• Regulatory Notice (pdf - 103 KB)This link will open in a new windowUpdated on January 17, 2024Crypto Assets
• CSA Notice of Consultation (pdf - 258 KB)This link will open in a new windowUpdated on January 17, 2024Notice of consultation - crypto asset.
• Regulation to amend Regulation 81-102 (pdf - 128 KB)This link will open in a new windowUpdated on January 17, 2024Crypto Asset. 
• Amendments to Policy Statement 81-102 (pdf - 152 KB)This link will open in a new windowUpdated on January 17, 2024Crypto Asset

Comments received (comments are published in their original language)

• Alternative Investment Management Association (pdf - 221 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs
• Canadian Blockchain Consortium (pdf - 279 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets
• Canadian Web3 Council (pdf - 224 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets
• Borden Ladner Gervais (pdf - 99 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (C. Derk, J. Mansi, J. Brooks, J. Doll, I. Gomez)
• Chartered Professional Accountants of Canada (pdf - 234 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Rosemary McGuire)
• CIBC Mellon Global Securities Services Company Inc., CIBC Mellon Trust Company (pdf - 241 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Richard Anton, Tedford Mason, Ronald C. Landry, Brent Merriman)
• F. Soto (pdf - 101 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets
• Investment Industry Association of Canada (pdf - 270 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Laura Paglia)
• Investor Advisory Panel (pdf - 64 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Ilana Siger)
• Fasken (pdf - 268 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (J. Kruk, J. Halwagi, D. Fuke, M. Ciecha)
• Mouvement Desjardins (pdf - 370 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Giuseppina Marra)
• Purpose Investments Inc. (pdf - 3 MB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Vlad Tasevski)
• Quanta Law Professional Corporation (pdf - 229 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Bekhzod Nazarov)
• Tetra Trust Company (pdf - 169 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Stephen Oliver)
• Wildeboer Dellelce LLP (pdf - 294 KB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets
• 3iQ Corp. (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2024Avis de consultation des ACVM – Projets de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement et de modification de l’Instruction générale relative au Règlement 81-102 sur les fonds d’investissement concernant les cryptoactifs / CSA Notice of Consultation – Draft Regulation to amend Regulation 81-102 respecting Investment Funds and Draft Amendments to Policy Statement to Regulation 81-102 respectingInvestment Funds pertaining to crypto assets (Pascal St. Jean)

• Regulatory Notice (pdf - 105 KB)This link will open in a new windowUpdated on November 30, 2023Consultation about Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
• CSA Notice of Consultation (pdf - 532 KB)This link will open in a new windowUpdated on November 30, 2023CSA Notice of consultation of Regulation to amend Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
• Regulation to amend Regulation 31-103 (pdf - 124 KB)This link will open in a new windowUpdated on November 30, 2023Draft Regulation to amend Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service. 
  • Blacklined version (pdf - 2 MB)This link will open in a new windowUpdated on December 11, 2023Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations in force since December 31, 2019
• Amendments to Policy Statement to Regulation 31-103 (pdf - 217 KB)This link will open in a new windowUpdated on November 30, 2023Draft amendments to Policy Statement to Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
  • Blacklined version (pdf - 1 MB)This link will open in a new windowUpdated on December 11, 2023Consolidated version of Policy Statement to Regulation 31-103

Comments received (comments are published in their original language)

• Anatol Feldman (pdf - 95 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Andrew Teasdale (pdf - 257 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Arthur Ross (pdf - 154 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Association of Canadian Compliance Professionals (pdf - 237 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Manny DaSilva, Gary Legault)
• Belco (pdf - 583 KB)This link will open in a new windowUpdated on March 19, 2024 (Jonathon Botrie)
• Borden Ladner Gervais (pdf - 247 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Natalia Vandervoort, Melissa Ghislanzoni, Bill Donegan)
• The Canadian Advocacy Council of CFA Societies Canada (pdf - 831 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Canadian Association of Retired Persons (pdf - 231 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Bill Vangorder)
• Canadian Investment Regulatory Organization (pdf - 60 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Jennifer I. Armstrong)
• Organisme Canadien de réglementation d’investissements (pdf - 65 KB)This link will open in a new windowUpdated on March 28, 2024Projet de règlement modifiant le Règlement 31-103 sur les obligations de la société inscrite relatives au service indépendant de règlement des différends (Jennifer I. Armstrong)
• Canadian Investment Regulatory Organization Investor Advisor Panel (pdf - 132 KB)This link will open in a new windowUpdated on March 5, 2024“consultation,projet,règlement modifiant le règlement 31-103,plainte,ombudsman,service de règlement des différends,service indépendant de règlement des différends,OSBI,exécutoire,décision définitive exécutoire,service de médiation,service de médiation visé,commentaire,dispense,québec,protection des investisseurs,investisseurs individuels,clients individuels“
• Comité consultatif des investisseurs de l’Organisme canadien de réglementation des investissements (pdf - 131 KB)This link will open in a new windowUpdated on March 5, 2024“consultation,projet,règlement modifiant le règlement 31-103,plainte,ombudsman,service de règlement des différends,service indépendant de règlement des différends,OSBI,exécutoire,décision définitive exécutoire,service de médiation,service de médiation visé,commentaire,dispense,québec,protection des investisseurs,investisseurs individuels,clients individuels“
• Canadian Securities Administrators Investor Advisory Panel (pdf - 203 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Eric Spink)
• Chris Robinson (pdf - 115 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Coalition of Consumer Advocates (pdf - 409 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Jean-Paul Bureaud et al.)
• Coalition de défenseurs des intérêts des consommateurs (pdf - 497 KB)This link will open in a new windowUpdated on March 5, 2024“consultation,projet,règlement modifiant le règlement 31-103,plainte,ombudsman,service de règlement des différends,service indépendant de règlement des différends,OSBI,exécutoire,décision définitive exécutoire,service de médiation,service de médiation visé,commentaire,dispense,québec,protection des investisseurs,investisseurs individuels,clients individuels“ (Jean-Paul Bureaud et al.)
• David M. Fieldstone (pdf - 569 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Mouvement Desjardins (pdf - 216 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Giuseppina Marra)
• Fidelity Investments (pdf - 204 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (W. Sian Burgess)
• Federation of Mutual Fund Dealers (pdf - 319 KB)This link will open in a new windowUpdated on March 6, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Matthiew Latimer)
• Geller Law (pdf - 288 KB)This link will open in a new windowUpdated on March 20, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Harold Geller)
• Getz Prince Wells LLP (pdf - 4 MB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Dana H. Prince)
• Harvey Naglie (pdf - 186 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Haywood securities inc. (pdf - 179 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Robert C. Blanchard)
• Investment Funds Institute of Canada (pdf - 385 KB)This link will open in a new windowUpdated on March 1^st, 2024 (Andy Mitchell)
• IG Wealth Management (pdf - 193 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Danielle Tetrault)
• Investment Industry Association of Canada (pdf - 968 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Laura Paglia)
• Kenmar Associates (pdf - 628 KB)This link will open in a new windowUpdated on March 20, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Ken Kivenko)
• Ontario Securities Commission Investor Advisory Panel (pdf - 308 KB)This link will open in a new windowUpdated on March 5, 2024 (Ilana Singer)
• Leede Jones Gable (pdf - 152 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Jim Dale)
• M3 Securities (pdf - 160 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Kyle Touet)
• Odlum Brown (pdf - 128 KB)This link will open in a new windowUpdated on March 28, 2024Draft regulation to amend regulation 31-103 pertaining to an independent dispute resolution service (Debra A. Doucette)
• Ombudsman for banking services and investments (pdf - 376 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Sarah P. Bradley)
• Osgoode (pdf - 352 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Brigitte Catellier, Azka Anees, Diana Damiani, Ayisha Mik)
• Pacific Spririt Investment Management inc. (pdf - 264 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (John S. Clark)
• Peter Whitehouse (pdf - 131 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• PI Financial Corp. (pdf - 103 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Richard Thomas)
• Portfolio Management Association of Canada (pdf - 287 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Katie Walmsley, Warren M. Rudick)
• Portfolio Strategies (pdf - 307 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Mark S. Kent)
• Primerica (pdf - 171 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (John A. Adams)
• Private Capital Markets Association of Canada (pdf - 1 MB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Rob Hanson)
• Rick Price (pdf - 262 KB)This link will open in a new windowUpdated on March 5, 2024: “consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Tri View Capital Ltd (pdf - 315 KB)This link will open in a new windowUpdated on March 5, 2024 (Craig Burrows)
• Worldsource Wealth Management (pdf - 151 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Natasa Morfesis, Doce Tomic)

• Regulatory Notice (pdf - 105 KB)This link will open in a new windowUpdated on October 18, 2023Regulatory Notice for draft Regulation to amend Regulation 81-102 respecting Investment Funds
• CSA Notice and Request for Comment (pdf - 217 KB)This link will open in a new windowUpdated on October 18, 2023CSA Notice and Request for Comment concerning Draft Regulation to amend Regulation 81-102 respecting Investment Funds
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 118 KB)This link will open in a new windowUpdated on October 18, 2023Draft Regulation to amend Regulation 81-102 respecting Investment Funds.

Comments received (comments are published in their original language)

• The Investment Funds Institute of Canada (Andy Mitchell) (pdf - 372 KB)This link will open in a new windowUpdated on January 23, 2024Avis de consultation des ACVM – Projet de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement / CSA Notice and Request for Comment – Regulation to amend Regulation 81-102 respecting Investment Funds
• W. Wakeling, R. Lotay, D. Spagnolo, M. Ghislanzon (pdf - 1 MB)This link will open in a new windowUpdated on January 23, 2024Avis de consultation des ACVM – Projet de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement / CSA Notice and Request for Comment – Regulation to amend Regulation 81-102 respecting Investment Funds

• Regulatory Notice (pdf - 108 KB)This link will open in a new windowUpdated on September 21, 2023Regulatory notice about the amendements to Regulation 44-102 and concordants.
• CSA Notice of consultation (pdf - 286 KB)This link will open in a new windowUpdated on September 21, 2023CSA Notice of Consultation concening the amendments to Regulation 44-102 and concordants Relating to Well-known Seasoned Issuers.
• Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 156 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Regualation 44-102 relating to Well-known Seasoned Issuers.
• Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 156 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Policy Statement to Regulation 44-102 relating to well-known seasoned issuers.
• Amendments to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions (pdf - 139 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Policy Statement 11-202 relating to Well-known Seasoned Issuers

Comments received (comments are published in their original language)

• Blake, Cassels & Graydon LLP (pdf - 157 KB)This link will open in a new windowUpdated on December 19, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Tim Andison, Kathleen Keilty, Eric Moncik, Jessica Zhang)
• Borden Ladner Gervais (pdf - 81 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Laura Levine, Philippe Tardif)
• Canadian Bankers Association (pdf - 277 KB)This link will open in a new windowUpdated on December 5, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Canadian Advocacy Council (pdf - 363 KB)This link will open in a new windowUpdated on December 5, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Davies Ward Phillips & Vineberg LLP (pdf - 275 KB)This link will open in a new windowUpdated on December 20, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (David Wilson, Robert Murphy, Nicolas Morin, Yevgeniya Huggins)
• Investment Industry Association of Canada (pdf - 214 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Neo Exchange Inc. (pdf - 134 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Joacim Wiklander)
• Osler, Hoskin & Harcourt LLP (pdf - 299 KB)This link will open in a new windowUpdated on January 10, 2024Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Stikeman Elliott LLP (pdf - 236 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Tara Law, Simon A. Romano, Jeff Hershenfield, David Tardif, Jules Dumas-Richard)
• Torys LLP (pdf - 250 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Jonathan Cescon, Janet Holmes, Glen R. Johnson, Robbie Leibel, Karrin Powys-Lybbe, Rima Ramchandani, David Seville)
• TSX Inc., TSX Venture Exchange Inc. (pdf - 150 KB)This link will open in a new windowUpdated on December 20, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Loui Anastasopoulos)

• CSA/CIRO Staff Notice 23-331 (pdf - 281 KB)This link will open in a new windowUpdated on October 19, 2023Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets.
  • Summary of Comments to CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (pdf - 232 KB)This link will open in a new windowUpdated on September 19, 2024

Comments received (comments are published in their original language)

• BMO Capital Markets (pdf - 177 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Joe Wald, Eric Stockland, James Ehrensperger)
• Canadian Security Traders Association, Inc (pdf - 251 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
• Cboe Global Markets, Inc., Neo Exchange Inc., TriAct Canada Marketplace LP (pdf - 241 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Joacim Wiklander, Bryan Blake)
• CNSX Markets Inc. (pdf - 138 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Stuart Schady)
• Investment Industry Association of Canada (pdf - 337 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Sam Uddin, Shahrokh Shahabi-Azad)
• Nasdaq CXC Limited (pdf - 423 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
• National Bank Financial Inc. (pdf - 477 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Patrick McEntyre, Nicholas Comtois, Jack Rando)
• Scotiabank Global Banking and Markets (pdf - 295 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Alex Perel, Nitin Mathur)
• TD Securities (pdf - 510 KB)This link will open in a new windowUpdated on December 13, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (David Panko)
• TMX Group Limited (pdf - 332 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Rizwan Awan)
• Tradelogiq Markets Inc. (pdf - 307 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI (Laurence Rose)
• Virtu Canada Corp. (pdf - 198 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Ian Williams)

• Regulatory Notice (pdf - 107 KB)This link will open in a new windowUpdated on April 13, 2023Draft amendments relating diversity to Regulation 58-101.
• CSA Notice of Consultation (pdf - 404 KB)This link will open in a new windowUpdated on April 13, 2023Draft Amendments relating to Diversity to Regulation 58-101 and Policy Statement 58-201.
  • CSA Staff Notice 58-315: Extension Of Comment Period - Draft Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices, more particularly Form 58-101F1, Corporate Governance Disclosure and Draft Amendments to Policy Statement 58-201 to Corporate Governance Guidelines (pdf - 212 KB)This link will open in a new windowUpdated on June 28, 2023CSA Staff Notice 58-315 concerning an extension of Comment Period for Draft Regulation to amend Regulation 58-101
• Regulation to amend Regulation 58-101 - Form A (pdf - 156 KB)This link will open in a new windowUpdated on April 13, 2023Form A of proposed amendments to Regulation 58-101.
• Regulation to amend Regulation 58-101 - Form B (pdf - 206 KB)This link will open in a new windowUpdated on April 13, 2023Form B of proposed amendments to Regualtion 58-101.
• Amendments to Policy Statement 58-201 to Corporate Governances Guidelines - Form A (pdf - 171 KB)This link will open in a new windowUpdated on April 13, 2023Form A of proposed amendments to Policy Statement 58-201
• Amendments to Policy Statement 58-201 to Corporate Governances Guidelines - Form B (pdf - 174 KB)This link will open in a new windowUpdated on April 13, 2023Form B of proposed amendments to Policy Statement 58-201.

Comments received (comments are published in their original language)

• Addenda Capital (Roger Beauchemin, Isabelle Gosselin, Andrea Moffat) (pdf - 255 KB)This link will open in a new windowUpdated on September 26, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• A. Dhir, S. Kaplan (pdf - 128 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Æquo (Isabelle Gagnon, Arnaud Celka, Julien Bezombes) (pdf - 264 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Alberta Investment Management Corporation (Evan Siddall, Carmen Velasquez) (pdf - 173 KB)This link will open in a new windowUpdated on July 5, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• AltaGas (Shaheen Amirali) (pdf - 3 MB)This link will open in a new windowUpdated on October 11, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Axis Connects, Simplex Legal LLP (Nuvyn Peters, Patricia Brister) (pdf - 5 MB)This link will open in a new windowUpdated on October 11, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Boyle & Co. LLP (Jim Boyle) (pdf - 124 KB)This link will open in a new windowUpdated on September 15, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• British Columbia Investment Management Corporation (Daniel Garant) (pdf - 673 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• B. Tingle (pdf - 289 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• BURNET, DUCKWORTH & PALMER LLP (pdf - 260 KB)This link will open in a new windowUpdated on August 10, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Caisse de dépôt et placement du Québec (Marc-André Blanchard) (pdf - 350 KB)This link will open in a new windowUpdated on August 8, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canada Pension Plan Investment (Richard Manley) (pdf - 297 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Advocacy Council (pdf - 272 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Bankers Association (pdf - 787 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Coalition for Good Governance (Bruce Cooper) (pdf - 1 MB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Coalition for Good Governance (Catherine McCall) (pdf - 686 KB)This link will open in a new windowUpdated on June 20, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Foundation for Advancement of Investor Rights (Jean-Paul Bureaud) (pdf - 343 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Investor Relations Institute (Yvette Lokker) (pdf - 157 KB)This link will open in a new windowUpdated on August 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Natural Resources Limited (Mark Stainthorpe, Stephanie Graham) (pdf - 257 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Securities Exchange (Tracey Stern) (pdf - 100 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canoe Financial (Darcy M. Lake) (pdf - 4 MB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Cenovus Energy Inc. (Gary F. Molnar) (pdf - 417 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Chartered Professional Accountants of Canada (Pamela Steer) (pdf - 225 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• C. R. Innes (pdf - 516 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• DAVIES WARD PHILLIPS & VINEBERG LLP (Brett Seifred, Robin Upshall, Matthew Sherman) (pdf - 140 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Disability:IN (Jill Houghton, Ted Kennedy, Jr.) (pdf - 160 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Diversity Institute, Ted Rogers School of Management, Toronto Metropolitan University (Wendy Cukier) (pdf - 624 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Enbridge Inc. (Robert R. Rooney) (pdf - 153 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Federation of Asian Canadian Lawyers (Angad Bedi) (pdf - 212 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• First Nations Financial Management Board (Geordie Hungerford) (pdf - 225 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• First Nations Leadership Council (PDF - 183 KB)This link will open in a new windowUpdated on October 18, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Fondation canadienne pour l’avancement des droits des investisseurs (Jean-Paul Bureaud)
• Governance Professionals of Canada (Lynn Beauregard) (pdf - 164 KB)This link will open in a new windowUpdated on October 13, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Healthcare of Ontario Pension Plan (Adrian Mitchell) (pdf - 198 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Honeytree Investment Management (Paula Glick) (pdf - 76 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Institute of Corporate Directors (Rahul Bhardwaj) (pdf - 247 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Institute of Neurodiversity ION – Canada (pdf - 516 KB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Institut sur la gouvernance d'organisations privées et publiques (François Dauphin, Patric Besner) (pdf - 1 MB)This link will open in a new windowUpdated on July 13, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance - Diversité
• International Corporate Governance Network (Kerrie Waring) (pdf - 143 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• INVESTMENT FUNDS INSTITUTE OF CANADA (Ian Bragg) (pdf - 51 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• J. Kuhach (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• J. Saloman (pdf - 492 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Kingsdale Advisors (Ian Robertson, Kelly Gorman) (pdf - 668 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Korpach (pdf - 4 MB)This link will open in a new windowUpdated on December 12, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Learning Disabilities Association of Canada (pdf - 320 KB)This link will open in a new windowUpdated on August 24, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• LGBTQ+ Corporate Directors Canada Association (Jane Griffith, Mark S Bonham) (pdf - 194 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• L. Levine, M. Pundit, I. Vranic (pdf - 139 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Mainstreet Equity Corp. (Bob Dhillon) (pdf - 106 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• McMillan LLP (Ravipal Bains, Patricia Chehadé, Charlotte Conlin, Paul Davis, Ishita Kashyap, Anju Xing, Sandra Zhao) (pdf - 332 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• M.-C. Valois, S. von Vegesack, G. Raman, P. Blyschak, D. Zekaoui (pdf - 490 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Morningstar Research, Inc. (Ian Tam, Aron Szapiro, Arthur Carabia, Gabriel Presler) (pdf - 90 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• MSCI (Laura Nishikawa) (pdf - 145 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• MULLEN GROUP LTD. (Joanna Scott) (pdf - 579 KB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• NEI Investments (Adelaide Chiu, Michela Gregory, Hasina Razafimahefa) (pdf - 247 KB)This link will open in a new windowUpdated on September 26, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Norges Bank Investment Management (Carine Smith Ihenacho, Elisa Cencig) (pdf - 899 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Norton Rose Fulbright Canada LLP (pdf - 164 KB)This link will open in a new windowUpdated on June 26, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• OMERS (pdf - 546 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Ontario Teachers' Pension Plan (Gillian Brown) (pdf - 380 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Osler, Hoskin & Harcourt LLP (pdf - 278 KB)This link will open in a new windowUpdated on December 12, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance - Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Parex Resources Inc. (Josh Share) (pdf - 254 KB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Pembina Pipeline Corporation (Janet C. Loduca, Tanya Hossli) (pdf - 209 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Pension Investment Association of Canada (Peter Waite) (pdf - 161 KB)This link will open in a new windowUpdated on September 19, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Peter P. Dhillon Centre for Business Ethics, University of British Columbia (Christie Stephenson) (pdf - 2 MB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Portfolio Management Association of Canada (Katie Walmsley, Margaret Gunawan) (pdf - 221 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Principles for Responsible Investment (Kelly Krauter) (pdf - 212 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Prospectors & Developers Association of Canada (Lisa McDonald) (pdf - 744 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Responsible Investment Association (Patricia Fletcher) (pdf - 123 KB)This link will open in a new windowUpdated on June 20, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Sangra Moller LLP (PDF - 311 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Cochlan, J. Emanoilidis, D. Forrester, A. Gray, J. Holmes, G. Johnson, R. Leibel, K. Morris, J. Lennon, K. Powys-Lybbe, R. Ramchandani, D. Seville (pdf - 208 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• SHARE (Kevin Thomas) (pdf - 144 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Larke (pdf - 181 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Letwin (pdf - 130 KB)This link will open in a new windowUpdated on September 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Quin (pdf - 885 KB)This link will open in a new windowUpdated on June 21, 2023Comments on Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of NI 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to NP 58-201 Corporate Governance Guidelines
• Sandhu ESG Law and Forooghian + Company Law Corporation (Amandeep Sandhu, Farzad Forooghian) (pdf - 192 KB)This link will open in a new windowUpdated on June 20, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• TMX Group Limited (John McKenzie) (pdf - 165 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Tourmaline Oil Corp. (pdf - 230 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Trican (Chika Onwuekwe) (pdf - 2 MB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Trottier Family Foundation (Éric St-Pierre) (pdf - 150 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• University Pension Plan Ontario (Barbara Zvan) (pdf - 640 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Vancity Investment Management (Kelly Hirsch) (pdf - 803 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• West Moberly First Nations (pdf - 115 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices

• Regulatory Notice (pdf - 104 KB)This link will open in a new windowUpdated on August 3, 2023Regulatory notice concerning Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators.
• Regulation to amend Regulation 25-102 (pdf - 182 KB)This link will open in a new windowUpdated on August 3, 2023Consultation on Amendments to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators.

• Regulatory Notice (pdf - 101 KB)This link will open in a new windowUpdated on July 6, 2023Regulatory notice relating to Regulation to amend the Securities Regulation
• Regulation to amend Securities Regulation (pdf - 77 KB)This link will open in a new windowUpdated on July 6, 2023Draft Regulation to amend Securities Regulation.

• Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 92 KB)This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 33-109 respecting Registration Information
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 98 KB)This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 81-102 respecting Investment Funds.
   

• Regulatory Notice (pdf - 103 KB)This link will open in a new windowUpdated on March 23, 2023
• Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure (pdf - 80 KB)This link will open in a new windowUpdated on March 20, 2023
• Regulation to amend National Instrument 55-102, System for Electronic Disclosure by Insiders (SEDI) (pdf - 119 KB)This link will open in a new windowUpdated on March 20, 2023
• Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 124 KB)This link will open in a new windowUpdated on March 20, 2023