Regulation 81-105 respecting Mutual Fund Sales Practices (V-1.1, r. 41)

Awaiting Ministerial Approvals

Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

Notice relating to Regulation 81-105

CSA Notice

Notice of publication

History relating to Regulation 81-105

Date of publication in the bulletin Text
February 20, 2020 Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 25 KB)This link will open in a new windowUpdated on 20 February 2020Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds 
February 20, 2020 Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 15 KB)This link will open in a new windowUpdated on 20 February 2020Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds
February 20, 2020 CSA Multilateral Notice of Publication: Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds (pdf - 244 KB)This link will open in a new windowUpdated on 20 February 2020Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds
September 13, 2018 Draft Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 26 KB)This link will open in a new windowUpdated on 12 September 2018embedded commissions - Embedded Commissions
End of consultation: December 13, 2018
September 13, 2018 Draft Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 22 KB)This link will open in a new windowUpdated on 12 September 2018embedded commissions - Embedded Commissions
End of consultation: December 13, 2018
September 13, 2018 CSA Notice of consultation: Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations (pdf - 240 KB)This link will open in a new windowUpdated on 12 September 2018embedded commissions - Embedded Commissions

September 25, 2009

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 31-103)
In force on September 28, 2009

September 25, 2009

Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 31-103)
In force on September 28, 2009

July 17, 2009

Draft Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 31-103 )

July 17, 2009

Draft Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on 8 May 2012 (concordant to Regulation 31-103)
 

Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 223 KB)This link will open in a new windowUpdated on 27 February 2009 (consolidated version)
In force from September 19, 2005 to September 27, 2009

August 26, 2005

Regulation to amend National Instrument 81-105, Mutual Fund Sales Practices (pdf - 218 KB)This link will open in a new windowUpdated on 19 November 2008 (concordant to Regulation 11-101)
In force on September 19, 2005

June 17, 2005

Draft Regulation to amend National Instrument 81-105, Mutual Fund Sales Practices (pdf - 218 KB)This link will open in a new windowUpdated on 19 November 2008 (concordant to Regulation 11-101)
 

National Instrument 81-105, Mutual Fund Sales Practices (pdf - 248 KB)This link will open in a new windowUpdated on 27 February 2009 (administrative version)
In force from May 22, 2001 to September 18, 2005
 

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 293 KB)This link will open in a new windowUpdated on 8 May 2012 (administrative version)
In force from May 22, 2001 to September 27, 2009

June 1, 2001

Modification à la Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 15 KB)This link will open in a new windowUpdated on 19 November 2008 (Available in french only)
In force on May 22, 2001

June 1, 2001

National Instrument 81-105, Mutual Fund Sales Practices (pdf - 47 KB)This link will open in a new windowUpdated on 28 May 2001
In force on May 22, 2001

June 1, 2001

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 80 KB)This link will open in a new windowUpdated on 28 May 2001
In force on May 22, 2001
 

National Instrument 81-105, Mutual Fund Sales Practices (pdf - 278 KB)This link will open in a new windowUpdated on 8 May 2012
In force from May 1, 1998 to May 21, 2001
 

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 292 KB)This link will open in a new windowUpdated on 8 May 2012
In force from May 1, 1998 to May 21, 2001

February 6, 1998

Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 122 KB)This link will open in a new windowUpdated on 20 November 2008 (Available in french only)
In force on May 1, 1998

February 6, 1998

Instruction complémentaire 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 174 KB)This link will open in a new windowUpdated on 20 November 2008 (Available in french only)
In force on May 1, 1998

February 6, 1998

Avis de publication : Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 213 KB)This link will open in a new windowUpdated on 20 November 2008 (Available in french only)

August 22, 1997

Projet de Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 6 MB)This link will open in a new window (Available in french only)

August 22, 1997

Projet d'Instruction complémentaire 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 4 MB)This link will open in a new window (Available in french only)