Comments received (comments are published in their original language)

• Alberta Investment Management Corporation (Alison Schneider), British Columbia Investment Management Corporation (Bryan Thomson), Caisse de dépôt et placement du Québec (Ginette Depelteau), Canada Pension Plan Investment Board (Stephanie Leaist), OMERS Administration Corporation (Michael Kelly), Ontario Teachers' Pension Plan (Jeff Davis), Pubic Sector Pension Investment Board (Stéphanie Lachance) (pdf - 2 MB)This link will open in a new windowUpdated on July 22, 2016consultation,infrastructure du vote par procuration,protocoles,rapprochement des votes,actionnaire, propriétaire véritable,intermédiaire,émetteur,compilateur,CDS,Broadridge,agent des transferts,assemblée,fiabilité,intégrité,transparence,sollicitation,attente,indication,information,communication,comité technique,table ronde,droits de vote,investisseur / request for comments, proxy voting infrastructure,protocols,vote reconciliation,shareholder,beneficial owner,intermidiary,issuer,tabulator, CDS,Broadridge,tranfer agent,meeting,accuracy,integrity,transparency,solicitation,expectation,guidance, information,communication,technical committee,roundtable,voting rights,investor
• Broadridge Investor Communications Corporation (pdf - 262 KB)This link will open in a new windowUpdated on July 22, 2016consultation,infrastructure du vote par procuration, (Patricia Rosch)
• Canadian Investor Relation Institute (pdf - 137 KB)This link will open in a new windowUpdated on July 26, 2016(Yvette Lokker)
• Canadian Society of Corporate Secretaries (pdf - 210 KB)This link will open in a new windowUpdated on July 22, 2016 (Lynn Beauregard, David Masse)
• Hansell LLP (pdf - 2 MB)This link will open in a new windowUpdated on July 22, 2016consultation,infrastructure du vote par procuration, (Frédéric Duguay)
• Norton Rose Fulbright Canada LLP (pdf - 110 KB)This link will open in a new windowUpdated on July 22, 2016consultation,infrastructure du vote par procuration,
• OMERS Administration Corporation (pdf - 250 KB)This link will open in a new windowUpdated on July 22, 2016consultation,infrastructure du vote par procuration, (Jenny Tsouvalis)
• Securities Transfer Association of Canada (pdf - 192 KB)This link will open in a new windowUpdated on July 22, 2016consultation,infrastructure du vote par procuration,(William J.Speirs)

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees
• CSA Notice and Request for Comment (pdf - 69 KB)This link will open in a new windowUpdated on April 7, 2016trading fees
• Regulation to amend Regulation 23-101 (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees

Comments received (comments are published in their original language)

• Canadian Foundation for Advancement of Investor Rights (pdf - 644 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, fair(Neil Gross)
• Canadian Securities Exchange (pdf - 431 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, canadian securities exchange, cse (Richard Carleton)
• Investment Industry Association of Canada (pdf - 397 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, iiac, accvm (Susan Copland)
• Nasdaq CXC Limited (pdf - 349 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, nasdaq
• The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 99 KB)This link will open in a new windowUpdated on July 29, 2016 (Michael Thom)
• TMX Group Limited (pdf - 81 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, tmx (Kevin Sampson)

• Regulatory Notice (pdf - 24 KB)This link will open in a new windowUpdated on April 7, 2016Report on Exempt Distribution
• Regulation to amend the Securities Regulation (pdf - 10 KB)This link will open in a new windowUpdated on October 2, 2017Report on Exempt distribution

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on December 10, 2015Mutual Fund Risk Classification Methodology
• Notice and Request for Comment (pdf - 317 KB)This link will open in a new windowUpdated on September 30, 2020MUTUAL FUND RISK CLASSIFICATION METHODOLOGY
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 89 KB)This link will open in a new windowUpdated on December 10, 2015
• Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on December 10, 2015"Regulation,amend, 41-101,General Prospectus Requirements"
• Amendments to Policy Statement to Regulation 41-101 (pdf - 33 KB)This link will open in a new windowUpdated on December 10, 2015"amendments,Policy Statement,Regulation,41-101,General Prospectus Requirements"
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 36 KB)This link will open in a new windowUpdated on December 10, 2015"Regulation,amend, 81-101,Mutual Fund Prospectus Disclosure"
• Amendments to Policy Statement to Regulation 81-101 (pdf - 31 KB)This link will open in a new windowUpdated on December 10, 2015"amendments,Policy Statement,regulation, 81-101,Mutual Fund Prospectus Disclosure"

Comments received (comments are published in their original language)

• Alternative Investment Management Association (pdf - 372 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - AIMA (Ian Pember)
• Arthur Ross (pdf - 232 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Borden Ladner Gervais LLP (pdf - 176 KB)This link will open in a new windowUpdated on March 15, 2016
• Canadian Exchange-Traded Fund Association (pdf - 102 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - CETFA (Pat Dunwoody)
• Canadian Foundation for Advancement of Investor Rights (pdf - 659 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - FAIR (Neil Gross)
• David Fieldstone (pdf - 33 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Fidelity Investments Canada ULC (pdf - 248 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Robert Sklar et John Wilson)
• HighView Financial Group (pdf - 222 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Dan Hallett)
• Invesco (pdf - 248 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Eric Adelson)
• Investment Industry Association of Canada (pdf - 126 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - IIAC (Naomi Solomon)
• Investor Advisory Panel (pdf - 169 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Investors Group Inc. (pdf - 4 MB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Murray J. Taylor)
• Jean Lespérance (pdf - 46 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Ken Kivenko (pdf - 79 KB)This link will open in a new windowUpdated on March 23, 2016
• Kenmar Associates (pdf - 365 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility" (Ken Kivenko)
• Mackenzie Financial Corporation (pdf - 602 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Jeffrey R. Carney)
• Mouvement des caisses Desjardins (pdf - 23 KB)This link will open in a new windowUpdated on March 22, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Yvan-Pierre Grimard)
• Peter Whitehouse (pdf - 96 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Portfolio Management Association of Canada (pdf - 230 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - PMAC (Katie Walmsley et Margaret Gunawan)
• P?R Investing Inc. (pdf - 482 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Mark S. Yamada)
• Small Investor Protection Association (pdf - 138 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility" - SIPA (Stan Buell)
• Sophia Fortier (pdf - 45 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 117 KB)This link will open in a new windowUpdated on March 15, 2016 - CAC (Michael Thom)
• The Financial Advisors of Canada (pdf - 119 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Greg Pollock et Caron Czorny)
• The Investment Funds Institute of Canada (pdf - 35 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - IFIC (Ian Bragg)

• Notice and Request for Comment (pdf - 20 KB)This link will open in a new windowUpdated on December 3, 2015PFMI
• Notice of Publication - Regulation 24-102 (pdf - 267 KB)This link will open in a new windowUpdated on October 7, 2020PFMI (Part III - Proposed Policy Statement)
• Amendments to Policy Statement to Regulation 24-102 (pdf - 112 KB)This link will open in a new windowUpdated on December 3, 2015PFMI

Comments received (comments are published in their original language)

• TMX (pdf - 235 KB)This link will open in a new windowUpdated on February 8, 2016Projet, modification, Instruction, générale, Règlement, 24-102, obligations, chambres de compensation, tmx group, cdcc, bank of canada,
• Canadian Bankers Association (pdf - 170 KB)This link will open in a new windowUpdated on February 9, 2016Darren Hannah (Canadian Bankers Association) on February 1, 2016: Re: CSA Notice of Approval of National Instrument 24-102 Clearing Agency Requirements and Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements and Notice and Request for Comments Proposed Amendments to Companion Policy 21-102CP -
• CLS Group (pdf - 244 KB)This link will open in a new windowUpdated on February 9, 2016Received letter from Alan Marquard (CLS Bank International) Letter on February 1, 2016; Re: CSA Notice of Approval of National Instrument 24-102 Clearing Agency Requirements and Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements and Notice and Request for Comments Proposed Amendments to Companion Policy 21-102CP -

• Avis règlementaire (pdf - 18 KB)This link will open in a new windowUpdated on December 17, 2015
• Projet de Règlement modifiant le Règlement 13-102 (pdf - 93 KB)This link will open in a new windowUpdated on December 17, 2015dépôt électronique

• Regulatory Notice (pdf - 18 KB)This link will open in a new windowUpdated on December 17, 2015
• Draft Regulation to Regulation 13-102 (pdf - 91 KB)This link will open in a new windowUpdated on December 17, 2015E-filing

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on November 4, 2015Crowdfunding
• Regulation to amend Regulation 45-102 (pdf - 14 KB)This link will open in a new windowUpdated on November 4, 2015Crowdfunding

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on October 22, 2015Offering Memorandum Exemption
• Regulation to amend Regulation 11-102 respecting Passport System (pdf - 19 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,11-102,passport,system"
• Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 14 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,45-102,resale,securities"
• Regulation to amend Regulation 52-07 respecting Acceptable Accounting Principles and Auditing Standards (pdf - 15 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,52-107,Acceptable Accounting Principles,Auditing Standards"