Insurance and Financial Planning - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulatory consultation on the rules respecting career entry and in particular probationary period rules
- Regulatory and Consultation Notice (pdf - 152 KB)This link will open in a new windowUpdated on June 12, 2024Notice of consultation about Regulatory consultation on the rules respecting career entry and in particular probationary period rules
- État des lieux sur les efforts d’optimisation de la charge de conformité reliés à l’entrée en carrière dans les activités visées par la LDPSF (pdf - 168 KB)This link will open in a new windowUpdated on June 12, 2024État des lieux sur les efforts d’optimisation de la charge de conformité reliés à l’entrée en carrière dans les activités visées par la Loi sur la distribution de produits et services financiers. (available in French only)
- Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (pdf - 156 KB)This link will open in a new windowUpdated on June 12, 2024Regulatory consultation on the rules respecting career entry and in particular probationary period rules
Comments received (comments are published in their original language)
- Association canadienne des compagnies d’assurances de personnes (pdf - 307 KB)This link will open in a new windowUpdated on September 17, 2024
- Bureau d’assurance du Canada (pdf - 211 KB)This link will open in a new windowUpdated on September 17, 2024 (Johanne Lamanque)
- Chambre de l’assurance de dommages (pdf - 217 KB)This link will open in a new windowUpdated on September 17, 2024 (Ted Harman)
- Corporation des assureurs directs de dommages du Québec (Cadd) (pdf - 123 KB)This link will open in a new windowUpdated on September 17, 2024 (David Fortier)
- Corporation des assureurs directs de dommages du Québec (Cadd) (pdf - 182 KB)This link will open in a new windowUpdated on September 17, 2024
- Philippe Nehme (pdf - 95 KB)This link will open in a new windowUpdated on September 17, 2024
- Primerica (pdf - 210 KB)This link will open in a new windowUpdated on September 17, 2024 (Salvatore Chine)
- Professionnels hypothécaires du Canada (pdf - 672 KB)This link will open in a new windowUpdated on September 17, 2024
- Sandrie Proulx Bertrand (pdf - 74 KB)This link will open in a new windowUpdated on September 17, 2024
Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds
- Notice of consultation (pdf - 152 KB)This link will open in a new windowUpdated on July 11, 2024Consultation notice about Draft Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.
- Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds (pdf - 202 KB)This link will open in a new windowUpdated on July 11, 2024Second consultation of Draft Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds
Comments received (comments are published in their original language)
- Canadian Life & Health Insurance Association (pdf - 686 KB)This link will open in a new windowUpdated on September 11, 2024 (Stephen Frank)
- FAIR Canada (pdf - 480 KB)This link will open in a new windowUpdated on September 10, 2024 (Jean-Paul Bureaud)
- IGM Financial Inc. (pdf - 163 KB)This link will open in a new windowUpdated on September 11, 2024 (Joanna Barsky)
Issues and Discussion Paper - Best practices for the responsible use of AI in the financial sector
Anyone interested in participating in this consultation may do so in writing no later than Jun 14, 2024 by completing the on-line questionnaire or sending a submission or comment letter by using our on-line form or to [email protected]
If your are interested by participating in discussion tables or give your comments through an on-line meeting, consult the AI in the financial sector page.
Regulation respecting the management and reporting of information security incidents by certain financial institutions and by credit assessment agents
- Notice of consultation (pdf - 163 KB)This link will open in a new windowUpdated on December 7, 2023Notice of consultation: Regulation respecting the management and reporting of information security incidents by certain financial institutions and by credit assessment agents.
- Regulation (pdf - 124 KB)This link will open in a new windowUpdated on December 7, 2023Draft Regulation respecting the management and reporting of information security incidents by certain financial institutions and by credit assessment agents.
Comments received (comments are published in their original language)
Canadian Life & Health Insurance Association (pdf - 610 KB)This link will open in a new windowUpdated on March 19, 2024 - ACCAP (Lyne Duhaime)
TransUnion (pdf - 231 KB)This link will open in a new window (Thiên-Kim Nguyen)
Residential Hypothecary Lending Guideline
- Notice of consultation (pdf - 87 KB)This link will open in a new windowUpdated on January 11, 2024Notice ofconsultation relating to Residential Hypothecary Lending Guideline
- Residential Hypothecary Lending Guideline (pdf - 518 KB)This link will open in a new windowUpdated on January 11, 2024Draft Residential Hypothecary Lending Guideline in consultation.
Climate Risk Management Guideline
- Notice of consultation (pdf - 127 KB)This link will open in a new windowUpdated on November 30, 2023Notice of consulation of Climate Risk Management Guideline.
- Climate Risk Management Guideline (pdf - 421 KB)This link will open in a new windowUpdated on July 4, 2024
Comments received (comments are published in their original language)
Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds
- Notice of consultation (pdf - 140 KB)This link will open in a new windowUpdated on November 2, 2023Consultation about Draft Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.
- Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds (pdf - 223 KB)This link will open in a new windowUpdated on November 2, 2023Consultation about draft Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.
Comments received (comments are published in their original language)
Regulation respecting complaint processing and dispute resolution in the financial sector
- Notice of consultation (pdf - 165 KB)This link will open in a new windowUpdated on December 8, 2022Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
- Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 211 KB)This link will open in a new windowUpdated on December 8, 2022Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
- Response to comments received as part of the public consultation (pdf - 205 KB)This link will open in a new windowUpdated on February 14, 2024Traitement des commentaires reçus dans le cadre de la consultation publique concernant le projet de Règlement sur le traitement des plaintes et le règlement des différends dans le secteur financier (in French only; English version available upon request).
Comments received (comments are published in their original language)
Banque Nationale du Canada (pdf - 104 KB)This link will open in a new windowUpdated on February 23, 2023 (Nancy Paquet)
Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (pdf - 347 KB)This link will open in a new windowUpdated on February 14, 2023 (Jean-Paul Bureaud)
Ombudsman des services bancaires et d’investissement (pdf - 322 KB)This link will open in a new windowUpdated on February 7, 2023 (Sarah P. Bradley)
PEAK Groupe financier (pdf - 708 KB)This link will open in a new windowUpdated on February 24, 2023 (Myriam Blanchette, Élisabeth Chamberland et Martin Boileau)
Regulatory consultation relating to professional liability insurance and outside activities
- Notice of consultation (pdf - 246 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory advice on professional liability insurance and outside activities of representatives Act respecting the distribution of financial products and services and questions on cyber risks in liability insurance. The proposed regulatory amendments advance the goal of protecting the public and reducing compliance burden. The AMF wishes to address insurance coverage issues that have been observed over the years, including compliance issues with certain policies. In keeping with the highest public protection standards, the proposed regulatory amendments update the framework for outside activities of representatives governed by the Distribution Act.
- Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 136 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (pdf - 101 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the pursuit of activities as a representative (pdf - 152 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the registration of firms, representatives and independent partnerships (pdf - 123 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the keeping and preservation of books and registers (pdf - 104 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
Comments received (comments are published in their original language)
Bureau d’assurance du Canada – BAC (pdf - 180 KB)This link will open in a new windowUpdated on February 7, 2023 (Johanne Lamanque)
Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds
- Notice of consultation (pdf - 111 KB)This link will open in a new windowUpdated on December 15, 2022Consultation of Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds
- Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds (pdf - 129 KB)This link will open in a new windowUpdated on December 15, 2022Consultation on Draft Regulation respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts relating to Segregated Funds.
Comments received (comments are published in their original language)
Gislaine Meunier (pdf - 31 KB)This link will open in a new windowUpdated on February 8, 2023