Securities - consultations under way
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Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordants - The Principal Distributor Model
Consultation end date
April 28, 2025
See details on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordants - The Principal Distributor Model
- Regulatory Notice (pdf - 113 KB)
This link will open in a new windowUpdated on November 27, 2024 - CSA Notice of Consultation (pdf - 411 KB)This link will open in a new windowUpdated on November 27, 2024
- Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 131 KB)This link will open in a new windowUpdated on November 28, 2024
- Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 116 KB)This link will open in a new windowUpdated on November 28, 2024
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 132 KB)This link will open in a new windowUpdated on November 28, 2024
- Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 139 KB)This link will open in a new windowUpdated on November 28, 2024
- Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 134 KB)This link will open in a new windowUpdated on November 28, 2024
- Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 129 KB)This link will open in a new windowUpdated on November 28, 2024
- Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds. (pdf - 130 KB)This link will open in a new windowUpdated on November 28, 2024
Submit your comments
If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.
Comments received (comments are published in their original language)
- Canadian Advocacy Council of CFA Societies Canada | CAC (pdf - 449 KB)This link will open in a new windowUpdated on March 17, 2025Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 131 KB) This link will open in a new window (Principal Distributor Model)
- Canadian Foundation for Advancement of Investor Rights | FAIR Canada (pdf - 436 KB)This link will open in a new windowUpdated on April 10, 2025Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (Jean-Paul Bureaud)
- Canadian Independent Finance and Innovation Counsel Inc. | CIFIC (pdf - 165 KB)This link will open in a new windowUpdated on March 17, 2025Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 131 KB) This link will open in a new window (Principal Distributor Model) (Annie Sinigagliese)