Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals This link will open in a new window

• Regulatory Notice (pdf - 113 KB)This link will open in a new windowUpdated on November 27, 2024
• CSA Notice of Consultation (pdf - 411 KB)This link will open in a new windowUpdated on November 27, 2024
• Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 131 KB)This link will open in a new windowUpdated on November 28, 2024
• Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 116 KB)This link will open in a new windowUpdated on November 28, 2024
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 132 KB)This link will open in a new windowUpdated on November 28, 2024
• Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 139 KB)This link will open in a new windowUpdated on November 28, 2024
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 134 KB)This link will open in a new windowUpdated on November 28, 2024
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 129 KB)This link will open in a new windowUpdated on November 28, 2024
• Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds. (pdf - 130 KB)This link will open in a new windowUpdated on November 28, 2024
   

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If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordants- The Principal Distributor Model

CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets (pdf - 596 KB)This link will open in a new windowUpdated on December 5, 2024CSA Staff Notice and Consultation 11-348 about the Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets.

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on CSA Staff Notice and Consultation 11-348: Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets

• Regulatory Notice (pdf - 104 KB)This link will open in a new windowUpdated on November 21, 2024
• CSA Notice and Request for Comment (pdf - 348 KB)This link will open in a new windowUpdated on November 21, 2024
• Regulation to amend Regulation 13-102 respecting System Fees (pdf - 152 KB)This link will open in a new windowUpdated on November 21, 2024

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Draft Regulation to amend Regulation 13-102 respecting System Fees

• Regulatory Notice (pdf - 111 KB)This link will open in a new windowUpdated on November 19, 2024Regulatory Notice for Draft Amendments and Draft Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers.
• CSA Second Notice of Consultation (pdf - 389 KB)This link will open in a new windowUpdated on November 18, 2024CSA Second Notice of Consultation about Draft Amendments and Draft Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers.: Draft Amendments and Draft Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers
• Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 157 KB)This link will open in a new windowUpdated on November 18, 2024Draft Regulation to amend Regulation 51-102 to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers.
• Amendments to Policy Statement to Regulation 51-102 (pdf - 143 KB)This link will open in a new windowUpdated on November 18, 2024Changes to Policy Statement to Regulation 51-102 to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers.
• Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 136 KB)This link will open in a new windowUpdated on November 18, 2024Draft Regulation to amend Regulation 54-101 to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers.
• Amendments to Policy Statement to Règlement 54-101 (pdf - 162 KB)This link will open in a new windowUpdated on November 18, 2024Draft Changes to Policy Statement to Regulation 54-101 to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers. 
   

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (Access Model for Certain Continuous Disclosure Documents)

Comments received (comments are published in their original language)

• Canadian Bankers Association - CBA (pdf - 172 KB)This link will open in a new windowUpdated on January 17, 2025Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (Access Model for Certain Continuous Disclosure Documents)

Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals This link will open in a new window

• Regulatory Notice (pdf - 115 KB)This link will open in a new windowUpdated on September 19, 2024
• CSA Notice of Consultation (pdf - 383 KB)This link will open in a new windowUpdated on September 19, 2024
• Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 293 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 354 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions (pdf - 169 KB)This link will open in a new windowUpdated on September 19, 2024Draft amendments to Policy Statement 11-207 relating to Modernization of the Continuous Disclosure Regime for Investment Funds.
• Amendments to Policy Statement 12-202 respecting Revocation of Certain Cease Trade Orders (pdf - 172 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement 12-203 respecting Management Cease Trade Orders (pdf - 163 KB)This link will open in a new windowUpdated on September 19, 2024
• Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 198 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 162 KB)This link will open in a new windowUpdated on September 19, 2024
• Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 137 KB)This link will open in a new windowUpdated on September 19, 2024
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 160 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 154 KB)This link will open in a new windowUpdated on September 19, 2024
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 170 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds (pdf - 144 KB)This link will open in a new windowUpdated on September 19, 2024
• Regulation to amend Regulation 81-107 respecting Independent Review Committee for Investment Funds (pdf - 194 KB)This link will open in a new windowUpdated on September 19, 2024
• Amendments to Policy Statement to Regulation 81-107 respecting Independent Review Committee for Investment Funds (pdf - 163 KB)This link will open in a new windowUpdated on September 19, 2024

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Draft Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure - Modernization of the Continuous Disclosure Regime for Investment Funds

Comments received (comments are published in their original language)

• Canadian Association of Retired Persons - CARP (pdf - 248 KB)This link will open in a new windowUpdated on January 17, 2025Draft Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure - Modernization of the Continuous Disclosure Regime for Investment Funds (Bill VanGorder)
• Harvey S. Naglie (pdf - 56 KB)This link will open in a new windowUpdated on January 17, 2025Draft Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure - Modernization of the Continuous Disclosure Regime for Investment Funds