Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules
Previous consultation
July 24, 2014
See details on Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules
- Notice and Request for Comment (pdf - 152 KB)
This link will open in a new windowUpdated on April 24, 2014Marketplace Operatio and Trading Rules - Regulation to amend Regulation 21-101 (pdf - 108 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace operation
- Policy Statement to Regulation 21-101 (pdf - 146 KB)This link will open in a new windowUpdated on April 24, 2014Administrative version
- Regulation to amend Regulation 23-101 (pdf - 26 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
- Policy Statement to Regulation 23-101 (pdf - 96 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
Comments received (comments are published in their original language)
- Canadian Securities Exchange (pdf - 221 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Richard Carleton)
- Canadian Security Trader Association (pdf - 494 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation
- Chi-X Canada (pdf - 427 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Request for Comments on the Canadian Securities Administrators (CSA) Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
- Connor, Clark, & Lunn Investment Management Ltd. (pdf - 119 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules (Don Towers, Jenny Drake)
- Investment Industry Association Canada (pdf - 565 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Notice and Request for Comment on Proposed Amendments to National Instrument 21-101 - Marketplace Operation ans 21-103 - Trading Rules (Barbara Amsden)
- Liquidnet Canada (pdf - 147 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace (Robert Young)
- Scotia Capital Inc., Global Equity (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2014consultation - proposed amendments to national instrument 21-101 Marketplace operation and national instrument 23-101 trading rules (Myran Faust, Evan Young, Andy Dickison)
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 71 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation (Cecilia Wong)
- TMX Group (pdf - 112 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Kevan Cowan)
La Caisse canadienne de dépôt de valeurs limitée. (« CDS ltée») – Demande de suspension, pour l’année 2014, de l’exigence prévue au paragraphe 29.2(b) de la Décision de reconnaissance 2012-PDG-0142 (pdf - 17 KB)This link will open in a new windowUpdated on July 17, 2014consultation publique
Previous consultation
July 24, 2014
Bourse de Montréal Inc. (la « Bourse ») – Modifications des caractéristiques du contrat à terme sur acceptations bancaires canadiennes de trois mois – Unité de fluctuation minimale des prix (pdf - 455 KB)This link will open in a new windowUpdated on April 2, 2014Acceptations bancaires canadiennes de trois mois
Previous consultation
April 21, 2014
Corporation canadienne de compensation de produits dérivés (« CDCC ») – Modifications au manuel des risques – Modification du mode de calcul de la marge du contrat à terme sur acceptations bancaires canadiennes de trois mois (BAX)(pdf - 615 KB)This link will open in a new windowUpdated on March 18, 2014Consultation
Previous consultation
March 31, 2014
Regulation 24-503 respecting Clearing House, Central Securities Depository and Settlement System Requirements (pdf - 803 KB)This link will open in a new windowUpdated on December 17, 2013"draft,regulation,24-503,clearing house,central securities depository,settlement system requirements,derivatives,policy statement,consultation"
Previous consultation
March 19, 2014
See details on Regulation 24-503 respecting Clearing House, Central Securities Depository and Settlement System Requirements
Comments received (comments are published in their original language)
- Groupe TMX Limitée (pdf - 217 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
- LCH Clearnet (pdf - 664 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
- TMX Group Limited (pdf - 134 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
Draft Regulation respecting the Compulsory Professional Development of the Chambre de l'assurance de dommages (Notice in french only) (pdf - 65 KB)This link will open in a new windowUpdated on November 21, 2013compulsory professional development of the Chambre de l’assurance de dommages
Previous consultation
December 21, 2013