Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (V-1.1, r. 37)

Notice relating to Regulation 71-102

Notice of publication

History relating to Regulation 71-102

Date of publication in the bulletin Texte
May 2, 2019 Draft Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 13 KB)This link will open in a new windowUpdated on 29 September 2014 (concordant to Regulation 13-103)
End of consultation: July 31, 2019

November 5, 2015

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 58 KB)This link will open in a new windowUpdated on 4 November 2015Recognition of Aequitas Neo Exchange (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

September 3, 2015

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 17 KB)This link will open in a new windowUpdated on 3 September 2015"Regulation, amend, 71-102,Continuous Disclosure,Other Exemptions, Foreign Issuers" (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc (pdf - 49 KB)This link will open in a new windowUpdated on 3 September 2015

December 11, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 KB)This link will open in a new windowUpdated on 10 December 2014Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on 10 December 2014Recognition of Aequitas Neo Exchange Inc.

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 388 KB)This link will open in a new windowUpdated on 16 November 2015Continuous Disclosure and other exemptions relating to foreign issuers (consolidated version)
In force from September 30, 2014 to November 16, 2015

Septembre 25, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 54 KB)This link will open in a new windowUpdated on 29 September 2014"regulation,amendments,71-102,continuous disclosure,exemptions,foreign issuers,52-108,auditor oversight" (concordant to Regulation 52-108)
In force on September 30, 2014

Septembre 25, 2014

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 13 KB)This link will open in a new windowUpdated on 29 September 2014 (concordant to Regulation 52-108)
In force on September 30, 2014

July 17, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 10 KB)This link will open in a new windowUpdated on 16 July 2014 (concordant to Regulation 52-108)

July 17, 2014

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 10 KB)This link will open in a new windowUpdated on 16 July 2014 (concordant to Regulation 52-108)

October 17, 2013

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 21 KB)This link will open in a new windowUpdated on 16 October 2013auditor oversight (concordant to Regulation 52-108)

October 17, 2013

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 19 KB)This link will open in a new windowUpdated on 16 October 2013Auditor oversight (concordant to Regulation 52-108)

September 13, 2012

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 21 KB)This link will open in a new windowUpdated on 11 September 2012 (concordant to Regulation 51-103)

September 13, 2012

Draft Amendments to Policy statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 15 KB)This link will open in a new windowUpdated on 11 September 2012 (concordant to Regulation 51-103)

July 29, 2011

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 7 MB)This link will open in a new windowUpdated on 1st August 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft Policy statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 7 MB)This link will open in a new windowUpdated on 1st August 2011 (blackline version) (concordant to Regulation 51-103)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 358 KB)This link will open in a new windowUpdated on 29 September 2014Continuous Disclosure and other exemptions relating to foreign issuers (consolidated version)
In force from January 1, 2011 to September 29, 2014

 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 119 KB)This link will open in a new windowUpdated on 29 September 2014Foreign issuers (consolidated version)
In force from January 1, 2011 to September 29, 2014

December 17, 2010

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 52-107)

March 12, 2010

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 52-107)

March 12, 2010

Draft amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 52-107)

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 51-102 respecting Continuous Disclosure Obligations; Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations; Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers; Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 6 MB)This link will open in a new windowUpdated on 8 May 2012

December 19, 2008

Draft amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 4 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 58-101)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 344 KB)This link will open in a new windowUpdated on 28 January 2011 (consolidated version)
In force from December 31, 2007 to December 31, 2010

January 11, 2008

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 4 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 51-102)
In force on December 31, 2007

October 12, 2007

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 51-102)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 255 KB)This link will open in a new windowUpdated on 23 February 2009 (consolidated version)
In force from December 29, 2006 to December 30, 2007

 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 267 KB)This link will open in a new windowUpdated on 28 January 2011 (consolidated version)
In force from December 29, 2006 to December 31, 2010

January 5, 2007

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 5 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 51-102)
In force on December 29, 2006

January 5, 2007

Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 5 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 51-102)
In force on December 29, 2006

October 13, 2006

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 KB)This link will open in a new windowUpdated on 13 October 2006 (concordant to Regulation 51-102)

October 13, 2006

Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 19 KB)This link will open in a new windowUpdated on 13 October 2006 (concordant to Regulation 51-102)

December 9, 2005

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 102 KB)This link will open in a new windowUpdated on 9 December 2005 (concordant to Regulation 51-102)

December 9, 2005

Draft Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 257 KB)This link will open in a new windowUpdated on 9 December 2005 (concordant to Regulation 51-102)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 245 KB)This link will open in a new windowUpdated on 23 February 2009 (administrative version)
In force from June 1, 2005 to December 28, 2006

 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 243 KB)This link will open in a new windowUpdated on 8 May 2012 (administrative version)
In force from June 1, 2005 to December 28, 2006

June 3, 2005

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 467 KB)This link will open in a new windowUpdated on 3 June 2005
In force on June 1, 2005

June 3, 2005

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 158 KB)This link will open in a new windowUpdated on 3 June 2005
In force on June 1, 2005

March 11, 2005

Amendment to proposed Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 90 KB)This link will open in a new windowUpdated on 18 November 2008 (concordant to Regulation 81-106)

March 11, 2005

Avis de publication : Modification au projet de Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 119 KB)This link will open in a new windowUpdated on 18 November 2008 (Available in french only)

December 19, 2003

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 326 KB)This link will open in a new windowUpdated on 18 November 2008

December 19, 2003

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 159 KB)This link will open in a new windowUpdated on 18 November 2008

December 19, 2003

Avis de publication : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 61 KB)This link will open in a new windowUpdated on 19 December 2003 (Available in french only)

June 20, 2003

Draft Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 201 KB)This link will open in a new windowUpdated on 18 November 2008

June 20, 2003

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 107 KB)This link will open in a new windowUpdated on 18 November 2008

June 20, 2003

Avis de consultation : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 187 KB)This link will open in a new windowUpdated on 18 November 2008 (Available in french only)

June 21, 2002

Preliminary Draft Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 77 KB)This link will open in a new windowUpdated on 21 June 2002

June 21, 2002

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 41 KB)This link will open in a new windowUpdated on 21 June 2002

June 21, 2002

Avis de consultation : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 40 KB)This link will open in a new windowUpdated on 21 June 2002 (Available in french only)