• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
• CSA Notice and Request for Comment (pdf - 78 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
• Regulation to amend Regulation 21-101 (pdf - 41 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements
• Amendments to Policy Statement to Regulation 21-101 (pdf - 31 KB)This link will open in a new windowUpdated on April 16, 2019Streamlining reporting requirements

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
• Notice of Consultation (pdf - 173 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
• Regulation 25-102 (pdf - 264 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks
• Policy Statement to Regulation 25-102 (pdf - 119 KB)This link will open in a new windowUpdated on March 14, 2019Benchmarks

Comments received (comments are published in their original language)

Canadian Bankers Association (pdf - 196 KB)This link will open in a new windowUpdated on July 9, 2019

Eversheds Sutherland (US) LLP (pdf - 74 KB)This link will open in a new windowUpdated on July 9, 2019 Alexander S. Holtan and Blair Paige Scott

Index Inductry Association (pdf - 175 KB)This link will open in a new windowUpdated on July 9, 2019 Richard H. Redding

International Swaps and Derivatives Association (pdf - 239 KB)This link will open in a new windowUpdated on July 9, 2019 Katherine Darras

Investment Industry Association of Canada (pdf - 323 KB)This link will open in a new windowUpdated on July 9, 2019 Todd Evans

London Stock Exchange group (pdf - 424 KB)This link will open in a new windowUpdated on July 8, 2019 Jonathan Jachym

MSCI (pdf - 249 KB)This link will open in a new windowUpdated on July 9, 2019

Neo Exchange Inc. (pdf - 349 KB)This link will open in a new windowUpdated on July 8, 2019 Joacim Wiklander

RBC Global Asset Management Inc. (pdf - 820 KB)This link will open in a new windowUpdated on July 8, 2019 Daniel E. Chornous

Refinitiv (pdf - 201 KB)This link will open in a new windowUpdated on July 9, 2019

S&P Dow Jones Indice LLC (pdf - 431 KB)This link will open in a new windowUpdated on June 11, 2019 - Joe DePaolo

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 260 KB)This link will open in a new windowUpdated on June 15, 2021Consultation indices de référence

TMX (pdf - 106 KB)This link will open in a new windowUpdated on July 9, 2019 Deanna Dobrowsky

Joint CSA and IIROC Consultation Paper 21-402 (pdf - 264 KB)This link will open in a new windowUpdated on March 14, 2019Crypto-Asset Trading Platforms

Comments received (comments are published in their original language)

Académie Bitcoin (pdf - 103 KB)This link will open in a new windowUpdated on June 12, 2019 Jonathan Hamel

Aquanow (pdf - 147 KB)This link will open in a new windowUpdated on June 10, 2019 Phil Sham

Association canadienne du commerce des valeurs mobilières(pdf - 805 KB)This link will open in a new windowUpdated on June 12, 2019 Annie Sinigagliese

Association des banquiers canadiens(pdf - 428 KB)This link will open in a new windowUpdated on June 7, 2019

Atlantic Blockchain Company (pdf - 179 KB)This link will open in a new windowUpdated on June 11, 2019 Keegan Lee Francis

Bitvo (pdf - 192 KB)This link will open in a new windowUpdated on June 12, 2019 Nathan Montgomery

Blockchain Technology Coalition of Canada (pdf - 347 KB)This link will open in a new windowUpdated on June 10, 2019 Ash Navabi

Brane Capital (pdf - 183 KB)This link will open in a new windowUpdated on June 11, 2019 T. Paul Rowland

Canadian Digital Asset Coalition (pdf - 428 KB)This link will open in a new windowUpdated on June 12, 2019

Canadian Foundation for Advancement of Investor Rights (pdf - 175 KB)This link will open in a new windowUpdated on June 11, 2019 Ermanno Pascutto

Castell (pdf - 128 KB)This link will open in a new windowUpdated on June 11, 2019 Dr Stephen Castell

Chamber of Digital Commerce Canada (pdf - 2 MB)This link will open in a new windowUpdated on June 12, 2019 Tanya Woods

CME Group (PDF - 275 KB)This link will open in a new windowUpdated on June 11, 2019 Sunil Cutinho

Coinsquare (pdf - 256 KB)This link will open in a new windowUpdated on June 10, 2019

ComplyChain Solutions T (pdf - 322 KB)This link will open in a new windowUpdated on June 12, 2019 Adnar Tahir

Comptables professionnels agréés (pdf - 279 KB)This link will open in a new windowUpdated on June 10, 2019 Gordon Beal

Corporate Counsel Professionnal Corporation (pdf - 190 KB)This link will open in a new windowUpdated on June 12, 2019 Randee Pavalow

Crowdmatrix (pdf - 184 KB)This link will open in a new windowUpdated on June 12, 2019 James S. Hershaw

Durand Morisseau(PDF - 1 MB)This link will open in a new windowUpdated on June 12, 2019 David Durand and Drew S. Dorweiler

Fern Karsh (pdf - 56 KB)This link will open in a new windowUpdated on June 12, 2019

Fidelity Clearing Canada (pdf - 136 KB)This link will open in a new windowUpdated on June 10, 2019 Scott MacKenzie

Global Digital Finance (pdf - 292 KB)This link will open in a new windowUpdated on June 12, 2019

Investor Advisory Panel (pdf - 159 KB)This link will open in a new windowUpdated on June 11, 2019 Neil Gross

Knox Industries (pdf - 87 KB)This link will open in a new windowUpdated on June 10, 2019

Kraken (pdf - 232 KB)This link will open in a new windowUpdated on June 10, 2019

LCH Limited (pdf - 92 KB)This link will open in a new windowUpdated on June 11, 2019 Julian Olover

Leede Jones Gable (pdf - 94 KB)This link will open in a new windowUpdated on June 11, 2019 Jason Jardine

Market Data Company (pdf - 250 KB)This link will open in a new windowUpdated on June 7, 2019 Alexander Izak Levesque

National Digital Asset Exchange Inc. (pdf - 297 KB)This link will open in a new windowUpdated on June 12, 2019 Julia Baranovskaya

Octonomics (pdf - 3 MB)This link will open in a new windowUpdated on June 12, 2019 Elisabeth Préfontaine

Paradiso Venture Inc. (pdf - 100 KB)This link will open in a new windowUpdated on June 10, 2019 George Bordianu Balance

Piotr Piasecki (pdf - 133 KB)This link will open in a new windowUpdated on June 10, 2019

Raymond Chabot Grant Thornton (pdf - 229 KB)This link will open in a new windowUpdated on June 12, 2019 Louis Roy et Jean-François Trépanier

Reddit (pdf - 232 KB)This link will open in a new windowUpdated on June 10, 2019 Fiach Dubh

Roger Miller (pdf - 130 KB)This link will open in a new windowUpdated on June 10, 2019

SoapBox Network Inc. (pdf - 207 KB)This link will open in a new windowUpdated on June 10, 2019

State Street (pdf - 304 KB)This link will open in a new windowUpdated on June 10, 2019 James J. Biancamano

TD Securities (pdf - 287 KB)This link will open in a new windowUpdated on June 10, 2019

The Jersey Company (pdf - 1 MB)This link will open in a new windowUpdated on June 12, 2019 Robert Young

The Ludo Group (pdf - 77 KB)This link will open in a new windowUpdated on June 12, 2019 Adrian Sischin, Lara Wojahn, Cloudesley Hobbs, Jason Dearborn

TMX Group (pdf - 59 KB)This link will open in a new windowUpdated on June 12, 2019 Deanna Dobrowsky

TMX Group Limited (pdf - 49 KB)This link will open in a new windowUpdated on June 11, 2019 Deanna Dobrowsky

Tritum (pdf - 100 KB)This link will open in a new windowUpdated on June 10, 2019 John Willock and Jim Andriopoulos

Vakeesan Mahalingam (pdf - 182 KB)This link will open in a new windowUpdated on June 10, 2019

View Fin (pdf - 192 KB)This link will open in a new window

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on March 14, 2019Syndicated Mortgages
• CSA Second Notice of Consultation (pdf - 270 KB)This link will open in a new windowUpdated on March 14, 2019Syndicated Mortgages
• Regulation to amend Regulation 45-106 (pdf - 80 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages
• Amendments to Policy Statement to Regulation 45-106 (pdf - 45 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages  
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 37 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages
• Amendments to Policy Statement to Regulation 31-103 (pdf - 37 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages

Comments received (comments are published in their original language)

Appraisal Institute of Canada (pdf - 161 KB)This link will open in a new windowUpdated on May 27, 2019 (Keith Lancastle)

Canadian Foundation for Advancement of Investor Rights (pdf - 183 KB)This link will open in a new windowUpdated on May 9, 2019

Foremost Financial Corporation (pdf - 172 KB)This link will open in a new windowUpdated on May 16, 2019 (Evan Cooperman, Ricky Dogon)

MarshallZehr Group Inc. - December 6, 2018 (pdf - 165 KB)This link will open in a new windowUpdated on April 11, 2019 (Murray Snedden)

MarshallZehr Group Inc. - March 28, 2019 (pdf - 26 KB)This link will open in a new windowUpdated on May 27, 2019 (Murray Snedden)

Private Mortgage Capital Funding (pdf - 35 KB)This link will open in a new windowUpdated on May 27, 2019 (Stephen Lidsky)

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 270 KB)This link will open in a new windowUpdated on May 9, 2019

The Ontario Mortgage Investment Companies Association (pdf - 1 MB)This link will open in a new windowUpdated on May 27, 2019 (Adam Rose, Ricky Dogon and Robert Trager)

The Private Capital Markets Association of Canada (pdf - 268 KB)This link will open in a new windowUpdated on May 27, 2019 (Craig Skauge, Diane Soloway, Frank Laferriere and Georgina Blanas)

Vector Financial Services Limited (pdf - 286 KB)This link will open in a new windowUpdated on May 27, 2019 (Mitchell Oelbaum)

Joint CSA/IIROC Consultation Paper 23-406 (pdf - 1 MB)This link will open in a new windowUpdated on March 12, 2019Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market

CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study (pdf - 381 KB)This link will open in a new windowUpdated on December 17, 2018

• CSA Staff Notice 11-340: Extension of Comment Period (pdf - 42 KB)This link will open in a new windowUpdated on January 17, 2019Extension of Comment Period

Comments received (comments are published in their original language)

AGF Investments Inc. (pdf - 60 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - John Christofilos

Blackrock Asset Management Canada (pdf - 186 KB)This link will open in a new windowUpdated on November 6, 2019 - Margaret Gunawan

Canadian Advocacy Council for Canadian (pdf - 246 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study

Canadian Securatization (pdf - 594 KB)This link will open in a new windowUpdated on November 6, 2019 - Ian Bandeen

Canadian Securities Exchange (pdf - 2 MB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Richard Carleton

Canadian Security Traders Association, Inc. (pdf - 262 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - CSTA Trading Issues Committee

CIBC World Markets Inc. (pdf - 48 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Heather Killian

Citadel Securities (pdf - 278 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Mark Wilkinson et David Archer

Fidelity Asset Management (pdf - 394 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Fidae Abbas

Healthy Markets Transparency & Trus (pdf - 142 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Studyt - Tyler Gellasch

Invesco Canada Ltd (pdf - 448 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Julianna Ahn

Investment industry association of Canada (pdf - 299 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Susan Copland

Mackie Research Capital Corporation (pdf - 140 KB)This link will open in a new windowUpdated on November 1^st, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - David Hetherington

Nasdaq Canada (pdf - 369 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study

National Bank (pdf - 536 KB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Etienne Dubuc et Martin Gagnon

Neo Exchange Inc. (pdf - 276 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Cindy Petlock et Joacim Wiklander

Omega Securities Inc. (pdf - 173 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Laurence Rose et Sean Debotte

OMERS (pdf - 4 MB)This link will open in a new windowUpdated on November 7, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Brant Robertson et Robert Gouley

Ontario Teachers Pension Plan (pdf - 283 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Duggan et all

Scotia Bank (pdf - 110 KB)This link will open in a new windowUpdated on November 4, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Alex Perel

Select Vantage (pdf - 1 MB)This link will open in a new windowUpdated on November 5, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Daniel Schlaepfer et Mario Josipovic

TD Asset Management Inc. (pdf - 2 MB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Bruce Cooper

TMX Group (pdf - 50 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Deanna Dobrowsky

TMX Group Limited (pdf - 918 KB)This link will open in a new windowUpdated on November 6, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Kevin Sampson

Virtu ITG Canada Corp. (pdf - 79 KB)This link will open in a new windowUpdated on November 7, 2019Comments on 23-323 Trading Fee Rebate Pilot Study - Doug Clark

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on October 18, 2018
• CSA Notice of Consultation (pdf - 84 KB)This link will open in a new windowUpdated on October 18, 2018
• Regulation to amend Regulation 24-102 (pdf - 44 KB)This link will open in a new windowUpdated on October 18, 2018
• Amendments to Policy Statement to Regulation 24-102 (pdf - 146 KB)This link will open in a new windowUpdated on October 18, 2018

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on October 25, 2018Custody
• CSA Notice of Consultation (pdf - 55 KB)This link will open in a new windowUpdated on October 25, 2018Custody
• Regulation to amend Regulation 31-103 (pdf - 18 KB)This link will open in a new windowUpdated on October 25, 2018Custody

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions
• CSA Notice of consultation (pdf - 240 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions
• Regulation to amend Regulation 81-105 (pdf - 26 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions
• Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 22 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 14 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 21 KB)This link will open in a new windowUpdated on September 12, 2018Embedded commissions

Comments received (comments are published in their original language)

Advocis (pdf - 1 MB)This link will open in a new windowUpdated on December 14, 2018 (Greg Pollock, Al Jones)

AGF Investments Inc. - AGF (pdf - 127 KB)This link will open in a new windowUpdated on December 14, 2018 (Mark Adams)

Alan Blanes (pdf - 312 KB)This link will open in a new windowUpdated on November 23, 2018

Alberta-based DIY Investor (pdf - 312 KB)This link will open in a new windowUpdated on November 23, 2018

Alternative Investment Management Association Canada Inc. - AIMA (pdf - 669 KB)This link will open in a new windowUpdated on December 17, 2018 (A. Timothy Baron, Sarah Gardiner, Supriya Kapoor, Ian Pember, Donna Spagnolo, Jennifer Wood

Anonymous (pdf - 29 KB)This link will open in a new windowUpdated on November 19, 2018

Association Professionnelle des Conseillers en Services Financiers - APCSF (pdf - 547 KB)This link will open in a new windowUpdated on December 5, 2018 (Flavio Vani, Bertrand Larocque)

Art Ross (pdf - 44 KB)This link will open in a new windowUpdated on November 23, 2018

Borden Ladner Gervais LLP (pdf - 73 KB)This link will open in a new windowUpdated on December 17, 2018 (Whitney Bell, Jason Brooks, Rebecca Cowdery, David Di Paolo, Kathryn Fuller, John Hall, Lynn McGrade, Laura Paglia)

Bruce Loeppky (pdf - 13 KB)This link will open in a new windowUpdated on November 23, 2018

Canadian Advocacy Council for Canadian CFA Institute Societies – CAC (pdf - 219 KB)This link will open in a new windowUpdated on December 11, 2018

Canadian Foundation for Advancement of Investor Rights - FAIR Canada (pdf - 416 KB)This link will open in a new windowUpdated on December 14, 2018 (Frank Allen)

CARP (pdf - 418 KB)This link will open in a new windowUpdated on December 17, 2018 (Wanda Morris, Laura Tamblyn Watts)

Counsel Inc., RBC InvestEase Inc. and Phillips, Hager & North Investment Funds Ltd. - RBC (pdf - 4 MB)This link will open in a new windowUpdated on December 14, 2018 (Doug Guzman, Neil McLaughlin)

D. McFadden (pdf - 304 KB)This link will open in a new windowUpdated on November 19, 2018

David Fieldstone (pdf - 114 KB)This link will open in a new windowUpdated on November 19, 2018

Eric F. Gosselin (pdf - 2 MB)This link will open in a new windowUpdated on December 14, 2018

Eric Portelance (pdf - 14 KB)This link will open in a new windowUpdated on December 20, 2018

Federation of Mutual Fund Dealers (pdf - 207 KB)This link will open in a new windowUpdated on December 14, 2018 (Sandra L. Kegie)

Fidelity Investments Canada ULC - Fidelity (pdf - 333 KB)This link will open in a new windowUpdated on December 14, 2018 (Rob Strickland)

Financial Planning Standards Council - FPSC (pdf - 211 KB)This link will open in a new windowUpdated on December 17, 2018

Finandicap inc. (pdf - 84 KB)This link will open in a new windowUpdated on December 5, 2018 (Guillaume Parent)

Franklin Templeton Investments Corp. - FTI (pdf - 169 KB)This link will open in a new windowUpdated on December 14, 2018 (Brad Beuttenmiller)

Gary Stenzler (pdf - 415 KB)This link will open in a new windowUpdated on November 16, 2018

Groupe Cloutier Investissements

(François Bruneau)

Groupe financier PEAK (pdf - 156 KB)This link will open in a new windowUpdated on December 17, 2018 - (Robert Frances, Marc Doré)

Harvey Naglie (pdf - 177 KB)This link will open in a new windowUpdated on November 19, 2018

HighView Asset Management Ltd. - HAML (pdf - 742 KB)This link will open in a new windowUpdated on December 14, 2018 (Dan Hallett)

Independent Financial Brokers of Canada - IFB (pdf - 571 KB)This link will open in a new windowUpdated on December 14, 2018 (Nancy Allan)

Invesco Canada Ltd. (Shalomi Abraham)

The Investment Funds Institute of Canada - IFIC (pdf - 184 KB)This link will open in a new windowUpdated on December 14, 2018 (Paul C. Bourque)

Investment Industry Association of Canada - IIAC (pdf - 1 MB)This link will open in a new windowUpdated on December 14, 2018 (Michelle Alexander, Annie Sinigagliese)

Isaac Glick (pdf - 59 KB)This link will open in a new windowUpdated on November 23, 2018

James Richard MacDonald (pdf - 59 KB)This link will open in a new windowUpdated on December 20, 2018

James S. Durnin (pdf - 204 KB)This link will open in a new windowUpdated on December 13, 2018

Ken Kivenko (pdf - 468 KB)This link will open in a new windowUpdated on November 19, 2018

Kenmar Associates (pdf - 345 KB)This link will open in a new windowUpdated on November 16, 2018

Larry Elford (pdf - 30 KB)This link will open in a new windowUpdated on November 23, 2018

Mackenzie Financial Corporation - Mackenzie Investments (pdf - 282 KB)This link will open in a new windowUpdated on December 14, 2018(Barry S. McInerney)

Mary Boom (pdf - 75 KB)This link will open in a new windowUpdated on November 23, 2018

Mérici Services financiers inc. (pdf - 420 KB)This link will open in a new windowUpdated on December 14, 2018 - (Michel Boutin, Maxime Gauthier)

MICA Capital Inc. (pdf - 37 KB)This link will open in a new windowUpdated on December 4, 2018 (Gino Sebastian Savard)

Millie Jagdeo (pdf - 301 KB)This link will open in a new windowUpdated on November 23, 2018

Mouvement Desjardins

(Yvan-Pierre Grimard)

National Bank Investments Inc. - NBI (pdf - 406 KB)This link will open in a new windowUpdated on December 14, 2018 (Martin Gagnon)

OSC Investor Advisory Panel (pdf - 199 KB)This link will open in a new windowUpdated on December 4, 2018 – (Neil Gross)

Peter Whitehouse (pdf - 366 KB)This link will open in a new windowUpdated on November 19, 2018

Portfolio Management Association of Canada - PMAC (pdf - 101 KB)This link will open in a new windowUpdated on December 14, 2018 (Katie Walmsley, Margaret Gunawan)

Portfolio Strategies Corporation - PSC (pdf - 134 KB)This link will open in a new windowUpdated on December 14, 2018 (Mark S. Kent)

Primerica Financial Services (pdf - 663 KB)This link will open in a new windowUpdated on December 17, 2018 (John A. Adams)

RBC Dominion Securities Inc., RBC Direct investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment (pdf - 4 MB)This link will open in a new windowUpdated on December 14, 2018

Ruth Elliott (pdf - 308 KB)This link will open in a new windowUpdated on November 19, 2018

Small Investor Protection Association – SIPA (pdf - 283 KB)This link will open in a new windowUpdated on November 19, 2018 (Stan I. Buell)

Steve Pozgaj (pdf - 342 KB)This link will open in a new windowUpdated on December 20, 2018

TD Wealth (pdf - 1 MB)This link will open in a new windowUpdated on December 14, 2018 (Leo Salom)

Tom Dusmet (pdf - 620 KB)This link will open in a new windowUpdated on December 19, 2018

Yegal Rosen (pdf - 17 KB)This link will open in a new windowUpdated on December 20, 2018

W. Keir Clark (pdf - 313 KB)This link will open in a new windowUpdated on November 26, 2018

• Regulatory Notice (pdf - 60 KB)This link will open in a new windowUpdated on September 6, 2018
• CSA Notice of consultation (pdf - 193 KB)This link will open in a new windowUpdated on September 6, 2018"CSA, Notice of consultation, Draft, Regulation, 52-112, non-GAAP, Other Financial Measures, Disclosure, Policy Statement, Regulation 52-112, Other Financial Measures Disclosure, Related, Consequential Amendments, Changes"
• Regulation 52-112 (pdf - 38 KB)This link will open in a new windowUpdated on September 6, 2018 
• Policy Statement to Regulation 52-112 (pdf - 102 KB)This link will open in a new windowUpdated on September 6, 2018"Draft, Policy Statement, Regulation, 52-112, Non-GAAP, other Financial Measures Disclosure"
• Regulation to amend Regulation 45-108 respecting Crowdfunding (pdf - 14 KB)This link will open in a new windowUpdated on September 6, 2018"draft, regulation, amend, regulation 45-108, crowdfunding, concordant, 52-112"
• Amendments to Policy Statement to Regulation 45-108 (pdf - 36 KB)This link will open in a new windowUpdated on September 6, 2018"draft, amendments, policy statement, regulation, 45-108, crowdfunding, concordant, 52-112"
• Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 14 KB)This link will open in a new windowUpdated on September 6, 2018"draft, amendments,Policy Statement, Regulation, 51-102, Continuous Disclosure Obligations, concordant, 52-112
• Amendments to Policy Statement to Regulation 51-105 sur les émetteurs cotés sur les marchés de gré à gré américains (pdf - 14 KB)This link will open in a new windowUpdated on September 6, 2018"draft, amendments,Policy Statement, regulation, 51-105, Issuers Quoted in the U.S, Over-the-Counter Markets, concordant, 52-112"
• Amendments to Policy Statement to Regulation 52-107 sur les principes comptables et normes d’audit acceptables (pdf - 14 KB)This link will open in a new windowUpdated on September 6, 2018"draft, amendments, Policy Statement, Regulation, 52-107, Acceptable Accounting Principles, Auditing Standards, concordant, 52-112"

Comments received (comments are published in their original language)

Association des banquiers canadiens (pdf - 132 KB)This link will open in a new windowUpdated on December 18, 2018

Auditing and Assurance Standards Board (pdf - 508 KB)This link will open in a new windowUpdated on November 27, 2018

Bennett Jones (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Blakes, Cassels & Graydon LLP (pdf - 111 KB)This link will open in a new windowUpdated on December 18, 2018

Brtish Columbia Investment (pdf - 1 MB)This link will open in a new windowUpdated on December 18, 2018

Brunet, Duckworth & Palmer LLP (pdf - 133 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Accounting Standards Board (pdf - 158 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Advocacy Council  (pdf - 226 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Coalition for Good Governance (pdf - 318 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Natural Resources Limited (pdf - 395 KB)This link will open in a new windowUpdated on December 18, 2018

Canadian Public Accountablility Board (pdf - 131 KB)This link will open in a new windowUpdated on December 18, 2018

Cassels Brock Lawyers (pdf - 197 KB)This link will open in a new windowUpdated on January 10, 2019

Cenovus Energy (pdf - 349 KB)This link will open in a new windowUpdated on December 18, 2018

Comptable professionnels agréés Canada (pdf - 154 KB)This link will open in a new windowUpdated on December 18, 2018

Davies Ward Phillips & Vineberg LLP (pdf - 55 KB)This link will open in a new windowUpdated on December 18, 2018

Deloitte LLP (pdf - 169 KB)This link will open in a new windowUpdated on December 18, 2018

Ernst & Young LLP (pdf - 412 KB)This link will open in a new windowUpdated on December 18, 2018

Financial Executives International Canada (pdf - 504 KB)This link will open in a new windowUpdated on December 18, 2018

Freehold Royalties LTD. (pdf - 222 KB)This link will open in a new windowUpdated on December 18, 2018

Goodmans LLP (pdf - 283 KB)This link will open in a new windowUpdated on December 18, 2018

Great-West Lifeco inc. (pdf - 486 KB)This link will open in a new windowUpdated on December 18, 2018

InPlay Oil Corp. (pdf - 54 KB)This link will open in a new windowUpdated on December 18, 2018

Institut des Fonds d’Investissement du Canada (pdf - 558 KB)This link will open in a new windowUpdated on December 18, 2018

Institute of Corporate Directors (pdf - 506 KB)This link will open in a new windowUpdated on December 18, 2018

Intact Financial corporation (pdf - 440 KB)This link will open in a new windowUpdated on December 18, 2018

Inter Pipeline Ltd. (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Investor Advisory Panel (pdf - 191 KB)This link will open in a new windowUpdated on November 27, 2018

Keyara Corp. (pdf - 4 MB)This link will open in a new windowUpdated on December 18, 2018

KPMG (pdf - 93 KB)This link will open in a new windowUpdated on December 10, 2018

Lynessa Dias (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Manulife Finanical Corporation (pdf - 257 KB)This link will open in a new windowUpdated on December 18, 2018

Norton Rose Fulbright (pdf - 165 KB)This link will open in a new windowUpdated on December 18, 2018

Ontario Power Generation (pdf - 64 KB)This link will open in a new windowUpdated on December 18, 2018

Pembina Pipeline Corporation (pdf - 342 KB)This link will open in a new windowUpdated on December 10, 2018

PricewaterhouseCoopers LLP (pdf - 238 KB)This link will open in a new windowUpdated on December 18, 2018

Québec Bourse Inc. (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2018

Real Property Association of Canada (pdf - 537 KB)This link will open in a new windowUpdated on December 18, 2018

Seven Genrations Energy (pdf - 3 MB)This link will open in a new windowUpdated on December 18, 2018

Stikeman Elliott (pdf - 212 KB)This link will open in a new windowUpdated on December 10, 2018

Suncor Energy Inc. (pdf - 100 KB)This link will open in a new windowUpdated on December 18, 2018

Torys LLP (pdf - 507 KB)This link will open in a new windowUpdated on December 18, 2018

Veritas Investment Research (pdf - 1 MB)This link will open in a new windowUpdated on December 18, 2018