Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation 24-102 respecting Clearing Agency Requirements and concordant
Previous consultation
February 10, 2015
See details on Regulation 24-102 respecting Clearing Agency Requirements and concordant
- Regulatory Notice (pdf - 28 KB)
This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements - Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
- Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)
Comments received (comments are published in their original language)
- Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
- Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
- LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
- TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures
Regulation to amend Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders - Recognition of Aequitas Neo Exchange Inc.
Previous consultation
January 10, 2015
See details on Regulation to amend Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders - Recognition of Aequitas Neo Exchange Inc.
Corporation canadienne de compensation de produits dérivés (la « CDCC ») ? Modifications aux règles et au manuel des risques ? Cadre de gestion des garanties (pdf - 818 KB)This link will open in a new windowUpdated on December 9, 2014modifications aux règles et au manuel des risques
Previous consultation
December 29, 2014
Corporation canadienne de compensation de produits dérivés (la « CDCC ») – Modifications au manuel des opérations et au manuel des risques – Exposition au risque de la marge de variation intrajournalière(pdf - 352 KB)This link will open in a new windowUpdated on December 5, 2014marge de variation intrajournalière
Previous consultation
December 29, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Procédés et méthodes de la CDS – Changements apportés aux groupes de crédit des prêteurs et des agents de règlement(pdf - 255 KB)This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Règles de la CDS – Changements apportés aux groupes de crédit des prêteurs et des agents de règlement (pdf - 227 KB)This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Règles de la CDS – Modifications relatives à la mise en place d’un fonds de défaillance pour les adhérents du service de RNC (pdf - 171 KB)This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014