Insurance and Financial Planning - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation respecting the management and reporting of information security incidents by certain financial institutions and by credit assessment agents

Previous consultation
February 20, 2024
See details on Regulation respecting the management and reporting of information security incidents by certain financial institutions and by credit assessment agents

Regulatory consultation relating to professional liability insurance and outside activities

Previous consultation
February 6, 2023
See details on Regulatory consultation relating to professional liability insurance and outside activities

Comments received (comments are published in their original language)

Association canadienne des compagnies d’assurances de personnes (pdf - 405 KB)This link will open in a new windowUpdated on February 16, 2023

Bureau d’assurance du Canada – BAC (pdf - 3 MB)This link will open in a new windowUpdated on April 5, 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde " (Johanne Lamanque)

Bureau d’assurance du Canada – BAC (pdf - 180 KB)This link will open in a new windowUpdated on February 7, 2023 (Johanne Lamanque)

Corporation des assureurs directs de dommages du Québec – CADD (pdf - 221 KB)This link will open in a new windowUpdated on February 16, 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde " (Denis Côté)

MICA Capital Inc. (pdf - 712 KB)This link will open in a new windowUpdated on February 7, 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde " (Gino Sebastian Savard et Yvan Morin)

Professionnels hypothécaires du Canada (pdf - 356 KB)This link will open in a new windowUpdated on February 7, 2023" assurance,responsabilité,professionnelle,inscrit,cyberrisques,cyber risques,cyber-risques,cyber assurance,assurance risque informatique,loi sur la distribution de produits et services financiers,activité externe,autre activité,double emploi,seconde occupation,incompatibilité,formulaire double emploi,formulaire en cas de double emploi,déclaration relative à une activité externe,postulant,entreprise,représentant,inscrit,autorité des marchés financiers,amf,autorité,consultation,consultation réglementaire,consultation réglementaire,situation incompatible,occupation incompatible,mise en garde "

Regulation respecting complaint processing and dispute resolution in the financial sector

Previous consultation
February 6, 2023
See details on Regulation respecting complaint processing and dispute resolution in the financial sector

Comments received (comments are published in their original language)

Association canadienne des compagnies d’assurances de personnes - ACCAP (pdf - 794 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Lyne Duhaime)

Bureau d’assurance du Canada – BAC (pdf - 5 MB)This link will open in a new windowUpdated on February 23, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

Banque Nationale du Canada (pdf - 104 KB)This link will open in a new windowUpdated on February 23, 2023 (Nancy Paquet)

Canadian Association of Financial Institution in Insurance – CAFII (pdf - 823 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Rob Dobbins)

Conseil de représentation des sociétés d’analystes financiers agréés du Canada (pdf - 1,000 KB)This link will open in a new windowUpdated on February 16, 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period "

Corporation des assureurs directs de dommages du Québec (pdf - 272 KB)This link will open in a new windowUpdated on February 7, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

Conseil des fonds d’investissement du Québec – CFIQ (pdf - 266 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Éric Hallé)

Fidelity Investments Canada (pdf - 222 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Bradley Prince)

Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (pdf - 347 KB)This link will open in a new windowUpdated on February 14, 2023 (Jean-Paul Bureaud)

IG Gestion de Patrimoine (pdf - 175 KB)This link will open in a new windowUpdated on February 22, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Danielle Tétrault)

Industrielle Alliance Gestion privée de patrimoine (pdf - 697 KB)This link will open in a new windowUpdated on February 7, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Julie Gallagher)

MICA Capital Inc. (pdf - 746 KB)This link will open in a new windowUpdated on February 7, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Gino Sebastian Savard et Yvan Morin)

Option consommateur (pdf - 121 KB)This link will open in a new windowUpdated on February 9, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement " (Christian Corbeil)

Ombudsman des services bancaires et d’investissement (pdf - 322 KB)This link will open in a new windowUpdated on February 7, 2023 (Sarah P. Bradley)

PEAK Groupe financier (pdf - 708 KB)This link will open in a new windowUpdated on February 24, 2023 (Myriam Blanchette, Élisabeth Chamberland et Martin Boileau)

Portfolio Management Association of Canada - PMAC (pdf - 178 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Katie Walmsley and Margaret Gunawan)

Professionnels hypothécaires du Canada (pdf - 221 KB)This link will open in a new windowUpdated on February 7, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

The Investment Industry Association of Canada – IIAC (pdf - 196 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Laura Paglia)

Trans Union of Canada (pdf - 939 KB)This link will open in a new windowUpdated on February 23, 2023" consultation,draft,regulation respecting complaint processing and dispute resolution in the financial sector,regulation on complaint processing,complaint definition, complaint,complaints officier,ombudsman,complaint processing and dispute resolution policy, complaint process practices,summary,prohibitions,administrative penalties,dispute resolution,fair processing of complaints,complaint process rules and practices,complaint register,complaint records, responsible officer, simplified process, additional time period, time period " (Thiên-kim Nguyen)

Union des consommateurs (pdf - 610 KB)This link will open in a new windowUpdated on February 7, 2023" consultation,projet de règlement sur le règlement sur le traitement des plaintes et des différends,règlement sur le traitement des plaintes,définition de plainte,plainte,responsable du traitement des plaintes, ombudsman,politique de traitement des plaintes,pratiques concernant le traitement des plaintes,interdictions,sanctions administratives,différend,règlement des différends, traitement équitable,traitement équitable des plaintes,règles et pratiques de traitement des plaintes,registre des plaintes,dossier de plaintes,plaintes, responsable, processus simplifié, traitement simplifié, prolongation, délai de traitement "

Group insurance offered to members of a student association

Previous consultation
October 17, 2022
See details on Group insurance offered to members of a student association

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Total Cost Reporting for Investment Funds and Segregated Funds

Previous consultation
July 27, 2022
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Total Cost Reporting for Investment Funds and Segregated Funds

Comments received (comments are published in their original language)

Advocis (pdf - 316 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

AIMA (pdf - 1 MB)This link will open in a new windowUpdated on July 29, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Arthur Ross (pdf - 16 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Banque Nationale (BNC) (pdf - 720 KB)This link will open in a new windowUpdated on August 1st, 2022Avis de consultation - Information sur le coût total pour les fonds d’investissement et les fonds distincts

Borden Ladner Gervais (BLG) (pdf - 357 KB)This link will open in a new windowUpdated on July 29, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

CAILBA (pdf - 208 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Canadian Advocacy Council (CAC) (pdf - 255 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Canadian ETF Association (CETFA) (pdf - 778 KB)This link will open in a new windowUpdated on July 29, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

CARP (pdf - 763 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Citibank (pdf - 133 KB)This link will open in a new windowUpdated on August 9, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

CLHIA (pdf - 451 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Fair Canada (pdf - 488 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Fasken (pdf - 191 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Federation of Mutual Fund Dealers (FMFD) (pdf - 90 KB)This link will open in a new windowUpdated on July 29, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Fidelity Investments (pdf - 179 KB)This link will open in a new windowUpdated on July 29, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Financial Planning Association of Canada (FPAC) (pdf - 468 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Franklin Templeton (pdf - 226 KB)This link will open in a new windowUpdated on July 29, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

High Level Wealth Management (pdf - 75 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Highview (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

IFIC (pdf - 6 MB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

IGM Financial Inc. (pdf - 143 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

IIAC (pdf - 347 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Invesco (pdf - 267 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Investor Advisory Panel (pdf - 166 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Kenmar (pdf - 583 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Manulife (pdf - 141 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

MICA Capital Inc. (pdf - 726 KB)This link will open in a new windowUpdated on August 1st, 2022Avis de consultation - Information sur le coût total pour les fonds d’investissement et les fonds distincts

National Bank (NBC) (pdf - 819 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Pacific Spirit (pdf - 385 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Peter Whitehouse (pdf - 62 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Portfolio Management Association of Canada (PMAC) (pdf - 549 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Primerica (pdf - 215 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Private Capital Markets Association of Canada (PCMA) (pdf - 204 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Raymond James Ltd. (pdf - 319 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Royal Bank of Canada (RBC) (pdf - 403 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Scotiabank (pdf - 119 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Steadyhand (pdf - 194 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

Sun Life (pdf - 279 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds

TD (pdf - 258 KB)This link will open in a new windowUpdated on August 1st, 2022Notice of Consultation - Total Cost Reporting for Investment Funds and Segregated Funds