• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on September 3, 2020Regulatory notice relating to Regulation to amend Regulation 94-101 published for comments until December 2, 2020.
• CSA Second Notice of Consultation (pdf - 128 KB)This link will open in a new windowUpdated on September 3, 2020CSA Second Notice of Consultation : Draft Regulation to amend Regulation 94-101 published for comment until December 2, 2020.
• Regulation to amend Regulation 94-101 (pdf - 41 KB)This link will open in a new windowUpdated on September 3, 2020Draft regulation to amend regulation 94-101 for comments until December 2, 2020.
• Amendment to Policy Statement to Regulation 94-101 (pdf - 57 KB)This link will open in a new windowUpdated on September 3, 2020Draft Amendments to Policy Statement to Regulation 94-101 published for comment until December 2, 2020.

• CSA Notice of consultation (pdf - 228 KB)This link will open in a new windowUpdated on April 19, 2018Registration
• Regulation 93-102 respecting Derivatives: Registration (pdf - 237 KB)This link will open in a new windowUpdated on April 19, 2018Registration
• Policy Statement to Regulation 93-102 respecting Derivatives: Registration (pdf - 209 KB)This link will open in a new windowUpdated on April 19, 2018Registration
   

Comments received (comments are published in their original language)

• ATB Financial (pdf - 5 MB)This link will open in a new windowUpdated on November 16, 2018– Lisa McDonald
• BlackRock Asset Management Canada Limited (pdf - 425 KB)This link will open in a new windowUpdated on November 16, 2018 - Margaret Gunawan
• BP Canada Energy Group ULC (pdf - 106 KB)This link will open in a new windowUpdated on November 16, 2018 - Stephen Connelley
• Canadian Bankers Association (pdf - 147 KB)This link will open in a new windowUpdated on November 16, 2018 – CBA - Angelina Mason
• Canadian Commercial Energy Working Group (pdf - 129 KB)This link will open in a new windowUpdated on November 16, 2018- Eversheds Sutherland (US) LLP, Alexander S. Holtan
• Canadian Credit Union Association (pdf - 299 KB)This link will open in a new windowUpdated on November 16, 2018 – CCUA - Brenda M. O’Connor
• Capital Power Corporation (pdf - 408 KB)This link will open in a new windowUpdated on November 16, 2018 – Zoltan Nagy-Kovacs
• Comité de l'infrastructure du marché canadien – CMIC
• Enbridge Inc. (pdf - 3 MB)This link will open in a new windowUpdated on November 16, 2018 - Kari Olesen
• Fidelity Investments Canada ULC (pdf - 251 KB)This link will open in a new windowUpdated on November 16, 2018- W. Sian Burgess
• Franklin Templeton Investments Corp. (pdf - 162 KB)This link will open in a new windowUpdated on November 16, 2018 - FTIC - Brad Beuttenmiller
• GLC Asset Management Group (pdf - 149 KB)This link will open in a new windowUpdated on November 16, 2018 - Frank Callaghan
• Hamblin Watsa Investment Counsel Ltd. (pdf - 374 KB)This link will open in a new windowUpdated on November 16, 2018 - HWIC - Sherry Wilcox
• International Energy Credit Association (pdf - 7 MB)This link will open in a new windowUpdated on November 16, 2018 - IECA - Priscilla Bunke
• Japanese Bankers Association (pdf - 209 KB)This link will open in a new windowUpdated on November 16, 2018 - JBA - Hideharu Iwamoto
• Nicola Wealth Management (pdf - 5 MB)This link will open in a new windowUpdated on November 16, 2018 - Dannielle H. MacDonald
• Oliver Publishing Inc. (pdf - 182 KB)This link will open in a new windowUpdated on November 19, 2018 (Callum James)
• Olympia Trust Company (pdf - 4 MB)This link will open in a new windowUpdated on November 16, 2018 - Craig Skauge, Derick Kachuik
• Stikeman Elliott (pdf - 271 KB)This link will open in a new windowUpdated on November 16, 2018 - Alix d'Anglejan-Chatillon, Ken Ottenbreit, Sterling Dietze, Ramandeep Grewal, Margaret Grottenthaler, Philip Henderson
• The Alternative Investment Management Association Canada Inc. (pdf - 365 KB)This link will open in a new windowUpdated on November 16, 2018 – AIMA
• The Asset Management Group of the Securities Industry and Financial Markets Association (pdf - 360 KB)This link will open in a new windowUpdated on November 16, 2018 - SIFMA AMG- Timothy W. Cameron, Jason Silverstein, Andrew Ruggiero
• The Canadian Life and Health Insurance Association (pdf - 94 KB)This link will open in a new windowUpdated on November 16, 2018 - CLHIA - James Wood
• The Canadian Market Infrastructure Committee (pdf - 377 KB)This link will open in a new windowUpdated on November 16, 2018 – CMIC
• The Coalition for Derivatives End-Users (pdf - 326 KB)This link will open in a new windowUpdated on November 16, 2018 - Gibson, Dunn & Crutcher LLP
• The Coalition for Derivatives End-Users (pdf - 325 KB)This link will open in a new windowUpdated on November 16, 2018 - Gibson, Dunn & Crutcher LLP
• The Coalition for Derivatives End-Users (pdf - 218 KB)This link will open in a new windowUpdated on November 16, 2018 - Gibson, Dunn & Crutcher LLP
• The International Swaps and Derivatives Association, Inc. (pdf - 165 KB)This link will open in a new windowUpdated on November 16, 2018 - ISDA - Katherine Darras
• The Portfolio Management Association of Canada (pdf - 2 MB)This link will open in a new windowUpdated on November 16, 2018 - PMAC - Katie Walmsley & Margaret Gunawan
• TransAlta Corporation (pdf - 597 KB)This link will open in a new windowUpdated on November 16, 2018 - Daryck Riddell, Kendra Fergusson
• TransCanada Corporation (pdf - 603 KB)This link will open in a new windowUpdated on November 16, 2018 - Matthew Davies
• Western Union Business Solutions (pdf - 5 MB)This link will open in a new windowUpdated on November 16, 2018 - Shannon Seitz

• Regulatory Notice (pdf - 20 KB)This link will open in a new windowUpdated on June 14, 2018Business Conduct
• CSA Notice of second consultation (pdf - 368 KB)This link will open in a new windowUpdated on June 14, 2018Business Conduct
• Regulation 93-101 respecting Derivatives: Business Conduct (pdf - 156 KB)This link will open in a new windowUpdated on June 14, 2018Business conduct
• Policy statement to Regulation 93-101 respecting Derivatives: Business Conduct (pdf - 231 KB)This link will open in a new windowUpdated on June 14, 2018Business Conduct

Comments received (comments are published in their original language)

• ATB Financial (pdf - 5 MB)This link will open in a new windowUpdated on November 16, 2018- Lisa McDonald
• BlackRock Asset Management Canada Limited (pdf - 278 KB)This link will open in a new windowUpdated on November 16, 2018 - Margaret Gunawan
• Canadian Commercial Energy Working Group (pdf - 128 KB)This link will open in a new windowUpdated on November 16, 2018 - Eversheds Sutherland (US) LLP, Alexander S. Holtan
• Canadian Credit Union Association (pdf - 299 KB)This link will open in a new windowUpdated on November 16, 2018 – CCUA - Brenda M. O’Connor
• Canadian Market Infrastructure Committee (pdf - 211 KB)This link will open in a new windowUpdated on November 16, 2018- CMIC
• Canadian Commercial Energy Working Group (pdf - 106 KB)This link will open in a new windowUpdated on November 16, 2018 - Eversheds Sutherland (US) LLP, Alexander S. Holtan
• Capital Power Corporation (pdf - 408 KB)This link will open in a new windowUpdated on November 16, 2018 – Zoltan Nagy-Kovacs
• Comité de l'infrastructure du marché canadien(pdf - 251 KB)This link will open in a new windowUpdated on November 16, 2018 – CMIC
• Franklin Templeton Investments Corp. (pdf - 162 KB)This link will open in a new windowUpdated on November 16, 2018 - FTIC - Brad Beuttenmiller
• International Energy Credit Association (pdf - 7 MB)This link will open in a new windowUpdated on November 16, 2018 - IECA - Priscilla Bunke
• International Swaps and Derivatives Association (pdf - 101 KB)This link will open in a new windowUpdated on November 16, 2018 – ISDA - Katherine Darras
• Japanese Bankers Association (pdf - 195 KB)This link will open in a new windowUpdated on November 16, 2018 – JBA - Hideharu Iwamoto
• Oliver Publishing Inc. (pdf - 182 KB)This link will open in a new windowUpdated on November 19, 2018 (Callum James)
• Olympia Trust Company (pdf - 4 MB)This link will open in a new windowUpdated on November 16, 2018 - Craig Skauge, Derick Kachuik
• Portfolio Management Association of Canada (pdf - 145 KB)This link will open in a new windowUpdated on November 16, 2018 – PMAC - Katie Walmsley, Margaret Gunawan
• Stikeman Elliott (pdf - 271 KB)This link will open in a new windowUpdated on November 16, 2018 - Alix d'Anglejan-Chatillon, Ken Ottenbreit, Sterling Dietze, Ramandeep Grewal, Margaret Grottenthaler, Philip Henderson
• The Alternative Investment Management Association Canada Inc. (pdf - 365 KB)This link will open in a new windowUpdated on November 16, 2018 – AIMA
• The Asset Management Group of the Securities Industry and Financial Markets Association (pdf - 360 KB)This link will open in a new windowUpdated on November 16, 2018 - SIFMA AMG - Timothy W. Cameron, Jason Silverstein, Andrew Ruggier
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 222 KB)This link will open in a new windowUpdated on November 16, 2018 – CAC
• The Canadian Life and Health Insurance Association (pdf - 94 KB)This link will open in a new windowUpdated on November 16, 2018 - CLHIA - James Wood
• Western Union Business Solutions (pdf - 5 MB)This link will open in a new windowUpdated on November 16, 2018 - Shannon Seitz

• Regulatory Notice (pdf - 16 KB)This link will open in a new windowUpdated on October 12, 2017
• CSA Notice and Request for comment (pdf - 90 KB)This link will open in a new windowUpdated on October 12, 2017"CSA Notice, Request for Comment, Draft, Regulation, amend, 94-101, Mandatory Central Counterparty, Clearing of Derivatives, Draft, Amendments, Policy Statement, Regulation 94-101"
• Regulation to amend Regulation 94-101 (pdf - 39 KB)This link will open in a new windowUpdated on October 12, 2017"Regulation, amend, 94-101, Mandatory Central Counterparty, Clearing of Derivatives"
• Amendments to Policy Statement to Regulation 94-101 (pdf - 26 KB)This link will open in a new windowUpdated on October 12, 2017"Amendments, Policy Statement, Regulation, 94-101, Mandatory Central Counterparty, Clearing of Derivatives"

Comments received (comments are published in their original language)

• Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 170 KB)This link will open in a new windowUpdated on January 12, 2018 (CAC)
• Canadian Market Infrastructure Committee (pdf - 379 KB)This link will open in a new windowUpdated on January 12, 2018request, comment, proposal, amendments, national, instrument, 94-101, clearing, derivatives, companion, policy (CMIC)
• I (pdf - 164 KB)This link will open in a new windowUpdated on January 12, 2018request, comment, proposal, amendments, national, instrument, 94-101, clearing, derivatives, companion, policynternational Swaps and Derivatives Association, Inc. (pdf - 164 KB)This link will open in a new windowUpdated on January 12, 2018request, comment, proposal, amendments, national, instrument, 94-101, clearing, derivatives, companion, policy (ISDA)

• Regulatory Notice (pdf - 224 KB)This link will open in a new windowUpdated on March 21, 2022Projet de Règlement 93-101 sur la conduite commerciale en dérivés
• CSA Notice and Request for Comment (pdf - 174 KB)This link will open in a new windowUpdated on April 4, 2017Derivatives: Business Conduct
• Draft Regulation 93-101 (pdf - 154 KB)This link will open in a new windowUpdated on April 4, 2017Business Conduct
• Draft Policy Statement to Regulation 93-101 (pdf - 184 KB)This link will open in a new windowUpdated on April 4, 2017Derivatives: Business Conduct

Comments received (comments are published in their original language)

Associated Foreign Exchange, ULC

(AFEX)

Asset Management Group of the Securities Industry

(SIFMA AMG)

Bruce Power L.P.

Canadian Bankers Association

(CBA)

Canadian Commercial Energy Working Group submits by Eversheds Sutherland (US) LLP

(the Working Group)

Canadian Credit Union Association

(CCUA)

Canadian Market Infrastructure Committee

(CMIC)

Capital Power Corporation

(Capital Power)

Enbridge Inc.

(Enbridge)

Franklin Templeton Investments Corp.

(FTIC)

International Energy Credit Association

(IECA)

Investment Industry Association of Canada

(IIAC)

Investor Advisory Panel

International Swaps and Derivatives Association, Inc.

(ISDA)

Just Energy Corp.

(Just Energy)

Osler Hoskin and Harcourt LLP

(Osler)

Pension Investment Association of Canada

(PIAC)

Portfolio Management Association of Canada

(PMAC)

The Canadian Advocacy Council for Canadian CFA Institute

(CAC)

Western Union Business Solutions

(WU)

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 25, 2017
• CSA Notice and Request for Comment (pdf - 72 KB)This link will open in a new windowUpdated on April 25, 2017
• Regulation 91-102 (pdf - 19 KB)This link will open in a new windowUpdated on April 25, 2017"draft,Regulation, 91-102, Prohibition, Binary Options"
• Policy Statement to Regulation 91-102 (pdf - 40 KB)This link will open in a new windowUpdated on April 25, 2017"draft,policy statement, Regulation, 91-102, Prohibition, Binary Options.

Comments received (comments are published in their original language)

• Investment Industry Association of Canada (pdf - 789 KB)This link will open in a new windowUpdated on May 31, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options
• Canadian Market Infrastructure Committee (pdf - 394 KB)This link will open in a new windowUpdated on May 31, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options (CMIC)
• Group TMX (pdf - 33 KB)This link will open in a new windowUpdated on May 29, 2017 (TMX)
• Nadex (pdf - 3 MB)This link will open in a new windowUpdated on May 31, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 190 KB)This link will open in a new windowUpdated on August 7, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options (CAC)
• Canadian Foundation for Advancement of Investor Rights (pdf - 548 KB)This link will open in a new windowUpdated on August 7, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options (FAIR)

• Notice - Request for comment (pdf - 47 KB)This link will open in a new windowUpdated on February 1^st, 2017"avis,consultation,projet,règlement,modifiant,instruments dérivés"
• Regulation to amend the Derivatives Regulation (pdf - 46 KB)This link will open in a new windowUpdated on February 1^st, 2017"projet,règlement,modifiant,instruments dérivés"

Comments received (comments are published in their original language)

• Association canadienne du commerce des valeurs mobilières (ACCVM) (pdf - 583 KB)This link will open in a new windowUpdated on March 3, 2017Commentaires sur le projet de consultation sur le règlement modifiant le Règlement sur les instruments dérivés.
• CMC Markets (CMC) (pdf - 79 KB)This link will open in a new windowUpdated on March 3, 2017Consultation on the Regulation to amend the Derivatives Regulation
• Canadian Market Infrastructure Committee (pdf - 393 KB)This link will open in a new windowUpdated on March 13, 2017Consultation on the Regulation to amend the Derivatives Regulation (CMIC)
• International Swaps and Derivatives Association Inc. (pdf - 314 KB)This link will open in a new windowUpdated on March 13, 2017Consultation on the Regulation to amend the Derivatives Regulation (ISDA)
• Group TMX (pdf - 48 KB)This link will open in a new windowUpdated on March 6, 2017Commentaires sur le projet de consultation sur le règlement modifiant le Règlement sur les instruments dérivés (TMX)

Comments received (comments are published in their original language)

• The Canadian Bankers Association (pdf - 169 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (CBA)
• Canadian Market Infrastructure Committee (pdf - 539 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (CMIC)
• KfW Bankengruppe (pdf - 253 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (KFW)
• The Custody Banks (pdf - 237 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• The Canadian Commercial Energy Working Group submitted by Sutherland Asbill & Brennan LLP (pdf - 109 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• TripOptima (pdf - 121 KB)This link will open in a new windowUpdated on October 4, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• Western Union Business Solutions (pdf - 1 MB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (WUBS)

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
• Notice and Request for comment (pdf - 211 KB)This link will open in a new windowUpdated on October 19, 2020Mandatory Central Counterparty Clearing Of Derivatives
• Regulation 94-101 (pdf - 115 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
• Policy Statement to Regulation 94-101 (pdf - 73 KB)This link will open in a new windowUpdated on February 24, 2016andatory Central Counterparty Clearing of Derivatives
• Regulation to amend Regulation 91-506 respecting Derivatives Determination (pdf - 21 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
• Policy Statement to Regulation 91-506 (pdf - 74 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives (blacklined version)

Comments received (comments are published in their original language)

• Canadian Bankers Association (pdf - 120 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CBA)
• The Canadian Advocacy Council for Canadian (pdf - 138 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CAC)
• Canadian Market Infrastructure Committee (pdf - 404 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CMIC)
• LCH Limited (pdf - 215 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (LCH)
• Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 65 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
• International Energy Credit Association (pdf - 2 MB)This link will open in a new windowUpdated on May 30, 2016 (IECA)

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on January 21, 2016
• Notice and Request for comment (pdf - 174 KB)This link will open in a new windowUpdated on October 19, 2020Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
• Regulation 94-102 (pdf - 165 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
• Policy Statement to Regulation 94-102 (pdf - 168 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
• Regulation to amend Regulation 91-506 respecting Derivatives Determination (pdf - 21 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
• Policy Statement to Regulation 91-506 (pdf - 81 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions (blacklined version)

Comments received (comments are published in their original language)

• BMO Nesbitt Burns Inc. (pdf - 47 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations (NBI)
• The Canadian Advocacy Council for Canadian (pdf - 113 KB)This link will open in a new windowUpdated on April 21, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations (CFA)
• Canadian Market Infrastructure Committee (pdf - 319 KB)This link will open in a new windowUpdated on April 21, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(CMIC)
• Comité de l’infrastructure du marché canadien (pdf - 232 KB)This link will open in a new windowUpdated on April 21, 2016Projet de Règlement 94-102 sur la compensation des dérivés et la protection des sûretés et des positions des clients et projet d’Instruction complémentaire relative à la Norme canadienne 94-102(CMIC)
• Chicago Mercantile Exchange Inc. (pdf - 180 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(CME)
• The Futures Industry Association Inc. (pdf - 268 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(FIA)
• TMX Group Limited (pdf - 94 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(TMX Group)