Derivatives - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

CSA Consultation Paper 91-406 - Derivatives: OTC Central Counterparty Clearing (pdf - 688 KB)This link will open in a new windowUpdated on June 19, 2012

Previous consultation
September 21, 2012
See details on CSA Consultation Paper 91-406 - Derivatives: OTC Central Counterparty Clearing

Comments received (comments are published in their original language)

CSA Consultation Paper 91-405 - Derivatives: End-User Exemption (pdf - 291 KB)This link will open in a new windowUpdated on April 13, 2012

Previous consultation
June 15, 2012
See details on CSA Consultation Paper 91-405 - Derivatives: End-User Exemption

Comments received (comments are published in their original language)

CSA Consultation Paper 91-404 - Derivatives: Segregation and Portability in OTC Derivatives Clearing (pdf - 230 KB)This link will open in a new windowUpdated on February 9, 2012

Previous consultation
April 10, 2012
See details on CSA Consultation Paper 91-404 - Derivatives: Segregation and Portability in OTC Derivatives Clearing

Comments received (comments are published in their original language)

CSA Consultation Paper 91-403 - Derivatives: Surveillance and Enforcement (pdf - 249 KB)This link will open in a new windowUpdated on November 24, 2011

Previous consultation
January 25, 2012
See details on CSA Consultation Paper 91-403 - Derivatives: Surveillance and Enforcement

Comments received (comments are published in their original language)

CSA Consultation Paper 91-402 - Derivatives: Trade Repositories (pdf - 405 KB)This link will open in a new windowUpdated on July 5, 2011

Previous consultation
September 12, 2011
See details on CSA Consultation Paper 91-402 - Derivatives: Trade Repositories

Comments received (comments are published in their original language)

Consultation Paper 91-401 on Over-the-Counter Derivatives Regulation in Canada (pdf - 640 KB)This link will open in a new windowUpdated on November 2, 2010

Previous consultation
January 14, 2011
See details on Consultation Paper 91-401 on Over-the-Counter Derivatives Regulation in Canada

Comments received (comments are published in their original language)

Alpha ATS LP (pdf - 980 KB)This link will open in a new window
TMX Group Inc. (pdf - 197 KB)This link will open in a new windowUpdated on January 24, 2011
Fidelity Investments Canada ULC (pdf - 239 KB)This link will open in a new windowUpdated on January 17, 2011Canadian Securities Administrators Consultation Paper 91-401 On Over-the-Counter Derivatives Regulation in Canada - Fidae Abbas (Fidelity Investments Canada ULC) Letter of January 17, 2011
Credit Lime Financial (pdf - 185 KB)This link will open in a new windowUpdated on January 14, 2011
Investment Industry Association of Canada (pdf - 133 KB)This link will open in a new windowUpdated on January 13, 2011
Canada Pension Plan Investment Board (pdf - 38 KB)This link will open in a new windowUpdated on January 14, 2011
Global FX Division of AFME, SIFMA and ASIFMA (pdf - 643 KB)This link will open in a new windowUpdated on January 15, 2011Canadian Securities Administrators Consultation Paper 91-401 On Over-the-Counter Derivatives Regulation in Canada - James Kemp (Global FX Division of AFME, SIFMA and ASIFMA) Letter of January 14, 2011
The Canadian Depository for Securities Limited (pdf - 88 KB)This link will open in a new windowUpdated on January 14, 2011
Canadian Bankers Association (pdf - 455 KB)This link will open in a new windowUpdated on January 14, 2011Image
Invesco Trimark Ltd. (pdf - 71 KB)This link will open in a new windowUpdated on January 14, 2011
International Swaps and Derivatives Association, Inc. (pdf - 1 MB)This link will open in a new windowUpdated on January 14, 2011Image
TD Asset Management Inc. (pdf - 2 MB)This link will open in a new windowUpdated on January 14, 2011
Portfolio Management Association of Canada (pdf - 67 KB)This link will open in a new windowUpdated on January 17, 2011Canadian Securities Administrators Consultation Paper 91-401 On Over-the-Counter Derivatives Regulation in Canada - Katie Walmsley, Mark Pratt (Portfolio Management Association of Canada) Letter of January 14, 2011
Canada Mortgage and Housing Corporation (pdf - 854 KB)This link will open in a new windowUpdated on January 14, 2011
Hunton & Williams LLP (pdf - 132 KB)This link will open in a new windowUpdated on January 14, 2011
Le Mouvement Desjardins (pdf - 77 KB)This link will open in a new windowUpdated on January 11, 2011 (Available in French Only)
OSC Investor Advisory Panel (pdf - 45 KB)This link will open in a new windowUpdated on January 12, 2011
Canadian Life and Health Insurance Association Inc. (pdf - 508 KB)This link will open in a new windowUpdated on January 11, 2011