Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Corporation canadienne de compensation de produits dérivés (la « CDCC ») – Modifications au manuel des risques – Marge supplémentaire pour le risque de corrélation défavorable spécifique(pdf - 367 KB)
This link will open in a new windowUpdated on August 4, 2014consultation
Previous consultation
August 28, 2014
Services de dépôt et de compensation CDS inc. (la « CDS » ) – Modifications importantes des procédés et méthodes de la CDS – Modifications du traitement de la défaillance d’un adhérent du service de liaison avec New York (pdf - 11 KB)This link will open in a new windowUpdated on July 17, 2014consultation publique
Previous consultation
August 18, 2014
Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules
Previous consultation
July 24, 2014
See details on Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules
- Notice and Request for Comment (pdf - 152 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace Operatio and Trading Rules
- Regulation to amend Regulation 21-101 (pdf - 108 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace operation
- Policy Statement to Regulation 21-101 (pdf - 146 KB)This link will open in a new windowUpdated on April 24, 2014Administrative version
- Regulation to amend Regulation 23-101 (pdf - 26 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
- Policy Statement to Regulation 23-101 (pdf - 96 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
Comments received (comments are published in their original language)
- Canadian Securities Exchange (pdf - 221 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Richard Carleton)
- Canadian Security Trader Association (pdf - 494 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation
- Chi-X Canada (pdf - 427 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Request for Comments on the Canadian Securities Administrators (CSA) Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
- Connor, Clark, & Lunn Investment Management Ltd. (pdf - 119 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules (Don Towers, Jenny Drake)
- Investment Industry Association Canada (pdf - 565 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Notice and Request for Comment on Proposed Amendments to National Instrument 21-101 - Marketplace Operation ans 21-103 - Trading Rules (Barbara Amsden)
- Liquidnet Canada (pdf - 147 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace (Robert Young)
- Scotia Capital Inc., Global Equity (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2014consultation - proposed amendments to national instrument 21-101 Marketplace operation and national instrument 23-101 trading rules (Myran Faust, Evan Young, Andy Dickison)
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 71 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation (Cecilia Wong)
- TMX Group (pdf - 112 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Kevan Cowan)
La Caisse canadienne de dépôt de valeurs limitée. (« CDS ltée») – Demande de suspension, pour l’année 2014, de l’exigence prévue au paragraphe 29.2(b) de la Décision de reconnaissance 2012-PDG-0142 (pdf - 17 KB)This link will open in a new windowUpdated on July 17, 2014consultation publique
Previous consultation
July 24, 2014