Derivatives - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
CSA Staff Consultation 91-301: Model Provincial Rules - Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting (pdf - 351 KB)This link will open in a new windowUpdated on October 19, 2020Model Rules - Derivatives
Comments received (comments are published in their original language)
- Alternative Investment; Management Association (AIMA) (pdf - 79 KB)This link will open in a new windowUpdated on February 14, 2013AIMA Canada's Comments on CSA Staff Consultation Paper 91-301 Model Provincial Rules – Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting
- BP Canada Energy Group ULC (BP) (pdf - 418 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultaion Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Canadian Oil Sands Limited (COS) (PDF - 45 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultaion Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Capital Power Corporation (CPC) (pdf - 491 KB)This link will open in a new windowUpdated on February 14, 2013Comment Letter to CSA Staff Consultation Paper 91-301 – Model Provincial Rules –Derivatives; Product Determination and Trade Repositories and Derivatives Data Reporting
- Canadian Bankers Association (CBA) (pdf - 93 KB)This link will open in a new windowUpdated on February 14, 2013Model Derivatives Data Reporting Rule
- Canadian Electricity Association (CEA) (pdf - 128 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (“CSA”) Consultation Paper 91-301 –
- Canadian Life and Health Insurance Association (CLHIA) (pdf - 147 KB)This link will open in a new windowUpdated on February 20, 2013Canadian Securities Administrators Consultation Paper 91-301- Model Provincial Rules – Derivatives: Product Determination and Trade Repositories and Derivatives
- Canadian Market Infrastructure Committee (CMIC) (pdf - 181 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (“CSA”) Staff Consultation Paper 91-301
- Desjardins (pdf - 96 KB)This link will open in a new windowUpdated on February 14, 2013Commentaires du Mouvement
- Deutsche Bank AG (The Bank) (pdf - 225 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultaion Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Direct Energy Marketing Limited (Direct) (pdf - 54 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultaion Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Depository Trust & Clearing Corporation (DTCC) (pdf - 337 KB)This link will open in a new windowUpdated on February 14, 2013CSA Consultation Paper 91-301 – Model Provincial Rules – Derivatives Product Determination and
- Encana Corporation (pdf - 2 MB)This link will open in a new windowUpdated on February 14, 2013Comments on "Model Rules" from Encana Corporation - Model Provincial Rule - Derivatives : Product Determination( the "Scope Rule")
- Fidelity Investments Canada ULC (Fidelity Canada) (pdf - 85 KB)This link will open in a new windowUpdated on February 14, 2013CSA Consultation Paper 91-301 – Model Provincial Rules – Derivatives Product Determination and
- FIRMA Foreign Exchange (pdf - 3 MB)This link will open in a new windowUpdated on February 14, 2013CSA Consultation Paper 91-301 – Model Provincial Rules – Derivatives Product Determination and
- Fortis BC (FBC) (pdf - 95 KB)This link will open in a new windowUpdated on February 14, 2013FortisBC Energy Inc. (“FEI”) and FortisBC Inc. (“FBC”), (together, “FortisBC”) Comments re CSA Staff Consultation Paper 91-301
- Global Foreign Exchange Division (GFXD) (pdf - 209 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators
- International Swaps and Derivatives Association, Inc. (ISDA) (pdf - 267 KB)This link will open in a new windowUpdated on February 14, 2013Consultation Paper 91-301 - Model Provincial Rules – Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
- Just Energy Group Inc. (Just Energy) (pdf - 322 KB)This link will open in a new windowUpdated on February 14, 2013Consultation Paper 91?301: Model Provincial Rules – Derivatives Product
- MarkitSERV (pdf - 267 KB)This link will open in a new windowUpdated on February 14, 2013CSA Consultation Paper 91-301 – Model Provincial Rules – Derivatives Product Determination and
- Natural Gas Exchange Inc (NGX) (pdf - 1 MB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultation Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- RBC Global Asset Management Inc. (RBC GAM) (pdf - 142 KB)This link will open in a new windowUpdated on February 14, 2013CSA Consultation Paper 91-301- Model Provincial Rules
- Shell Trading Company (pdf - 85 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (“CSA”)
- State Street Global Advisors Ltd. (SSgA Ltd.) (pdf - 107 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultation Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Stewart McKelvey (pdf - 335 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultation Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Stikeman Elliott LLP (pdf - 96 KB)This link will open in a new windowUpdated on February 14, 2013Comments on Canadian Securities Administrators Consultation Paper 91-
- Suncoe Energy Inc. (Suncor) (pdf - 2 MB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultation Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Ontario Teachers' Pension Plan (OTPP) (pdf - 662 KB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators (CSA) Consultation Paper 91-301 - Model Provincial Rules - Derivatives Product Determination And Trade Repositories and Derivatives Data Reporting
- Transalta Energy Marketing Corp. (pdf - 1 MB)This link will open in a new windowUpdated on February 14, 2013Canadian Securities Administrators OTC Derivatives Committee Model Provincial Rules -
CSA Consultation Paper 91-406 - Derivatives: OTC Central Counterparty Clearing (pdf - 688 KB)This link will open in a new windowUpdated on June 19, 2012
Comments received (comments are published in their original language)
- Canadian Securities Administrators (CSA) (pdf - 138 KB)This link will open in a new windowUpdated on September 27, 2012consultation
- Canadian Life and Health Insurance Association (CLHIA) (pdf - 217 KB)This link will open in a new windowUpdated on September 27, 2012consulation paper
- CME Group (pdf - 1 MB)This link will open in a new windowUpdated on September 27, 2012consultaiton paper
- Corporation ULC OANDA (pdf - 709 KB)This link will open in a new windowUpdated on September 27, 2012consultation
- CPP Investment Board (pdf - 562 KB)This link will open in a new windowUpdated on September 27, 2012consultation
- FMC Law (pdf - 217 KB)This link will open in a new windowUpdated on September 27, 2012consultation
- Global Foreign Exchange Division (pdf - 216 KB)This link will open in a new windowUpdated on September 27, 2012consultation
(pdf - 371 KB)This link will open in a new windowUpdated on September 27, 2012Consultation - ISDA (pdf - 371 KB)This link will open in a new windowUpdated on September 27, 2012Consultation
(pdf - 3 MB)This link will open in a new windowUpdated on September 27, 2012consultation - LCH.Clearnet Group (pdf - 3 MB)This link will open in a new windowUpdated on September 27, 2012consultation
- markitSERV (pdf - 222 KB)This link will open in a new windowUpdated on September 21, 2012
- Mouvement des caisses Desjardins (pdf - 206 KB)This link will open in a new windowUpdated on September 27, 2012consultation
- Shell Energy North America (pdf - 73 KB)This link will open in a new windowUpdated on September 27, 2012consultation
- State Street (pdf - 108 KB)This link will open in a new windowUpdated on September 27, 2012consultation
(pdf - 1 MB)This link will open in a new windowUpdated on September 27, 2012consultation - Teachers' Pension Plan (pdf - 1 MB)This link will open in a new windowUpdated on September 27, 2012consultation
- TMX Group Ltd (pdf - 2 MB)This link will open in a new windowUpdated on September 27, 2012consultation
- TriOptima AB (pdf - 106 KB)This link will open in a new windowUpdated on September 27, 2012consultation
CSA Consultation Paper 91-405 - Derivatives: End-User Exemption (pdf - 291 KB)This link will open in a new windowUpdated on April 13, 2012
Comments received (comments are published in their original language)
- BP Canada Energy Group ULC (pdf - 38 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Canadian Electicity Association (pdf - 1 MB)This link will open in a new windowUpdated on June 26, 2012Comments
- Canadian Life and Health Insurance Association (pdf - 80 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Central 1 (pdf - 4 MB)This link will open in a new windowUpdated on June 26, 2012Comments
- Canadian Market Infrastructure Committee (pdf - 90 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Concentra Financial (pdf - 130 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Credit Union Central of Canada (pdf - 132 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Fidelity Investments (pdf - 105 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- FMC (pdf - 226 KB)This link will open in a new windowUpdated on September 13, 2012Comment
- IGM Financial (pdf - 408 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Marc Currie (pdf - 6 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Mouvement des caisses Desjardins (pdf - 127 KB)This link will open in a new windowUpdated on June 26, 2012Commentaires
- Osler (pdf - 89 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Pension Investment Association of Canada (PIAC) (pdf - 60 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Shell Trading (pdf - 82 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- State Street Global Advisors (pdf - 78 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- Sutherland (pdf - 33 KB)This link will open in a new windowUpdated on June 26, 2012Comments
- TMX Group Inc (pdf - 50 KB)This link will open in a new windowUpdated on June 26, 2012Comment
CSA Consultation Paper 91-404 - Derivatives: Segregation and Portability in OTC Derivatives Clearing (pdf - 230 KB)This link will open in a new windowUpdated on February 9, 2012
Comments received (comments are published in their original language)
- BP Canada Energy Group ULC (pdf - 81 KB)This link will open in a new windowUpdated on April 17, 2012BP Comment Letter RE CSA Consultation Paper 91 404
- Canadian Advocacy Council for Canadian CFA Institute Societies (the CAC) (pdf - 263 KB)This link will open in a new windowUpdated on March 27, 2012Derivatives: Segregation and Portability in OTC Derivative Clearing
- Canadian Life and Health Insurance Association Inc. (pdf - 85 KB)This link will open in a new windowUpdated on April 18, 2012Comments on the Canadian Securities Administrators Consulation Paper 91-404
- Canadian Market Infrastructure Committee (CMIC)
(pdf - 266 KB)This link will open in a new windowUpdated on April 17, 2012CMIC Response to 91-404 English version - Citi (pdf - 67 KB)This link will open in a new windowUpdated on April 18, 2012Comments on the Canadian Securities Administrators Consulation Paper 91-404
- Fidelity investments (pdf - 123 KB)This link will open in a new windowUpdated on April 19, 2012Comments
- Shell Energy North America (Canada) (pdf - 66 KB)This link will open in a new windowUpdated on April 17, 2012CSA Consultation Paper 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing
- TD Asset Management (pdf - 382 KB)This link will open in a new windowUpdated on April 17, 2012CSA Consultation Paper 91-404
- TMX Montréal Exchange (pdf - 1 MB)This link will open in a new windowUpdated on April 25, 2012Comments
- The Canadian Depository for Securities Limited (CDS) (pdf - 142 KB)This link will open in a new windowUpdated on April 17, 2012CSA Consultation Paper 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing
Regulation to amend the Derivatives Regulation (pdf - 303 KB)This link will open in a new windowUpdated on December 16, 2011
Comments received (comments are published in their original language)
CSA Consultation Paper 91-403 - Derivatives: Surveillance and Enforcement (pdf - 249 KB)This link will open in a new windowUpdated on November 24, 2011
Comments received (comments are published in their original language)
- BP Canada Energy Company (pdf - 199 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Caisse de dépôt et de placement (pdf - 152 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Canadian Bankers Association (pdf - 161 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Canadian Electricity Association (pdf - 211 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Canadian Life and Health Insurance Association Inc. (pdf - 142 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Canadian Market Infrastructure Committee (pdf - 383 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Direct Energy (pdf - 540 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Fidelity Investment Canada ULC (PDF - 73 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Investment Industry Association of Canada (pdf - 348 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
- Marc Currie (pdf - 22 KB)This link will open in a new windowUpdated on February 6, 2012Consultation paper 91-403
- Shell Energy North America (Canada) Inc. (pdf - 79 KB)This link will open in a new windowUpdated on January 25, 2012
- TMX Group Inc. (pdf - 776 KB)This link will open in a new windowUpdated on February 6, 2012consultation paper 91-403
CSA Consultation Paper 91-402 - Derivatives: Trade Repositories (pdf - 405 KB)This link will open in a new windowUpdated on July 5, 2011
Comments received (comments are published in their original language)
- Investment Industry Association of Canada (pdf - 105 KB)This link will open in a new windowUpdated on September 12, 2011
- International Swaps and Derivatives Association, Inc. (pdf - 142 KB)This link will open in a new windowUpdated on September 12, 2011
- Invesco Trimark Ltd. (pdf - 212 KB)This link will open in a new windowUpdated on September 12, 2011
- Canadian Bankers Association (pdf - 347 KB)This link will open in a new windowUpdated on September 12, 2011
- Canadian Electricity Association (pdf - 250 KB)This link will open in a new windowUpdated on September 12, 2011
- Shell Energy North America (Canada) Inc. (pdf - 84 KB)This link will open in a new windowUpdated on September 12, 2011
- Global FX Division of AFME, SIFMA and ASIFMA (pdf - 223 KB)This link will open in a new windowUpdated on September 12, 2011
- Canadian Market Infrastructure Committee (pdf - 399 KB)This link will open in a new windowUpdated on September 9, 2011
- REGIS-TR (pdf - 470 KB)This link will open in a new windowUpdated on September 12, 2011
- Canadian Life and Health Insurance Association Inc. (pdf - 116 KB)This link will open in a new windowUpdated on September 9, 2011
- TMX Group Inc. (pdf - 1 MB)This link will open in a new window
- Marc Currie (pdf - 38 KB)This link will open in a new windowUpdated on September 27, 2011
- Alpha Group (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2011
- Markit Group (pdf - 87 KB)This link will open in a new windowUpdated on September 12, 2011
- MarkitSERV (pdf - 115 KB)This link will open in a new windowUpdated on September 12, 2011
- BP Canada Energy Company (pdf - 233 KB)This link will open in a new window
- Direct Energy (pdf - 304 KB)This link will open in a new windowUpdated on September 27, 2011
- The depositary Trust & Clearing Corporation (pdf - 368 KB)This link will open in a new windowUpdated on September 12, 2011
- Securities Industry and Financial Markets Association (pdf - 223 KB)This link will open in a new windowUpdated on September 12, 2011
- Manitoba Hydro (pdf - 417 KB)This link will open in a new windowUpdated on September 12, 2011
- Mouvement des caisses Desjardins (pdf - 49 KB)This link will open in a new windowUpdated on September 30, 2011
- The Canadian Depository for Securities Limited (pdf - 92 KB)This link will open in a new windowUpdated on September 26, 2011
Consultation Paper 91-401 on Over-the-Counter Derivatives Regulation in Canada (pdf - 640 KB)This link will open in a new windowUpdated on November 2, 2010
Comments received (comments are published in their original language)
Alpha ATS LP (pdf - 980 KB)This link will open in a new window
TMX Group Inc. (pdf - 197 KB)This link will open in a new windowUpdated on January 24, 2011
Fidelity Investments Canada ULC (pdf - 239 KB)This link will open in a new windowUpdated on January 17, 2011Canadian Securities Administrators Consultation Paper 91-401 On Over-the-Counter Derivatives Regulation in Canada - Fidae Abbas (Fidelity Investments Canada ULC) Letter of January 17, 2011
Credit Lime Financial (pdf - 185 KB)This link will open in a new windowUpdated on January 14, 2011
Investment Industry Association of Canada (pdf - 133 KB)This link will open in a new windowUpdated on January 13, 2011
Canada Pension Plan Investment Board (pdf - 38 KB)This link will open in a new windowUpdated on January 14, 2011
Global FX Division of AFME, SIFMA and ASIFMA (pdf - 643 KB)This link will open in a new windowUpdated on January 15, 2011Canadian Securities Administrators Consultation Paper 91-401 On Over-the-Counter Derivatives Regulation in Canada - James Kemp (Global FX Division of AFME, SIFMA and ASIFMA) Letter of January 14, 2011
The Canadian Depository for Securities Limited (pdf - 88 KB)This link will open in a new windowUpdated on January 14, 2011
Canadian Bankers Association (pdf - 455 KB)This link will open in a new windowUpdated on January 14, 2011Image
Invesco Trimark Ltd. (pdf - 71 KB)This link will open in a new windowUpdated on January 14, 2011
International Swaps and Derivatives Association, Inc. (pdf - 1 MB)This link will open in a new windowUpdated on January 14, 2011Image
TD Asset Management Inc. (pdf - 2 MB)This link will open in a new windowUpdated on January 14, 2011
Portfolio Management Association of Canada (pdf - 67 KB)This link will open in a new windowUpdated on January 17, 2011Canadian Securities Administrators Consultation Paper 91-401 On Over-the-Counter Derivatives Regulation in Canada - Katie Walmsley, Mark Pratt (Portfolio Management Association of Canada) Letter of January 14, 2011
Canada Mortgage and Housing Corporation (pdf - 854 KB)This link will open in a new windowUpdated on January 14, 2011
Hunton & Williams LLP (pdf - 132 KB)This link will open in a new windowUpdated on January 14, 2011
Le Mouvement Desjardins (pdf - 77 KB)This link will open in a new windowUpdated on January 11, 2011 (Available in French Only)
OSC Investor Advisory Panel (pdf - 45 KB)This link will open in a new windowUpdated on January 12, 2011
Canadian Life and Health Insurance Association Inc. (pdf - 508 KB)This link will open in a new windowUpdated on January 11, 2011