Securities - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Draft Regulation 62-105 Respecting Security Holder Rights Plans and Draft Policy Statement to Regulation 62-105 Respecting Security Holder Rights Plans and Draft Consequential Amendments (pdf - 234 KB)This link will open in a new windowUpdated on March 13, 2013Security Holder Rights Plans

Previous consultation
July 12, 2013
See details on Draft Regulation 62-105 Respecting Security Holder Rights Plans and Draft Policy Statement to Regulation 62-105 Respecting Security Holder Rights Plans and Draft Consequential Amendments

 

Comments received (comments are published in their original language)

Consultation Paper of the Autorité des marchés finanicers: An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics (pdf - 173 KB)This link will open in a new windowUpdated on March 14, 2013Defensive Tactics

Previous consultation
July 12, 2013
See details on Consultation Paper of the Autorité des marchés finanicers: An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics

Comments received (comments are published in their original language)

Draft Regulation to Amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and Draft Regulation to Amend Regulation 62-103 respecting Early Warning System and Related Take-Over Bid and Insider Reporting Issues and Draft Amendments to Policy Statement 62-203 respecting Take-Over Bids and Issuer Bids (pdf - 249 KB)This link will open in a new windowUpdated on March 13, 2013

Previous consultation
July 12, 2013
See details on Draft Regulation to Amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and Draft Regulation to Amend Regulation 62-103 respecting Early Warning System and Related Take-Over Bid and Insider Reporting Issues and Draft Amendments to Policy Statement 62-203 respecting Take-Over Bids and Issuer Bids

Comments received (comments are published in their original language)

CSA Discussion Paper and Request for Comment 81-407: Mutual Fund Fees (pdf - 579 KB)This link will open in a new windowUpdated on December 12, 2012Mutual Fund Fees

Previous consultation
April 12, 2013
See details on CSA Discussion Paper and Request for Comment 81-407: Mutual Fund Fees

Comments received (comments are published in their original language)

CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty when Advice is Provided to Retail Clients (pdf - 416 KB)This link will open in a new windowUpdated on October 24, 2012

Previous consultation
February 22, 2013
See details on CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty when Advice is Provided to Retail Clients

Comments received (comments are published in their original language)

Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Service (pdf - 96 KB)This link will open in a new windowUpdated on November 15, 2012Dispute Resolution Service

Previous consultation
February 15, 2013
See details on Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Service

Comments received (comments are published in their original language)