Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Corporation canadienne de compensation de produits dérivés (la « CDCC ») – Modifications à la Règle A-1 – Options à échéance hebdomadaire assorties d’échéances multiples (Fin de consultation 14 septembre) (pdf - 245 KB)
This link will open in a new windowUpdated on August 24, 2015Options à échéance hebdomadaire assorties d’échéances multiples
Previous consultation
September 14, 2015
Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
Previous consultation
August 17, 2015
See details on Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
- Notice and Request for Comment (pdf - 89 KB)This link will open in a new windowUpdated on September 28, 2020Order Protection Rule
- Amendments to Policy Statement (pdf - 18 KB)This link will open in a new windowUpdated on June 12, 2015Order Protection Rule
Comments received (comments are published in their original language)
- Aequitas Neo Exchange (pdf - 158 KB)This link will open in a new windowUpdated on December 7, 2015
- The Canadian Advocacy Council for Canadian CFA Institute (pdf - 44 KB)This link will open in a new windowUpdated on December 7, 2015cac, cfa, systems, proposed, amendments, national, instrument, 23-101, order, protection, canadian advocacy council
- Chi-x Canada (pdf - 172 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, trading, rule
- CIBC World Markets Inc. (pdf - 143 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces
- KOR Group LLC (pdf - 290 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, opr, marketplaces
- Scotia Bank (pdf - 198 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
- RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
- RBC Dominion Securities (pdf - 313 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, speed bump,
- PI Financial (pdf - 829 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, iiroc, best execution, delay, marketplace, hft
- Canadian Securities Traders Association (pdf - 541 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
- National Bank Financial Markets (pdf - 460 KB)This link will open in a new windowUpdated on December 8, 2015Etienne Dubuc
- ITG Canada Corp. (pdf - 119 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump,
- Investment Industry Association of Canada (pdf - 179 KB)This link will open in a new windowUpdated on December 8, 2015
- TSX Markets (pdf - 74 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, delay
Bourse de Montréal Inc. (la « Bourse ») – Modifications à l’article 14102 de la Règle Quatorze – Rapports relatifs à l’accumulation de positions pour les instruments dérivés(pdf - 846 KB)This link will open in a new windowUpdated on June 10, 2015Rapports relatifs à l’accumulation de positions pour les instruments dérivés
Previous consultation
July 20, 2015
Bourse de Montréal Inc. (la « Bourse ») – Modifications à l’article 9002 de la Règle Neuf – Modifications relatives aux systèmes de marge basée sur le risque(pdf - 857 KB)This link will open in a new windowUpdated on June 10, 2015Modifications relatives aux systèmes de marge basée sur le risque
Previous consultation
July 6, 2015
Services de dépôt et de compensation CDS inc. (la « CDS » ) – Modifications importantes des Règles de la CDS – Pouvoir d’approbation des demandes d’adhésion (pdf - 473 KB)This link will open in a new windowUpdated on June 1st, 2015Modifications importantes des Règles de la CDS
Previous consultation
June 29, 2015
Proposed Amendments to Certain Regulations and Policies related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 131 KB)This link will open in a new windowUpdated on December 10, 2014Proposed Amendments to Certain Regulations and Policies Related to the Recognition of Aequitas Neo Exchange Inc
Previous consultation
March 11, 2015