Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (V-1.1, r. 37)

Notice relating to Regulation 71-102

Notice of publication

History relating to Regulation 71-102

Date of publication in the bulletin Texte

November 5, 2015

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 58 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

September 3, 2015

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 17 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc (pdf - 49 KB)This link will open in a new window

December 11, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 KB)This link will open in a new window (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new window

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 388 KB)This link will open in a new window (consolidated version)
In force from September 30, 2014 to November 16, 2015

Septembre 25, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 54 KB)This link will open in a new window (concordant to Regulation 52-108)
In force on September 30, 2014

Septembre 25, 2014

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 13 KB)This link will open in a new window (concordant to Regulation 52-108)
In force on September 30, 2014

July 17, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 10 KB)This link will open in a new window (concordant to Regulation 52-108)

July 17, 2014

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 10 KB)This link will open in a new window (concordant to Regulation 52-108)

October 17, 2013

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 21 KB)This link will open in a new window (concordant to Regulation 52-108)

October 17, 2013

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 19 KB)This link will open in a new window (concordant to Regulation 52-108)

September 13, 2012

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 21 KB)This link will open in a new window (concordant to Regulation 51-103)

September 13, 2012

Draft Amendments to Policy statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 15 KB)This link will open in a new window (concordant to Regulation 51-103)

July 29, 2011

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 7 MB)This link will open in a new window (concordant to Regulation 51-103)

July 29, 2011

Draft Policy statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 7 MB)This link will open in a new window (blackline version) (concordant to Regulation 51-103)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 358 KB)This link will open in a new window (consolidated version)
In force from January 1, 2011 to September 29, 2014

 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 119 KB)This link will open in a new window (consolidated version)
In force from January 1, 2011 to September 29, 2014

December 17, 2010

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 MB)This link will open in a new window (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new window (concordant to Regulation 52-107)

March 12, 2010

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

March 12, 2010

Draft amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new window (concordant to Regulation 52-107)

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 51-102 respecting Continuous Disclosure Obligations; Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations; Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers; Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 6 MB)This link will open in a new window

December 19, 2008

Draft amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 4 MB)This link will open in a new window (concordant to Regulation 58-101)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 344 KB)This link will open in a new window (consolidated version)
In force from December 31, 2007 to December 31, 2010

January 11, 2008

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 4 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 31, 2007

October 12, 2007

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new window (concordant to Regulation 51-102)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 255 KB)This link will open in a new window (consolidated version)
In force from December 29, 2006 to December 30, 2007

 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 267 KB)This link will open in a new window (consolidated version)
In force from December 29, 2006 to December 31, 2010

January 5, 2007

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 5 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 29, 2006

January 5, 2007

Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 5 MB)This link will open in a new window (concordant to Regulation 51-102)
In force on December 29, 2006

October 13, 2006

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 KB)This link will open in a new window (concordant to Regulation 51-102)

October 13, 2006

Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 19 KB)This link will open in a new window (concordant to Regulation 51-102)

December 9, 2005

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 102 KB)This link will open in a new window (concordant to Regulation 51-102)

December 9, 2005

Draft Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 257 KB)This link will open in a new window (concordant to Regulation 51-102)

 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 245 KB)This link will open in a new window (administrative version)
In force from June 1, 2005 to December 28, 2006

 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 243 KB)This link will open in a new window (administrative version)
In force from June 1, 2005 to December 28, 2006

June 3, 2005

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 467 KB)This link will open in a new window
In force on June 1, 2005

June 3, 2005

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 158 KB)This link will open in a new window
In force on June 1, 2005

March 11, 2005

Amendment to proposed Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 90 KB)This link will open in a new window (concordant to Regulation 81-106)

March 11, 2005

Avis de publication : Modification au projet de Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 119 KB)This link will open in a new window (Available in french only)

December 19, 2003

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 326 KB)This link will open in a new window

December 19, 2003

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 159 KB)This link will open in a new window

December 19, 2003

Avis de publication : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 61 KB)This link will open in a new window (Available in french only)

June 20, 2003

Draft Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 201 KB)This link will open in a new window

June 20, 2003

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 107 KB)This link will open in a new window

June 20, 2003

Avis de consultation : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 187 KB)This link will open in a new window (Available in french only)

June 21, 2002

Preliminary Draft Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 77 KB)This link will open in a new window

June 21, 2002

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 41 KB)This link will open in a new window

June 21, 2002

Avis de consultation : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 40 KB)This link will open in a new window (Available in french only)