Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals This link will open in a new window

• Regulatory Notice (pdf - 113 KB)This link will open in a new windowUpdated on November 27, 2024
• CSA Notice of Consultation (pdf - 411 KB)This link will open in a new windowUpdated on November 27, 2024
• Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 131 KB)This link will open in a new windowUpdated on November 28, 2024
• Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 116 KB)This link will open in a new windowUpdated on November 28, 2024
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 132 KB)This link will open in a new windowUpdated on November 28, 2024
• Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 139 KB)This link will open in a new windowUpdated on November 28, 2024
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 134 KB)This link will open in a new windowUpdated on November 28, 2024
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 129 KB)This link will open in a new windowUpdated on November 28, 2024
• Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds. (pdf - 130 KB)This link will open in a new windowUpdated on November 28, 2024
   

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If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordants- The Principal Distributor Model

CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (pdf - 596 KB)This link will open in a new windowUpdated on December 5, 2024CSA Staff Notice and Consultation 11-348 about the Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets.

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets

• Regulatory Notice (pdf - 106 KB)This link will open in a new windowUpdated on January 23, 2025
• CSA Notice of consultation (pdf - 382 KB)This link will open in a new windowUpdated on January 23, 2025
• Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 107 KB)This link will open in a new windowUpdated on January 23, 2025
• Changes to Policy Statement to Regulation 23-101 (pdf - 133 KB)This link will open in a new windowUpdated on January 23, 2025

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Regulation to amend Regulation 23-101 respecting Trading Rules

• Regulatory Notice (pdf - 104 KB)This link will open in a new windowUpdated on November 21, 2024
• CSA Notice and Request for Comment (pdf - 348 KB)This link will open in a new windowUpdated on November 21, 2024
• Regulation to amend Regulation 13-102 respecting System Fees (pdf - 152 KB)This link will open in a new windowUpdated on November 21, 2024

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Draft Regulation to amend Regulation 13-102 respecting System Fees