Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Service (pdf - 96 KB)
This link will open in a new windowUpdated on November 15, 2012Dispute Resolution Service
Previous consultation
February 15, 2013
See details on Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Service
Comments received (comments are published in their original language)
- Advocis (pdf - 198 KB)
This link will open in a new windowUpdated on February 24, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Greg Pollock & Harley Lockhart (Advocis) Letter of February 15, 2013
- Alternative Investment Management Association (pdf - 60 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Ian Pember (Alternative Investment Management Association) February 15, 2013
- Association of Canadian Compliance Professionals (pdf - 263 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Sandra L. Kegie (Association of Canadian Compliance Professionals) Letter of February 15, 2013
- Borden Ladner Gervais (pdf - 154 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Prema K.R. Thiele, Rebecca Cowdery & Marsha Gerhart (Borden Ladner Gervais LLP) Letter of February 15, 2013
- Brandes Investment Partners & CO (pdf - 56 KB)
This link will open in a new windowUpdated on February 6, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Oliver Murray and Carol Lynde (Brandes Investment Partners & Co.) Letter of February 6, 2013
- Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 29 KB)
This link will open in a new windowUpdated on January 10, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies) Letter of January 10, 2013
- Canadian Foundation for Advancement of Investor Rights (pdf - 470 KB)
This link will open in a new windowUpdated on January 25, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights) Letter of January 16, 2013
- CI Financial (pdf - 73 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Sheila Murray (CI Financial Corp.) Letter of February 15, 2013
- Exempt Market Dealers Association of Canada (pdf - 478 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Geoffrey Ritchie (Exempt Market Dealers Association of Canada) Letter of February 15, 2013
- Fidelity Investments Canada (pdf - 285 KB)
This link will open in a new windowUpdated on February 8, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - W. Sian Burgess (Fidelity Investments Canada ULC) Letter of February 6, 2013
- Invesco Canada (pdf - 217 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Eric Adelson (Invesco Canada Ltd.) Letter of February 15, 2013
- Investment Funds Institute of Canada (pdf - 179 KB)
This link will open in a new windowUpdated on January 31, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - John Cockerline (The Investment Funds Institute of Canada) Letter of January 29, 2013
- Investment Industry Association of Canada (pdf - 154 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Susan Copland (Investment Industry Association of Canada) Letter of February 14, 2013
- Investor Advisory Panel (pdf - 232 KB)
This link will open in a new windowUpdated on February 2, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - The Investor Advisory Panel, Letter of January 30, 2013
- Kenmar Associates (pdf - 108 KB)
This link will open in a new windowUpdated on November 20, 2012Comment Letter: Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Ken Kivenko (Kenmar Associates) - November 19, 2012
- National Exempt Market Association (pdf - 129 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Craig Skauge & Cora Pettipas (National Exempt Market Association) Letter of February 15, 2013
- Portfolio Management Association of Canada (pdf - 1 MB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Katie Walmsley & Scott Mahaffy (Portfolio Maangement Association of Canada) Letter of February 15, 2013
- RBC Financial Group (pdf - 31 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - David Agnew, Wayne Bossert, John S. Montalbano, Rosalyn Kent & Vijay Parmar (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management, Phillips Hager & North Investment Funds Ltd. and RBC PH&N Investment Counsel) Letter of February 15, 2013
- RESP Dealers Association of Canada (pdf - 52 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Peter Lewis & James Deeks (RESP Dealers Association of Canada) Letter of February 14, 2013
- Robertson-Devir (pdf - 60 KB)
This link will open in a new windowUpdated on January 18, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Joanna Robertson (Robertson-Devir) Letter of January 15, 2012
- Scotia Asset Management (pdf - 78 KB)
This link will open in a new windowUpdated on February 19, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - M. Catherine Tuckwell (Scotia Asset Management L.P.) Letter of February 14, 2013
- Small Investor Protection Association (pdf - 198 KB)
This link will open in a new windowUpdated on February 7, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Stan Buell (Small Investor Protection Association) Letter of January 28, 2013
- Stikeman Elliott (pdf - 57 KB)
This link will open in a new windowUpdated on February 20, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit & Kathleen G. Ward (Stikeman Elliott LLP) Letter of February 15, 2013
- Walton Capital Management (pdf - 124 KB)
This link will open in a new windowUpdated on February 16, 2013Proposed Amendments to NI 31-103 - Registration Requirements, Exemptions and Ongoing Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Obligations - Mark McKenna (Walton Capital Management Inc.) Letter of February 14, 2013
Regulation to amend Regulation 23-103 respecting Electronic Trading, Amendments to Policy Statement to Regulation 23-103 respecting Electronic Trading and Regulation to amend Regulation 11-102 respecting Passport System (pdf - 322 KB)
This link will open in a new windowUpdated on October 25, 2012
Previous consultation
January 23, 2013
See details on Regulation to amend Regulation 23-103 respecting Electronic Trading, Amendments to Policy Statement to Regulation 23-103 respecting Electronic Trading and Regulation to amend Regulation 11-102 respecting Passport System
Regulation 51-103 respecting Ongoing Governance and Disclosure Requirements for Venture Issuers
Previous consultation
December 12, 2012
See details on Regulation 51-103 respecting Ongoing Governance and Disclosure Requirements for Venture Issuers
- Notice (pdf - 323 KB)
This link will open in a new windowUpdated on September 13, 2012
- List of Commenters (pdf - 59 KB)
This link will open in a new windowUpdated on September 18, 2012
- Regulation 51-103 (pdf - 541 KB)
This link will open in a new windowUpdated on September 13, 2012
- Amendments to Regulations arising from Regulation 51-103 (pdf - 517 KB)
This link will open in a new windowUpdated on September 13, 2012
- Amendments to Policy Statements arising from Regulation 51-103 (pdf - 191 KB)
This link will open in a new windowUpdated on September 13, 2012
CSA Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms
Previous consultation
September 21, 2012
See details on CSA Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms
Comments received (comments are published in their original language)
- Manifest (pdf - 325 KB)
This link will open in a new windowUpdated on September 28, 2012
- VoterMedia.org (pdf - 20 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Center for Capital Markets Competitiveness (pdf - 200 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Institutional Shareholder Services Inc. (ISS) (pdf - 307 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- NEI Investments (pdf - 257 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- CPP Investment Board (pdf - 51 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- George Weston Limited (pdf - 101 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Mercer (Canada) Limited
- Canadian Tire (pdf - 298 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Stakeholders Empowerment Services (SES) (pdf - 87 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Institute of Corporate Directors (ICD) (pdf - 412 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Pacific Rubiales Energy Corp. (pdf - 101 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- The North West Company Inc. (pdf - 34 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Mercer (Canada) Limited (pdf - 58 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- SHARE (pdf - 1 MB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- BC Investment Management Corporation (bcIMC) (pdf - 93 KB)
This link will open in a new windowUpdated on September 28, 2012
- Richard W. Leblanc (pdf - 1 MB)
This link will open in a new windowUpdated on September 28, 2012
- Public Sector Pension Investment Board (PSP) (pdf - 304 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Canadian Labour Congress (pdf - 61 KB)
This link will open in a new windowUpdated on October 1st, 2012agences de conseil de vote, consultation 25-40
- Caisse de dépôt et placement du Québec (pdf - 50 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Innergex (pdf - 489 KB)
This link will open in a new windowUpdated on September 28, 2012
- U308 Corp (pdf - 280 KB)
This link will open in a new windowUpdated on October 1st, 2012agences de conseil de vote, consultation 25-401
- Hermes Equity Ownership Services (pdf - 105 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Enbridge Inc. (pdf - 218 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Canadian Investor Relations Institute (CIRI) (pdf - 432 KB)
This link will open in a new windowUpdated on September 28, 2012
- Cameco Corporation (pdf - 244 KB)
This link will open in a new windowUpdated on September 28, 2012
- Legal & General Investment Management Limited (pdf - 5 MB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Canadian Coalition for Good Governance (pdf - 2 MB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Power Corporation of Canada (pdf - 476 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- RBC Global Asset Management Inc. (pdf - 82 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-40
- Essential Energy Services Ltd. (pdf - 79 KB)
This link will open in a new windowUpdated on September 8, 2021Lettre de commentaire sur la consultation 25-401 relativement à la perspective de règlementation des agences de conseil de vote-Essential Energy Services Ltd.
- IGM Financial Inc. (pdf - 976 KB)
This link will open in a new windowUpdated on September 28, 2012
- Canadian Bankers Association (CBA) (pdf - 96 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Power Financial Corporation (pdf - 4 MB)
This link will open in a new windowUpdated on September 28, 2012
- Davies Ward Phillips & Vineberg (pdf - 3 MB)
This link will open in a new windowUpdated on September 28, 2012
- Cenovus Energy Inc. (pdf - 450 KB)
This link will open in a new windowUpdated on September 28, 2012
- Bengal Energy Ltd. (pdf - 50 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- TIAA-CREF (pdf - 29 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Glass Lewis & Co. (pdf - 256 KB)
This link will open in a new windowUpdated on September 28, 2012
- Encana Corporation (pdf - 366 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- BlackRock (pdf - 61 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Agnico-Eagle Mines Limited (AEM) (pdf - 285 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Norton Rose (pdf - 196 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Talisman Energy Inc. (pdf - 20 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Canadian Society of Corporate Secretaries (CSCS) (pdf - 77 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Astral Media Inc. (pdf - 100 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Gildan Inc. (pdf - 79 KB)
This link will open in a new windowUpdated on September 28, 2012
- Bombardier Inc. (pdf - 1 MB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Quebecor (pdf - 3 MB)
This link will open in a new windowUpdated on September 28, 2012
- Bennett Jones LLP (pdf - 107 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Portfolio Management Association of Canada (PMAC) (pdf - 186 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- CI Financial (pdf - 50 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Magna International Inc. (pdf - 45 KB)
This link will open in a new windowUpdated on September 28, 2012
- Ontario Teachers’ Pension Plan Board (pdf - 98 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
- Blakes, Cassels & Graydon LLP (pdf - 2 MB)
This link will open in a new windowUpdated on September 28, 2012
- Fraser Milner Casgrain LLP (pdf - 386 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Newalta (pdf - 238 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Davis LLP (pdf - 122 KB)
This link will open in a new windowUpdated on September 28, 2012agences de conseil de vote, consultation 25-401
- Stikeman Elliott LLP (pdf - 121 KB)
This link will open in a new windowUpdated on September 28, 2012
- Newhouse Strategic Counsel (pdf - 221 KB)
This link will open in a new windowUpdated on September 28, 2012
- Pension Investment Association of Canada (PIAC) (pdf - 50 KB)
This link will open in a new windowUpdated on September 28, 2012consultation 25-401, agences de conseil de vote
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements (pdf - 713 KB)
This link will open in a new windowUpdated on June 14, 2012
Previous consultation
September 14, 2012
See details on Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements
- Exempt Market Investors – Account Reporting Practices Online Survey Final Report (pdf - 698 KB)
This link will open in a new windowUpdated on July 17, 2012Exempt Market Investors – Account Reporting Practices Online Survey FINAL REPORT
- Results of Investor Focus Groups and Personal Interviews - Background Report for Online Survey of Exempt Market Investors (pdf - 508 KB)
This link will open in a new windowUpdated on July 17, 2012Results of Investor Focus Groups and Personal Interviews - Background Report for Online Survey of Exempt Market Investors
- Telephone survey of Retail investors – Account reporting practices Omnibus Final Report (pdf - 268 KB)
This link will open in a new windowUpdated on July 17, 2012TELEPHONE SURVEY OF RETAIL INVESTORS – ACCOUNT REPORTING PRACTICES OMNIBUS FINAL REPORT
Comments received (comments are published in their original language)
- AGF Investments inc (pdf - 61 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Alternative Investment Management Association (pdf - 287 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Armstrong & Qualie Assoc, Inc (pdf - 36 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Assante Financial Management ltd (pdf - 361 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Association of Canadian Compliance Professionals (pdf - 75 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- B2B Bank (pdf - 83 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Borden Ladner Gervais (pdf - 94 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Canadian Advocacy Council (pdf - 63 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Canandian GIPS Council (pdf - 103 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Canfin Magellan Investments inc (pdf - 70 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Capital International Asset Management (pdf - 69 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Christine Lucyk (pdf - 79 KB)
This link will open in a new windowUpdated on October 3, 2012comments
- CIBC (pdf - 71 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- CI Financial Corp (pdf - 110 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Mouvement des caisses Desjardins (pdf - 74 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Duff Young (pdf - 65 KB)
This link will open in a new windowUpdated on October 2, 2012comments
- Dundee Private Investors inc (pdf - 134 KB)
This link will open in a new windowUpdated on October 11, 2012comments
- Edward Jones (pdf - 72 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Canadian Fundation for Advancement of Investor Rights (pdf - 285 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Federation of Mutual Fund Dealers (pdf - 122 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Fidelity Investments (pdf - 63 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Franklin Templeton Investment (pdf - 140 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Greystone Managed Investments Inc (pdf - 116 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Groupe Cloutier Investissements (pdf - 102 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Hamish Porter (pdf - 152 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Hearthbridge Capital Management ltd (pdf - 78 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Highstreet Asset Management inc (pdf - 56 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- IA Clarington Investments (pdf - 43 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Investment Funds Institute of Canada (pdf - 139 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Independent Financial Brokers of Canada (pdf - 126 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Independent Planning Group inc (pdf - 76 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- ING Direct Mutual Funds (pdf - 93 KB)
This link will open in a new windowUpdated on September 26, 2012comments
- Invesco Canada (pdf - 87 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Investment Industry Association of Canada (pdf - 300 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Investment Planning Counsel (pdf - 105 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Investor Advisory Panel (pdf - 135 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Joe Killoran (pdf - 63 KB)
This link will open in a new windowUpdated on September 27, 2012
- Investors Group (pdf - 96 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Jean-François Labbe (pdf - 37 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Kenmar Associates (pdf - 125 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Mackenzie Investments (pdf - 107 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Manulife Securities (pdf - 52 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- National Bank Securities (pdf - 90 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- OMEGA Fundation (pdf - 61 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Pacific Spirit Investment Management Inc (pdf - 66 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Physician Services MD (pdf - 36 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Portfolio Management Association of Canada (pdf - 224 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Portfolio Strategies Corporation (pdf - 110 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Primerica (pdf - 50 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Quadrus Investment Services ltd (pdf - 108 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- RBC (pdf - 126 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- RESP Dealers Association of Canada (pdf - 138 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Rogers Group Investment Advisors Ltd. (pdf - 77 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Scotia Asset Management (pdf - 41 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Scotia Securities inc (pdf - 66 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Scotia Capital Inc. (pdf - 74 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Services financiers Peak inc (pdf - 80 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Steadyhand Investments Funds (pdf - 67 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Sun Life Global Investments (pdf - 118 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- Sun Life Financial Investment Services (pdf - 85 KB)
This link will open in a new windowUpdated on September 27, 2012comments
- TD Asset Management (pdf - 57 KB)
This link will open in a new windowUpdated on September 27, 2012comments
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds) (pdf - 644 KB)
This link will open in a new windowUpdated on June 21, 2012
Previous consultation
September 6, 2012
See details on Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds)
Comments received (comments are published in their original language)
- Advocis (pdf - 89 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- AGF Investment Inc. (pdf - 49 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Borden Ladner Gervais LLP (pdf - 44 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Brandes Investment Partners & Co (pdf - 82 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Broadridge Investor Communications Corporation (pdf - 42 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Canadian Bankers Association (CBA) (pdf - 72 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Capital International Asset Management (Canada) Inc. (CIAM) (pdf - 66 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- CI Financial Corp. (pdf - 103 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- CIBC (pdf - 32 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- FAIR Canada (pdf - 470 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Fidelity Investments Canada ULC (pdf - 31 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Franklin Templeton Investments (pdf - 592 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- IA Clarington Investments Inc. (pdf - 45 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Independent Financial Brokers of Canada (IFB) (pdf - 219 KB)
This link will open in a new windowUpdated on September 28, 2012Consultaion
- ING Direct (pdf - 917 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Invesco (pdf - 178 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Investment Industry Association of Canada (IIAC) (pdf - 272 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Investment Planning Counsel Inc. (pdf - 323 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- InvestorPOS (pdf - 290 KB)
This link will open in a new windowUpdated on September 28, 2012Consultation
- Investors Group (pdf - 7 MB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Kenmar Associates (pdf - 207 KB)
This link will open in a new windowUpdated on April 14, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Mackenzie Investments (pdf - 5 MB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Manulife Mutual Funds (pdf - 51 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- Mouvement des caisses Desjardins (pdf - 3 MB)
This link will open in a new windowUpdated on September 28, 2012
- Primerica (pdf - 113 KB)
This link will open in a new windowUpdated on September 28, 2012Consultation
- Sun Life Global Investments (Canada) Inc (pdf - 63 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- TD Asset Management (pdf - 6 MB)
This link will open in a new windowUpdated on September 28, 2012consultation
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 240 KB)
This link will open in a new windowUpdated on September 28, 2012consultation
- The Investment Funds Institute of Canada (IFIC) (pdf - 2 MB)
This link will open in a new windowUpdated on September 28, 2012consultation
Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment (pdf - 350 KB)
This link will open in a new windowUpdated on February 10, 2012
Previous consultation
April 10, 2012
See details on Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment
Comments received (comments are published in their original language)
- Alternative Investment Management Association (AIMA) (pdf - 51 KB)
This link will open in a new windowUpdated on April 11, 2012comments
- Association des banquiers canadiens (ABC) (pdf - 323 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Banque Nationale (pdf - 586 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Blakes (pdf - 379 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Borden Ladner Gervais LLP (BLG) (pdf - 50 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Canada Pension Plan Investment Board (pdf - 796 KB)
This link will open in a new windowUpdated on April 11, 2012comments
- CIBC (pdf - 379 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Franklin Templeton Investments (pdf - 168 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Gestion GD-1 Inc. (pdf - 46 KB)
This link will open in a new windowUpdated on April 13, 2012
- Greystone Managed Investments (pdf - 101 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- IGM Financial (pdf - 259 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Investment Adviser Association (IAA) (pdf - 168 KB)
This link will open in a new windowUpdated on April 11, 2012comments
- Landry Morin Investment Managers (pdf - 64 KB)
This link will open in a new windowUpdated on April 10, 2012comments
- Manulife Mutual Funds (pdf - 72 KB)
This link will open in a new windowUpdated on March 6, 2012Comments
- Nexus (pdf - 131 KB)
This link will open in a new windowUpdated on April 10, 2012comments
- Osler, Hoskin & Harcourt (pdf - 2 MB)
This link will open in a new windowUpdated on April 12, 2012comments
- Portfolio Management Association of Canada (PMAC) (pdf - 150 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- RESP Dealers Association of Canada (RESPDAC) (pdf - 70 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Stikeman Elliott (pdf - 131 KB)
This link will open in a new windowUpdated on April 12, 2012comments
- Tradex Management (pdf - 103 KB)
This link will open in a new windowUpdated on April 12, 2012comments