AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
CSA Consultation Paper 95-401 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (pdf - 350 KB)
This link will open in a new windowUpdated on July 7, 2016"CSA, Consultation, 95-401, Margin, Collateral Requirements, Non-Centrally Cleared Derivatives"
Previous consultation
September 6, 2016
See details on CSA Consultation Paper 95-401 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Comments received (comments are published in their original language)
- The Canadian Bankers Association (pdf - 169 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (CBA)
- Canadian Market Infrastructure Committee (pdf - 539 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (CMIC)
- KfW Bankengruppe (pdf - 253 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (KFW)
- The Custody Banks (pdf - 237 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
- The Canadian Commercial Energy Working Group submitted by Sutherland Asbill & Brennan LLP (pdf - 109 KB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
- TripOptima (pdf - 121 KB)This link will open in a new windowUpdated on October 4, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
- Western Union Business Solutions (pdf - 1 MB)This link will open in a new windowUpdated on September 8, 2016CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives (WUBS)
Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
Previous consultation
May 24, 2016
See details on Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
- Notice and Request for comment (pdf - 211 KB)This link will open in a new windowUpdated on October 19, 2020Mandatory Central Counterparty Clearing Of Derivatives
- Regulation 94-101 (pdf - 115 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
- Policy Statement to Regulation 94-101 (pdf - 73 KB)This link will open in a new windowUpdated on February 24, 2016andatory Central Counterparty Clearing of Derivatives
- Regulation to amend Regulation 91-506 respecting Derivatives Determination (pdf - 21 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives
- Policy Statement to Regulation 91-506 (pdf - 74 KB)This link will open in a new windowUpdated on February 24, 2016Mandatory Central Counterparty Clearing of Derivatives (blacklined version)
Comments received (comments are published in their original language)
- Canadian Bankers Association (pdf - 120 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CBA)
- The Canadian Advocacy Council for Canadian (pdf - 138 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CAC)
- Canadian Market Infrastructure Committee (pdf - 404 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (CMIC)
- LCH Limited (pdf - 215 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives (LCH)
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 65 KB)This link will open in a new windowUpdated on May 25, 2016Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- International Energy Credit Association (pdf - 2 MB)This link will open in a new windowUpdated on May 30, 2016 (IECA)
Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations
Previous consultation
April 19, 2016
See details on Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations
- Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on January 21, 2016
- Notice and Request for comment (pdf - 174 KB)This link will open in a new windowUpdated on October 19, 2020Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
- Regulation 94-102 (pdf - 165 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
- Policy Statement to Regulation 94-102 (pdf - 168 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
- Regulation to amend Regulation 91-506 respecting Derivatives Determination (pdf - 21 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions
- Policy Statement to Regulation 91-506 (pdf - 81 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions (blacklined version)
Comments received (comments are published in their original language)
- BMO Nesbitt Burns Inc. (pdf - 47 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations (NBI)
- The Canadian Advocacy Council for Canadian (pdf - 113 KB)This link will open in a new windowUpdated on April 21, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations (CFA)
- Canadian Market Infrastructure Committee (pdf - 319 KB)This link will open in a new windowUpdated on April 21, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(CMIC)
- Comité de l’infrastructure du marché canadien (pdf - 232 KB)This link will open in a new windowUpdated on April 21, 2016Projet de Règlement 94-102 sur la compensation des dérivés et la protection des sûretés et des positions des clients et projet d’Instruction complémentaire relative à la Norme canadienne 94-102(CMIC)
- Chicago Mercantile Exchange Inc. (pdf - 180 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(CME)
- The Futures Industry Association Inc. (pdf - 268 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(FIA)
- TMX Group Limited (pdf - 94 KB)This link will open in a new windowUpdated on April 20, 2016Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and concordant regulations(TMX Group)
Regulation to amend the Derivatives Regulation
Previous consultation
February 13, 2016
See details on Regulation to amend the Derivatives Regulation
- Notice and Request for comment (pdf - 35 KB)This link will open in a new windowUpdated on January 13, 2016"notice,request for comment,regulation,amend,derivatives regulation"
- Regulation to amend the Derivatives Regulation (pdf - 56 KB)This link will open in a new windowUpdated on January 13, 2016"draft,regulation,amend,derivatives regulation"
- Policy Statement respecting Accredited Counterparties (pdf - 39 KB)This link will open in a new windowUpdated on January 13, 2016"draft,policy statement,accredited counterparties,derivatives,act"
Comments received (comments are published in their original language)
- Canadian Commercial Energy Working Group (pdf - 72 KB)This link will open in a new windowUpdated on March 3, 2016Regulation to amend the Derivatives Regulation and related Policy Statement respecting Accredited counterparties submits by Sutherland Asbill & Brennan LLP
- Canadian Market Infrastructure Committee (pdf - 60 KB)This link will open in a new windowUpdated on March 3, 2016Regulation to amend the Derivatives Regulation and related Policy Statement respecting Accredited counterparties (CMIC)
Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
Previous consultation
February 3, 2016
See details on Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Regulatory notice (pdf - 56 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
- Regulation to amend Regulation 91-506 (pdf - 14 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
- Policy Statement to Regulation 91-506 (pdf - 67 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives (Blacklined version)
- Regulation to amend Regulation 91-507 (pdf - 87 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
- Policy Statement to Regulation 91-507 (pdf - 215 KB)This link will open in a new windowUpdated on November 4, 2015Trade Repositorites and Derivatives Data Reporting (Blacklined version)
Comments received (comments are published in their original language)
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 82 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Canadian Market Infrastructure Commitee (CMIC) (pdf - 335 KB)This link will open in a new windowUpdated on February 9, 2016Sujet : Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Dla Piper LLP (US) (pdf - 154 KB)This link will open in a new windowUpdated on February 9, 2016: Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- DTCC (pdf - 290 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Ice Trade Vault (pdf - 29 KB)This link will open in a new windowUpdated on February 3, 2016
- Isda (pdf - 95 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- TMX (pdf - 99 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
Regulation to amend the Derivatives Regulation
Previous consultation
July 25, 2015
See details on Regulation to amend the Derivatives Regulation
Regulation to revoke Policy Statement Q-22, Disclosure Document for Commodity Futures Contracts, for Options Traded on a Recognized Market and for Exchange-Traded Commodity Futures Options
Previous consultation
July 25, 2015
See details on Regulation to revoke Policy Statement Q-22, Disclosure Document for Commodity Futures Contracts, for Options Traded on a Recognized Market and for Exchange-Traded Commodity Futures Options
Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
Previous consultation
May 13, 2015
See details on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Notice (pdf - 147 KB)This link will open in a new windowUpdated on February 12, 2015Mandatory Central Counterparty Clearing of Derivatives
- Regulation (pdf - 83 KB)This link will open in a new windowUpdated on February 12, 2015Mandatory Central Counterparty Clearing
- Policy Statement (pdf - 86 KB)This link will open in a new windowUpdated on February 12, 2015Mandatory Central Counterparty Clearing
Comments received (comments are published in their original language)
- The Canadian Advocacy Council (pdf - 32 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Capital Power (pdf - 244 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Market Infrastructure Committee (CMIC) (pdf - 324 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Life and Health Insurance Association Inc. (CLHIA) (pdf - 159 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Pension Fund Managers (pdf - 323 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Central 1 (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- CLS Bank International (CLS) (pdf - 583 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Concentra Financial (Concentra)
- Dentons Canada LLP (Dentons) (pdf - 437 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Enbridge Inc. (Enbridge) (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Global Foreign Exchange Division (GFXD) (pdf - 318 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Investment Industry Association of Canada (IIAC) (pdf - 304 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Insurance Bureau of Canada (IBC) (pdf - 77 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- International Energy Credit Association (IECA) (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- International Swaps and Derivatives Association Inc. (ISDA) (pdf - 671 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- KFW (pdf - 180 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- LCH.ClearnetGroup Limited (LCH.Clearnet) (pdf - 112 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Pension Investment Association of Canada (PIAC) (pdf - 179 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- SaskEnergy Incorporated (Sask Energy) (pdf - 2 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- TMX Group Limited (TMX Group) (pdf - 153 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Trans Canada Corporation (TransCanada) (pdf - 328 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Tri Optima AB (TriOptima) (pdf - 265 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 109 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Western Union BusinessSolutions (WUBS) (pdf - 842 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
CSA Consultation Paper 92-401 - Derivatives Trading Facilities (pdf - 330 KB)This link will open in a new windowUpdated on January 29, 2015Derivatives Trading Facilities
Previous consultation
March 30, 2015
See details on CSA Consultation Paper 92-401 - Derivatives Trading Facilities
Comments received (comments are published in their original language)
- Bloomberg L.P (Bloomberg) (pdf - 28 KB)This link will open in a new windowUpdated on April 7, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- The Canadian Advocacy Council1 for Canadian CFA Institute2 Societies (the CAC) (pdf - 53 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Capital Power (pdf - 239 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Canadian Market Infrastructure Committee (CMIC) (pdf - 389 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- CanDeal.ca Inc.(Candeal) (pdf - 1 MB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- FortisBC Energy Inc. (FortisBC) (pdf - 48 KB)This link will open in a new windowUpdated on April 1st, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Global Foreign Exchange Division (GFXD) (pdf - 576 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- International Swaps and Derivatives Association (ISDA) (pdf - 136 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Investment Industry Association of Canada (IIAC) (pdf - 279 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Osler, Hoskin and Harcourt LLP (pdf - 699 KB)This link will open in a new windowUpdated on April 7, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilitie
- SaskEnergy Incorporated (SaskEnergy) (pdf - 2 MB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- State Street Corporation (State Street) (pdf - 95 KB)This link will open in a new windowUpdated on April 2, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- TMX Group Limited (TMX Group) (pdf - 246 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- TriOptima AB (TriOptima) (pdf - 246 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 83 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
Regulation 24-102 respecting Clearing Agency Requirements and concordant
Previous consultation
February 10, 2015
See details on Regulation 24-102 respecting Clearing Agency Requirements and concordant
- Regulatory Notice (pdf - 28 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
- Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)
Comments received (comments are published in their original language)
- Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
- Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- /fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
- LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
- TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures