AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
The Canadian Investment Regulatory Organization (« CIRO ») - Republication of Proposed Amendments - Fully paid lending and financing arrangements
The Autorité des marchés financiers publishes for comment, filed by OCRI, Proposed Amendments - Fully paid lending and financing arrangements (pdf - 411 KB)This link will open in a new windowUpdated on October 16, 2025Republication of Proposed Amendments - Fully paid lending and financing arrangements.
Consultation on the operating rules of the Chambre de l'assurance as a self-regulatory organization
- Notice of Consultation (pdf - 229 KB)
This link will open in a new windowUpdated on October 1st, 2025 (Available in french only)
- Rule on the Contribution to the Chambre de l'assurance (pdf - 158 KB)
This link will open in a new windowUpdated on October 1st, 2025
- Code of ethics of claims adjusters (pdf - 185 KB)
This link will open in a new windowUpdated on October 1st, 2025Éditeur officiel du Québec
- Code of ethics of damage insurance representatives (pdf - 161 KB)
This link will open in a new windowUpdated on October 1st, 2025Éditeur officiel du Québec
- Code of ethics for individual insurance representatives, group insurance representatives, and financial planners (pdf - 162 KB)
This link will open in a new windowUpdated on October 1st, 2025
- Rules on mandatory continuing education for representatives in damage insurance and claims adjuster (pdf - 201 KB)
This link will open in a new windowUpdated on October 1st, 2025
- Rules on mandatory continuing education for representatives in individual insurance and representatives in group insurance of persons. (pdf - 210 KB)
This link will open in a new windowUpdated on October 1st, 2025
Comments received (comments are published in their original language)
CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
Comments received (comments are published in their original language)
- Borden Ladner Gervais | BLG (pdf - 104 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Laura Levine, Melissa Ghislanzoni, Yemisi Afolabi)
- Canadian Advocacy Council of CFA Societies Canada (pdf - 486 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
- Canadian Bankers Association (pdf - 223 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
- Canadian Securities Exchange | CSE (pdf - 130 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Tracy Stern)
- Canadian Independent Finance and Innovation Counsel Inc. | CIFIC (pdf - 201 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Annie Sinigagliese)
- Fonds de solidarité des travailleurs et des travailleuses du Québec | FTQ (pdf - 242 KB)
This link will open in a new windowUpdated on April 10, 2025Avis 11-348 du personnel des ACVM et de consultation : Applicabilité du droit canadien des valeurs mobilières à l’utilisation des systèmes d’intelligence artificielle dans les marchés des capitaux (Natalie Brown)
- Harvey S. Naglie (pdf - 86 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
- Invesco Canada Ltd. (pdf - 201 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Shalomi Abraham)
- Investor Advisory Panel | IAP (pdf - 230 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (James Sinclair)
- Investment Industry Association of Canada | IIAC (pdf - 611 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
- KBRA (pdf - 94 KB)
This link will open in a new windowUpdated on April 10, 2025KBRA letter of March 31, 2025 re. 11-348 - Applicability of Canadian Securities Laws and the use of Artificial Intelligence
- NorthstarDAO (pdf - 340 KB)
This link will open in a new windowUpdated on April 10, 2025Wealthsimple-Blair Wiley (Randall Baran-Chong)
- Portfolio Management Association of Canada | PMAC (pdf - 180 KB)
This link will open in a new windowUpdated on April 8, 2025PMAC-AGPC-K. Walmsley-W. M. Rudick (Katie Walmsley, Warren M. Rudick)
- Private Capital Markets Association of Canada | PCMA (pdf - 555 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Brian Koscak, David Gilkes, Nadine Milne)
- Questrade Financial Group (pdf - 240 KB)
This link will open in a new windowUpdated on May 6, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Edward Khlodenko)
- Theta Lake (pdf - 154 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Marc Gilman, Stacey English)
- TMX Group (pdf - 190 KB)
This link will open in a new windowUpdated on April 29, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Richard Everett)
- University of Ottawa (Doug Sarro), University of Western Ontario (Martin Petrin) (pdf - 752 KB)
This link will open in a new windowUpdated on April 10, 2025Avis 11-348 du personnel des ACVM et de consultation : Applicabilité du droit canadien des valeurs mobilières à l’utilisation des systèmes d’intelligence artificielle dans les marchés des capitaux
- Wealthsimple (pdf - 190 KB)
This link will open in a new windowUpdated on April 10, 2025CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (Blair Wiley)
Issues and Discussion Paper - Best practices for the responsible use of AI in the financial sector
Anyone interested in participating in this consultation may do so in writing no later than Jun 14, 2024 by completing the on-line questionnaire or sending a submission or comment letter by using our on-line form or to [email protected]
If your are interested by participating in discussion tables or give your comments through an on-line meeting, consult the AI in the financial sector page.
Canadian Investment Regulatory Organization (« CIRO ») - Rule Consolidation Project – Phase 1
The Autorité des marchés financiers publishes for comment (pdf - 526 KB)This link will open in a new windowUpdated on October 19, 2023, filed by OCRI, Phase 1 of its Rule Consolidation Project rule proposals.
CSA/CIRO Staff Notice 23-331: Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
Comments received (comments are published in their original language)
- BMO Capital Markets (pdf - 177 KB)
This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Joe Wald, Eric Stockland, James Ehrensperger)
- Canadian Security Traders Association, Inc (pdf - 251 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
- Cboe Global Markets, Inc., Neo Exchange Inc., TriAct Canada Marketplace LP (pdf - 241 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Joacim Wiklander, Bryan Blake)
- CNSX Markets Inc. (pdf - 138 KB)
This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Stuart Schady)
- Investment Industry Association of Canada (pdf - 337 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Sam Uddin, Shahrokh Shahabi-Azad)
- Nasdaq CXC Limited (pdf - 423 KB)
This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
- National Bank Financial Inc. (pdf - 477 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Patrick McEntyre, Nicholas Comtois, Jack Rando)
- Scotiabank Global Banking and Markets (pdf - 295 KB)
This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Alex Perel, Nitin Mathur)
- TD Securities (pdf - 510 KB)
This link will open in a new windowUpdated on December 13, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (David Panko)
- TMX Group Limited (pdf - 332 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Rizwan Awan)
- Tradelogiq Markets Inc. (pdf - 307 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI (Laurence Rose)
- Virtu Canada Corp. (pdf - 198 KB)
This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Ian Williams)
Regulation to amend the regulation respecting the compulsory professional development of the Chambre de l’assurance de dommages
- Regulatory Notice (pdf - 167 KB)
This link will open in a new windowUpdated on March 23, 2023formation continue obligatoire
- Regulation to amend the regulation respecting the compulsory professional development of the Chambre de l’assurance de dommages (pdf - 103 KB)
This link will open in a new windowUpdated on March 23, 2023
Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement
- Regulatory Notice (pdf - 107 KB)
This link will open in a new windowUpdated on December 14, 2022Regulatory Notice about consultation of draft Regulation to amend Regulation 24-101.
- CSA Notice of Consultation (pdf - 228 KB)
This link will open in a new windowUpdated on December 14, 2022CSA Notice of Consultation concerning Draft Regulation to amend Regulation 24-101
- Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 182 KB)
This link will open in a new windowUpdated on December 14, 2022Draft Regulation to amend Regulation 24-101
- Amendment to Policy Statement to Regulation 24-101 (pdf - 164 KB)
This link will open in a new windowUpdated on December 14, 2022Draft Amendments to Policy Statement to Regulation 24-101 for consultation
Comments received (comments are published in their original language)
- Association canadienne des marchés des capitaux (Keith Evans) (pdf - 310 KB)
This link will open in a new windowUpdated on March 29, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
- The Investment Funds Institute of Canada (Andrew Mitchell) (pdf - 160 KB)
This link will open in a new windowUpdated on April 12, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
- The Investment Industry Association of Canada (Christopher Climo) (pdf - 207 KB)
This link will open in a new windowUpdated on April 18, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
- The Portfolio Management Association of Canada (Katie Walmsley, Margaret Gunawan) (pdf - 109 KB)
This link will open in a new windowUpdated on March 29, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada
Comments received (comments are published in their original language)
Alternative Investment Management Association (AIMA) (pdf - 539 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Adam Jacobs-Dean, Claire Van Wyk-Allan)
Cboe (pdf - 195 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Jos Schmitt, Dmitri Smidovich)
Christian Levine Law Group (pdf - 1 MB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (James W. Christian)
CNSX Markets Inc (pdf - 192 KB)This link will open in a new windowUpdated on March 16, 2023 (Stuart Schady)
Cybin Inc. (pdf - 102 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Gabriel Fahel)
Portfolio Management Association of Canada (pdf - 490 KB)This link will open in a new windowUpdated on March 8, 2023La vente à découvert au Canada/Short Selling in Canada (Katie Walmsley, Margaret Gunawan)
RBC (pdf - 107 KB)This link will open in a new windowUpdated on March 21, 2023La vente à découvert au Canada/Short Selling in Canada (Andrew Thornhill)
Saputo Inc. (pdf - 150 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Maxime Therrien)
TD Securities Inc. (pdf - 243 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Jenn Ocampo-King)
TMX Group (pdf - 809 KB)This link will open in a new windowUpdated on March 16, 2023 (Loui Anastasopoulos, Rizwan Awan, Kevin Sampson)
CSA Consultation Paper 21-403: Access to Real-Time Market Data
Comments received (comments are published in their original language)
BlackRock, Inc. (pdf - 133 KB)This link will open in a new windowUpdated on March 14, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Hubert De Jesus, Margaret Gunawan)
BMO Capital Markets (pdf - 191 KB)This link will open in a new windowUpdated on March 8, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Joe Wald, Eric Stockland)
Cboe (pdf - 219 KB)This link will open in a new windowUpdated on March 8, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Jos Schmitt, Bryan Blake)
Ian Bandeen (pdf - 620 KB)This link will open in a new windowUpdated on February 10, 2023
National Bank Financial Inc. (pdf - 222 KB)This link will open in a new windowUpdated on March 14, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Patrick McEntyre, Nicholas Comtois, Jack Rando)
Wealthsimple (pdf - 136 KB)This link will open in a new window (Blair Wiley)