• Notice regarding Extension of Comment period (pdf - 104 KB)This link will open in a new windowUpdated on July 2, 2026Notice regarding extension of comment period concening Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers
• Regulatory Notice and consultation (pdf - 205 KB)This link will open in a new windowUpdated on April 9, 2026Consultation on Governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers.
• Regulation respecting representatives acting as responsible officer (pdf - 136 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation respecting representatives acting as responsible officer - Governance and management rules and the duties of responsible officers.
• Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 154 KB)This link will open in a new windowUpdated on April 9, 2026Drafts Amendments to Regulation respecting firms, independent representatives and independent partnerships - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 170 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting firms, independent representatives and independent partnerships showing the proposed amendments.
• Regulation to amend the Regulation respecting the pursuit of activities as a representative (pdf - 116 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the pursuit of activities as a representative - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 237 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting the pursuit of activities as a representative showing the proposed amendments.
• Regulation to amend the Regulation respecting the compulsory professional development of mortgage brokers (pdf - 110 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the compulsory professional development of mortgage brokers - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 195 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting the compulsory professional development of mortgage brokers showing the proposed amendments.
• Regulation to amend the Regulation respecting the registration of firms, representatives and independent partnerships (pdf - 143 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the registration of firms, representatives and independent partnerships - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 212 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting the Registration of Firms, Representatives and Independent Partnerships showing the proposed amendments.
    
     

Comments received (comments are published in their original language)

• Association canadienne des compagnies d'assurances de personnes | ACCAP(pdf - 4 MB)This link will open in a new windowUpdated on July 24, 2026https://sharepoint.lautorite.qc.ca/mon-amf/actualites/Pages/amf-boucle-un-important-projet-de-modernisation-de-formulaires-de-polices-assurance-automobile.aspx (Lyne Duhaime)
• Bureau d'assurance du Canada | BAC(pdf - 1 MB)This link will open in a new windowUpdated on July 22, 2026Consultation réglementaire sur les règles de gouvernance et de gestion des cabinets, des sociétés autonomes et des représentants autonomes et les fonctions du dirigeant responsable
• Canada Life (pdf - 246 KB)This link will open in a new windowUpdated on July 24, 2026Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers (Fabrice Morin)
• Canadian Association of Managing General Agents | CAMGA (pdf - 243 KB)This link will open in a new windowUpdated on July 24, 2026Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers (Brett Boadway)
• Cloutier Groupe financier(pdf - 615 KB)This link will open in a new windowUpdated on July 20, 2026 (Patrick Cloutier, François Bruneau, Benoît Trudel, Nicholas Chauvette)
• Corporation des assureurs directs de dommages du Québec | CADD(pdf - 2 MB)This link will open in a new windowUpdated on July 27, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (David Fortier)
• Desjardins(pdf - 289 KB)This link will open in a new windowUpdated on June 23, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Giuseppina Marra)
• Greatway Financial Inc. (pdf - 242 KB)This link will open in a new windowUpdated on July 22, 2026Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers (Eufemio Simtim Jr.)
• Groupe financier Distinction(pdf - 822 KB)This link will open in a new windowUpdated on June 25, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Charles Drolet)
• iA Groupe financier(pdf - 372 KB)This link will open in a new windowUpdated on July 17, 2026Consultation réglementaire sur les règles de gouvernance et de gestion des cabinets, des sociétés autonomes et des représentants autonomes et les fonctions du dirigeant responsable (Renée Laflamme)
• Ivari(pdf - 332 KB)This link will open in a new windowUpdated on July 23, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Karen Woodman)
• OVC (pdf - 262 KB)This link will open in a new windowUpdated on June 23, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Jonathan Renaud)
• Primerica (pdf - 563 KB)This link will open in a new windowUpdated on July 27, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (John A. Adams)
• Regroupement des cabinets de courtage d'assurance du Québec | RCCAQ(pdf - 604 KB)This link will open in a new windowUpdated on July 24, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable
• Square One (pdf - 299 KB)This link will open in a new windowUpdated on July 10, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Daniel Mirkovic)
• Vicky Trahan (pdf - 115 KB)This link will open in a new windowUpdated on June 3, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable
• World Financial Group Insurance Agency of Canada Inc. (pdf - 1 MB)This link will open in a new windowUpdated on July 23, 2026Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers | WFG (Richard Williams)

• Regulatory and consultation Notice (pdf - 173 KB)This link will open in a new windowUpdated on June 3, 2026Regulatory consultation on the draft Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates
• Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (pdf - 145 KB)This link will open in a new windowUpdated on June 3, 2026Regulatory consultation on the draft Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates
  • Blacklined version (pdf - 204 KB)This link will open in a new windowUpdated on June 11, 2026regulation,renewal,issuance,representative, certificate,administrative,consolidated

Comments received (comments are published in their original language)

• Bureau d’assurance du Canada | BAC (pdf - 546 KB)This link will open in a new windowUpdated on July 7, 2026Consultation règlementaire sur le projet de Règlement modifiant le Règlement relatif à la délivrance et au renouvellement du certificat de représentant (Laurent Fafard)
• Canadian Life and Health Insurance Association | CLHIA (pdf - 374 KB)This link will open in a new windowUpdated on July 7, 2026Consultation règlementaire sur le projet de Règlement modifiant le Règlement relatif à la délivrance et au renouvellement du certificat de représentant (Lyne Duhaime)
• Corporation des assureurs directs de dommages du Québec (CADD) (pdf - 207 KB)This link will open in a new windowUpdated on July 27, 2026"certificat,délivrance,renouvellement,mobilité,main d’œuvre,permis,province,territoire,Canada,formation,examen,expert, sinistre,dommages", certificat,délivrance,renouvellement,mobilité,main d’œuvre,permis,province,territoire,Canada,formation,examen,expert, sinistre,dommages (David Fortier)
• Desjardins (pdf - 300 KB)This link will open in a new windowUpdated on July 7, 2026Consultation règlementaire sur le projet de Règlement modifiant le Règlement relatif à la délivrance et au renouvellement du certificat de représentant (Giuseppina Marra)
• Primerica (pdf - 780 KB)This link will open in a new windowUpdated on July 7, 2026Regulatory consultation on the draft Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (Rosie Orlando)
• Travel Health Insurance Association (pdf - 129 KB)This link will open in a new windowUpdated on July 7, 2026Consultation règlementaire sur le projet de Règlement modifiant le Règlement relatif à la délivrance et au renouvellement du certificat de représentant (Alice Zuquim)

• Notice of consultation (pdf - 75 KB)This link will open in a new windowUpdated on October 15, 2025Notice of consultation on Third-Party Risk Management Guideline.
• Third-Party Risk Management Guideline (pdf - 667 KB)This link will open in a new windowUpdated on October 15, 2025Consultation on Draft Third-Party Risk Management Guideline.

Comments received (comments are published in their original language)

AMF's Comments Handling Table (pdf - 167 KB)This link will open in a new windowUpdated on May 4, 2026Third-party Risk Management Guideline (the “Guideline”)

• Bureau d'assurance du Canada | BAC(pdf - 636 KB)This link will open in a new windowUpdated on December 16, 2025Projet de Ligne directrice sur la gestion du risque lié aux tiers
• Canadian Life & Health Insurance Association | CLHIA (pdf - 647 KB)This link will open in a new windowUpdated on December 16, 2025Ligne directrice sur la gestion du risque de tiers
• CIBC (pdf - 120 KB)This link will open in a new windowUpdated on December 1^st, 2025Third-party risk management guideline (Brittney East)
• Corporation des assureurs directs de dommages du Québec | CADD(pdf - 720 KB)This link will open in a new windowUpdated on December 16, 2025Ligne directrice sur la gestion du risque lié aux tiers (David Fortier)
• Desjardins(pdf - 295 KB)This link will open in a new windowUpdated on December 19, 2025Ligne directrice sur la gestion du risque lié aux tiers (Giuseppina Marra)
• iA Groupe financier(pdf - 334 KB)This link will open in a new windowUpdated on December 19, 2025Ligne directrice sur la gestion du risque lié aux tiers (Marie-Josée Bolduc)
• KPMG (pdf - 88 KB)This link will open in a new windowUpdated on December 16, 2025Ligne directrice sur la gestion du risque lié aux tiers (Sylvain Goyette)
• Olympia Trust Company (pdf - 194 KB)This link will open in a new windowUpdated on November 17, 2025Third Party Risk Management Draft Guideline (Chioma Ufodike)

• Notice of consultation (pdf - 113 KB)This link will open in a new windowUpdated on October 23, 2025Notice of consultation of Regulation to amend Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.
• Regulation to amend the Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds (pdf - 144 KB)This link will open in a new windowUpdated on October 23, 2025Consultation on Draft Regulation to amend Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.

Comments received (comments are published in their original language)

• Canada Life (pdf - 933 KB)This link will open in a new windowUpdated on December 8, 2025Commentaires projet de Règlement modifiant le règlement sur les renseignements à fournir à un titulaire d'un contrat individuel à capital variable afférent à des fonds distincts (Nick Simpson)
• Canadian Life & Health Insurance Association Inc. - CLHIA (pdf - 522 KB)This link will open in a new windowUpdated on December 5, 2025Projet de règlement modifiant le Règlement sur les renseignements à fournir à un titulaire d'un contrat individuel à capital varialbe afférent à des fonds distincts (Lyne Duhaime)
• IGM Financial Inc. (pdf - 166 KB)This link will open in a new windowUpdated on December 8, 2025Draft regulation to amend the regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds (Joanna Barsky)
• ivari (pdf - 147 KB)This link will open in a new windowUpdated on December 8, 2025Projet de Règlement modifiant le règlement sur les renseignements à fournir à un titulaire d'un contrat individuel à capital variable afférent à des fonds distincts (Karen Woodman)

• Notice of Consultation (pdf - 229 KB)This link will open in a new windowUpdated on October 1^st, 2025 (Available in french only)
• Rule on the Contribution to the Chambre de l'assurance (pdf - 158 KB)This link will open in a new windowUpdated on October 1^st, 2025
• Code of ethics of claims adjusters (pdf - 185 KB)This link will open in a new windowUpdated on October 1^st, 2025Éditeur officiel du Québec
  • Blacklined version (pdf - 176 KB)This link will open in a new windowUpdated on October 1^st, 2025Éditeur officiel du Québec
• Code of ethics of damage insurance representatives (pdf - 161 KB)This link will open in a new windowUpdated on October 1^st, 2025Éditeur officiel du Québec
  • Blacklined version (pdf - 162 KB)This link will open in a new windowUpdated on October 1^st, 2025Éditeur officiel du Québec
• Code of ethics for individual insurance representatives, group insurance representatives, and financial planners (pdf - 162 KB)This link will open in a new windowUpdated on October 1^st, 2025
  • Blacklined version (pdf - 162 KB)This link will open in a new windowUpdated on October 1^st, 2025
• Rules on mandatory continuing education for representatives in damage insurance and claims adjuster (pdf - 201 KB)This link will open in a new windowUpdated on October 1^st, 2025
  • Blacklined version (pdf - 182 KB)This link will open in a new windowUpdated on October 1^st, 2025
• Rules on mandatory continuing education for representatives in individual insurance and representatives in group insurance of persons. (pdf - 210 KB)This link will open in a new windowUpdated on October 1^st, 2025
  • Blacklined version (pdf - 197 KB)This link will open in a new windowUpdated on October 1^st, 2025

Comments received (comments are published in their original language)

• Association canadienne des compagnies d’assurances de personnes | ACCAP(pdf - 248 KB)This link will open in a new windowUpdated on December 4, 2025Consultation sur les règles de fonctionnement de la Chambre de l’assurance à titre d’organisme d’autoréglementation (Lyne Duhaime)

• Guideline (pdf - 484 KB)This link will open in a new windowUpdated on July 29, 2025Guideline for the Use of Artificial Intelligence

Comments received (comments are published in their original language)

AMF's Comments Handling Table (pdf - 171 KB)This link will open in a new windowUpdated on May 4, 2026Guideline for the Use of Artificial Intelligence

• Bureau d'assurance du Canada | BAC (pdf - 1 MB)This link will open in a new windowUpdated on November 7, 2025
• Canadian Forum for Financial Markets (CFFiM) (pdf - 332 KB)This link will open in a new windowUpdated on March 31, 2026"artificial intelligence,AI,managing AI risks,artificial intelligence systems,AIS,audit,lifecycle management,monitoring,reporting,consumers,annual risk review,documentation", artificial intelligence,AI,managing AI risks,artificial intelligence systems,AIS,audit,lifecycle management,monitoring,reporting,consumers,annual risk review,documentation
• Canadian Life & Health Insurance Association | CLHIA (pdf - 557 KB)This link will open in a new windowUpdated on March 31, 2026’intelligence artificielle,IA,prescriptive,fardeau réglementaire,principes de proportionnalité,cohérence,compétitivité,harmonisation,protection des renseignements personnels,risque de modèle", intelligence artificielle,IA,prescriptive,fardeau réglementaire,principes de proportionnalité,cohérence,compétitivité,harmonisation,protection des renseignements personnels,risque de modèle" (Lyne Duhaime)
• Chambre de l'assurance (pdf - 494 KB)This link will open in a new windowUpdated on March 31, 2026"professionnels,certifiés,validation,SIA,audit interne,communication,supervision,gouvernance,formations,consentement,explicabilité,flexibilité,mesures compensatoires,cotes de risque,variables de substitution,traitement équitable des clients,validation du SIA,audit interne", professionnels,certifiés,validation,SIA,audit interne,communication,supervision,gouvernance,formations,consentement,explicabilité,flexibilité,mesures compensatoires,cotes de risque,variables de substitution,traitement équitable des clients,validation du SIA,audit interne
• Corporation des assureurs directs de dommages du Québec | CADD (pdf - 372 KB)This link will open in a new windowUpdated on March 24, 2026"systèmes d’intelligence artificielle,SIA,SIA à risque élevé,clients,risque,principes,harmoniser,gouvernance", systèmes d’intelligence artificielle,SIA,SIA à risque élevé,clients,risque,principes,harmoniser,gouvernance (David Fortier)
• Fédération des chambres de commerce du Québec (pdf - 331 KB)This link will open in a new windowUpdated on March 24, 2026"SIA,compétitivité,facteurs de risque,compétence collective,SIA,des tiers,traitement équitable,clients,consentement présumé,harmonisation", SIA,compétitivité,facteurs de risque,compétence collective,SIA,des tiers,traitement équitable,clients,consentement présumé,harmonisation (Véronique Proulx)
• Fidelity Investments (pdf - 659 KB)This link will open in a new windowUpdated on March 24, 2026"Harmonization,principles-based,provisional risk rating,artificial intelligence systems,AIS,Risk Factors,risk appetite,Documentation for AIS,AI,rationale,use of AISs,lifecycle,AIS owner", Harmonization,principles-based,provisional risk rating,artificial intelligence systems,AIS,Risk Factors,risk appetite,Documentation for AIS,AI,rationale,use of AISs,lifecycle,AIS owner (Robyn Mendelson)
• iA Groupe financier (pdf - 336 KB)This link will open in a new windowUpdated on March 24, 2026"approche proportionnelle,risque,systèmes d’intelligence artificielle,SIA,autonomie institutionnelle,gouvernance,choix technologiques, cote de risque,criticité,cote provisoire,évaluations de risques,informations critiques,conseil d’administration,SIA à risque élevé", approche proportionnelle,risque,systèmes d’intelligence artificielle,SIA,autonomie institutionnelle,gouvernance,choix technologiques, cote de risque,criticité,cote provisoire,évaluations de risques,informations critiques,conseil d’administration,SIA à risque élevé (Marie-Annick Bonneau)
• Mouvement Desjardins (pdf - 326 KB)This link will open in a new windowUpdated on March 24, 2026"gouvernance de l’IA,l’intelligence artificielle,IA,harmonisation, attentes,SIA,systèmes d’intelligence artificielle,principes,principe de proportionnalité,objectifs stratégiques,SIA acquis de tiers,risque de réidentification,audit interne,code d’éthique,biais,client,consentement,décision", gouvernance de l’IA,l’intelligence artificielle,IA,harmonisation, attentes,SIA,systèmes d’intelligence artificielle,principes,principe de proportionnalité,objectifs stratégiques,SIA acquis de tiers,risque de réidentification,audit interne,code d’éthique,biais,client,consentement,décision (Giuseppina Marra)

Issues and Discussion Paper of the Autorité des marchés financiers on Account Transfers in the Financial Sector (pdf - 195 KB)This link will open in a new windowUpdated on July 10, 2025Consultation on account transfers in the financial sector.

Comments received (comments are published in their original language)

• Association canadienne des compagnies d’assurances de personnes | ACCAP(pdf - 229 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier
• Bureau d'assurance du Canada | BAC(pdf - 478 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Laurent Fafard)
• Cloutier Groupe Financier(pdf - 418 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (François Bruneau)
• Compagnie d’assurance Definity(pdf - 147 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Sébastien Vachon)
• Corporation Bloomridge Inc. (pdf - 148 KB)This link will open in a new windowUpdated on October 1^st, 2025 (Brian Balbuena-Diaz)
• Fair Canada (pdf - 515 KB)This link will open in a new windowUpdated on October 23, 2025transfert de compte, transfert en bloc, encaisse, dépôt, épargne collective, police d’assurance, fonds distincts, institution de dépôts, coopérative de services financiers, courtier, cabinet, planification financière, courtage hypothécaire, fiducie, assurance (Jean-Paul Bureaud)
• Groupe financier PEAK(pdf - 124 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Erika Tatiana Fernandez, Élisabeth Chamberland, Martin Boileau)
• IDC Worldsource Insurance Network Inc. (pdf - 859 KB)This link will open in a new windowUpdated on October 23, 2025Issues and Discussion Paper of the Autorité des marchés financiers on Account Transfers in the Financial Sector (Phil Marsillo)
• Mérici Services Financiers Inc.(pdf - 246 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier
• MICA Capital Inc. (pdf - 158 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Gino Sebastian Savard, Yvan Morin)
• Michel Provost(pdf - 117 KB)This link will open in a new windowUpdated on October 2, 2025
• Mouvement Desjardins(pdf - 350 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Giuseppina Mara)
• Portfolio Management Association of Canada | PMAC (pdf - 216 KB)This link will open in a new windowUpdated on October 23, 2025Issues and Discussion Paper of the Autorité des marchés financiers on Account Transfers in the Financial Sector (Katie Walmsley, Warren M. Rudick)
• Union des consommateurs(pdf - 312 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier
• Yves Nadeau(pdf - 91 KB)This link will open in a new windowUpdated on October 2, 2025

• Notice of consultation (pdf - 140 KB)This link will open in a new windowUpdated on June 26, 2025
• Regulation to amend the Regulation respecting the eligibility of a claim submitted to the Fonds d’indemnisation des services financiers (pdf - 144 KB)This link will open in a new windowUpdated on June 26, 2025
  • Consolidated blacklined version (pdf - 150 KB)This link will open in a new windowUpdated on July 9, 2025Blacklined version of Regulation respecting the eligibility of a claim submitted to the Fonds d’indemnisation des services financiers

Comments received (comments are published in their original language)

• ACCAP-Québec (pdf - 269 KB)This link will open in a new windowUpdated on October 2, 2025 (Lyne Duhaime)
• Laboratoire en droit des services financiers(pdf - 435 KB)This link will open in a new windowUpdated on October 2, 2025 (Cinthia Duclos)
• Professionnels hypothécaires du Canada(pdf - 133 KB)This link will open in a new windowUpdated on October 2, 2025

• Notice of consultation (pdf - 134 KB)This link will open in a new windowUpdated on February 27, 2025Consultation Notice relating to Climate Risk Management Guideline.
• Guideline (pdf - 460 KB)This link will open in a new windowUpdated on February 27, 2025Consultation about the update of Climate Risk Management Guideline.

• Notice of consultation (pdf - 106 KB)This link will open in a new windowUpdated on January 22, 2025Notice of consultation about the Model Risk Management Guideline.
  • Notice regarding extension of comment period (pdf - 110 KB)This link will open in a new windowUpdated on January 23, 2025Extension of comment period for the consultation of Model Risk Management Guideline.
• Guideline (pdf - 454 KB)This link will open in a new windowUpdated on January 22, 2025Consultation of Model Risk Management Guideline