• Regulatory Notice (pdf - 224 KB)This link will open in a new windowUpdated on March 21, 2022Projet de Règlement 93-101 sur la conduite commerciale en dérivés
• CSA Notice and Request for Comment (pdf - 174 KB)This link will open in a new windowUpdated on April 4, 2017Derivatives: Business Conduct
• Draft Regulation 93-101 (pdf - 154 KB)This link will open in a new windowUpdated on April 4, 2017Business Conduct
• Draft Policy Statement to Regulation 93-101 (pdf - 184 KB)This link will open in a new windowUpdated on April 4, 2017Derivatives: Business Conduct

Comments received (comments are published in their original language)

Associated Foreign Exchange, ULC

(AFEX)

Asset Management Group of the Securities Industry

(SIFMA AMG)

Bruce Power L.P.

Canadian Bankers Association

(CBA)

Canadian Commercial Energy Working Group submits by Eversheds Sutherland (US) LLP

(the Working Group)

Canadian Credit Union Association

(CCUA)

Canadian Market Infrastructure Committee

(CMIC)

Capital Power Corporation

(Capital Power)

Enbridge Inc.

(Enbridge)

Franklin Templeton Investments Corp.

(FTIC)

International Energy Credit Association

(IECA)

Investment Industry Association of Canada

(IIAC)

Investor Advisory Panel

International Swaps and Derivatives Association, Inc.

(ISDA)

Just Energy Corp.

(Just Energy)

Osler Hoskin and Harcourt LLP

(Osler)

Pension Investment Association of Canada

(PIAC)

Portfolio Management Association of Canada

(PMAC)

The Canadian Advocacy Council for Canadian CFA Institute

(CAC)

Western Union Business Solutions

(WU)

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 25, 2017
• CSA Notice and Request for Comment (pdf - 72 KB)This link will open in a new windowUpdated on April 25, 2017
• Regulation 91-102 (pdf - 19 KB)This link will open in a new windowUpdated on April 25, 2017"draft,Regulation, 91-102, Prohibition, Binary Options"
• Policy Statement to Regulation 91-102 (pdf - 40 KB)This link will open in a new windowUpdated on April 25, 2017"draft,policy statement, Regulation, 91-102, Prohibition, Binary Options.

Comments received (comments are published in their original language)

• Investment Industry Association of Canada (pdf - 789 KB)This link will open in a new windowUpdated on May 31, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options
• Canadian Market Infrastructure Committee (pdf - 394 KB)This link will open in a new windowUpdated on May 31, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options (CMIC)
• Group TMX (pdf - 33 KB)This link will open in a new windowUpdated on May 29, 2017 (TMX)
• Nadex (pdf - 3 MB)This link will open in a new windowUpdated on May 31, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 190 KB)This link will open in a new windowUpdated on August 7, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options (CAC)
• Canadian Foundation for Advancement of Investor Rights (pdf - 548 KB)This link will open in a new windowUpdated on August 7, 2017Consultation on the Regulation 91-102 respecting Prohibition of Binary Options (FAIR)

• Notice - Request for comment (pdf - 47 KB)This link will open in a new windowUpdated on February 1^st, 2017"avis,consultation,projet,règlement,modifiant,instruments dérivés"
• Regulation to amend the Derivatives Regulation (pdf - 46 KB)This link will open in a new windowUpdated on February 1^st, 2017"projet,règlement,modifiant,instruments dérivés"

Comments received (comments are published in their original language)

• Association canadienne du commerce des valeurs mobilières (ACCVM) (pdf - 583 KB)This link will open in a new windowUpdated on March 3, 2017Commentaires sur le projet de consultation sur le règlement modifiant le Règlement sur les instruments dérivés.
• CMC Markets (CMC) (pdf - 79 KB)This link will open in a new windowUpdated on March 3, 2017Consultation on the Regulation to amend the Derivatives Regulation
• Canadian Market Infrastructure Committee (pdf - 393 KB)This link will open in a new windowUpdated on March 13, 2017Consultation on the Regulation to amend the Derivatives Regulation (CMIC)
• International Swaps and Derivatives Association Inc. (pdf - 314 KB)This link will open in a new windowUpdated on March 13, 2017Consultation on the Regulation to amend the Derivatives Regulation (ISDA)
• Group TMX (pdf - 48 KB)This link will open in a new windowUpdated on March 6, 2017Commentaires sur le projet de consultation sur le règlement modifiant le Règlement sur les instruments dérivés (TMX)

Comments received (comments are published in their original language)

• The Canadian Bankers Association (pdf - 169 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (CBA)
• Canadian Market Infrastructure Committee (pdf - 539 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (CMIC)
• KfW Bankengruppe (pdf - 253 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (KFW)
• The Custody Banks (pdf - 237 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• The Canadian Commercial Energy Working Group submitted by Sutherland Asbill & Brennan LLP (pdf - 109 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• TripOptima (pdf - 121 KB)This link will open in a new windowUpdated on October 4, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
• Western Union Business Solutions (pdf - 1 MB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (WUBS)

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
• Notice and Request for comment (pdf - 211 KB)This link will open in a new windowUpdated on October 19, 2020Mandatory Central Counterparty Clearing Of Derivatives
• Regulation 94-101 (pdf - 115 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
• Policy Statement to Regulation 94-101 (pdf - 73 KB)This link will open in a new windowUpdated on February 24, 2016andatory Central Counterparty Clearing of Derivatives
• Regulation to amend Regulation 91-506 respecting Derivatives Determination (pdf - 21 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
• Policy Statement to Regulation 91-506 (pdf - 74 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives (blacklined version)

Comments received (comments are published in their original language)

• Canadian Bankers Association (pdf - 120 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CBA)
• The Canadian Advocacy Council for Canadian (pdf - 138 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CAC)
• Canadian Market Infrastructure Committee (pdf - 404 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CMIC)
• LCH Limited (pdf - 215 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (LCH)
• Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 65 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
• International Energy Credit Association (pdf - 2 MB)This link will open in a new windowUpdated on May 30, 2016 (IECA)

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on January 21, 2016
• Notice and Request for comment (pdf - 174 KB)This link will open in a new windowUpdated on October 19, 2020Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
• Regulation 94-102 (pdf - 165 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
• Policy Statement to Regulation 94-102 (pdf - 168 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
• Regulation to amend Regulation 91-506 respecting Derivatives Determination (pdf - 21 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
• Policy Statement to Regulation 91-506 (pdf - 81 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions (blacklined version)

Comments received (comments are published in their original language)

• BMO Nesbitt Burns Inc. (pdf - 47 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations (NBI)
• The Canadian Advocacy Council for Canadian (pdf - 113 KB)This link will open in a new windowUpdated on April 21, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations (CFA)
• Canadian Market Infrastructure Committee (pdf - 319 KB)This link will open in a new windowUpdated on April 21, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(CMIC)
• Comité de l’infrastructure du marché canadien (pdf - 232 KB)This link will open in a new windowUpdated on April 21, 2016Projet de Règlement 94-102 sur la compensation des dérivés et la protection des sûretés et des positions des clients et projet d’Instruction complémentaire relative à la Norme canadienne 94-102(CMIC)
• Chicago Mercantile Exchange Inc. (pdf - 180 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(CME)
• The Futures Industry Association Inc. (pdf - 268 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(FIA)
• TMX Group Limited (pdf - 94 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(TMX Group)

• Notice and Request for comment (pdf - 35 KB)This link will open in a new windowUpdated on January 13, 2016"notice,request for comment,regulation,amend,derivatives regulation"
• Regulation to amend the Derivatives Regulation (pdf - 56 KB)This link will open in a new windowUpdated on January 13, 2016"draft,regulation,amend,derivatives regulation"
• Policy Statement respecting Accredited Counterparties (pdf - 39 KB)This link will open in a new windowUpdated on January 13, 2016"draft,policy statement,accredited counterparties,derivatives,act"

Comments received (comments are published in their original language)

• Canadian Commercial Energy Working Group (pdf - 72 KB)This link will open in a new windowUpdated on March 3, 2016Regulation to amend the Derivatives Regulation and related Policy Statement respecting Accredited counterparties submits by Sutherland Asbill & Brennan LLP
• Canadian Market Infrastructure Committee (pdf - 60 KB)This link will open in a new windowUpdated on March 3, 2016Regulation to amend the Derivatives Regulation and related Policy Statement respecting Accredited counterparties (CMIC)

• Regulatory notice (pdf - 56 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
• Regulation to amend Regulation 91-506 (pdf - 14 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
  • Blacklined consolidated version (pdf - 29 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
• Policy Statement to Regulation 91-506 (pdf - 67 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives (Blacklined version)
• Regulation to amend Regulation 91-507 (pdf - 87 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
  • Blacklined consolidated version (pdf - 289 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
• Policy Statement to Regulation 91-507 (pdf - 215 KB)This link will open in a new windowUpdated on November 4, 2015Trade Repositorites and Derivatives Data Reporting (Blacklined version)

Comments received (comments are published in their original language)

• Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 82 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
• Canadian Market Infrastructure Commitee (CMIC) (pdf - 335 KB)This link will open in a new windowUpdated on February 9, 2016Sujet : Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
• Dla Piper LLP (US) (pdf - 154 KB)This link will open in a new windowUpdated on February 9, 2016: Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
• DTCC (pdf - 290 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
• Ice Trade Vault (pdf - 29 KB)This link will open in a new windowUpdated on February 3, 2016
• Isda (pdf - 95 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
• TMX (pdf - 99 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting

• Notice (pdf - 22 KB)This link will open in a new windowUpdated on June 23, 2015
• Regulation (pdf - 23 KB)This link will open in a new windowUpdated on June 23, 2015

• Notice (pdf - 21 KB)This link will open in a new windowUpdated on June 23, 2015
• Regulation (pdf - 20 KB)This link will open in a new windowUpdated on June 23, 2015"regulation,amend,derivatives,regulation.