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Manulife Finanical Corporation (pdf - 257 KB)This link will open in a new windowUpdated on December 18, 2018

Norton Rose Fulbright (pdf - 165 KB)This link will open in a new windowUpdated on December 18, 2018

Ontario Power Generation (pdf - 64 KB)This link will open in a new windowUpdated on December 18, 2018

Pembina Pipeline Corporation (pdf - 342 KB)This link will open in a new windowUpdated on December 10, 2018

PricewaterhouseCoopers LLP (pdf - 238 KB)This link will open in a new windowUpdated on December 18, 2018

Québec Bourse Inc. (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Real Property Association of Canada (pdf - 537 KB)This link will open in a new windowUpdated on December 18, 2018

Seven Genrations Energy (pdf - 3 MB)This link will open in a new windowUpdated on December 18, 2018

Stikeman Elliott (pdf - 212 KB)This link will open in a new windowUpdated on December 10, 2018

Suncor Energy Inc. (pdf - 100 KB)This link will open in a new windowUpdated on December 18, 2018

Torys LLP (pdf - 507 KB)This link will open in a new windowUpdated on December 18, 2018

Veritas Investment Research (pdf - 1 MB)This link will open in a new windowUpdated on December 18, 2018

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Previous consultation
October 19, 2018
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms

Comments received (comments are published in their original language)