• Regulatory Notice and consultation (pdf - 205 KB)This link will open in a new windowUpdated on April 9, 2026Consultation on Governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers.
• Regulation respecting representatives acting as responsible officer (pdf - 136 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation respecting representatives acting as responsible officer - Governance and management rules and the duties of responsible officers.
• Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 154 KB)This link will open in a new windowUpdated on April 9, 2026Drafts Amendments to Regulation respecting firms, independent representatives and independent partnerships - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 170 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting firms, independent representatives and independent partnerships showing the proposed amendments.
• Regulation to amend the Regulation respecting the pursuit of activities as a representative (pdf - 116 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the pursuit of activities as a representative - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 237 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting the pursuit of activities as a representative showing the proposed amendments.
• Regulation to amend the Regulation respecting the compulsory professional development of mortgage brokers (pdf - 110 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the compulsory professional development of mortgage brokers - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 195 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting the compulsory professional development of mortgage brokers showing the proposed amendments.
• Regulation to amend the Regulation respecting the registration of firms, representatives and independent partnerships (pdf - 143 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the registration of firms, representatives and independent partnerships - Governance and management rules and the duties of responsible officers.
  • underlined version (pdf - 212 KB)This link will open in a new windowUpdated on April 21, 2026Underlined version of Regulation respecting the Registration of Firms, Representatives and Independent Partnerships showing the proposed amendments.
    
     

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Submit your comments on Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers

Comments received (comments are published in their original language)

• Vicky Trahan (pdf - 115 KB)This link will open in a new windowUpdated on June 3, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable

• Regulatory and consultation Notice (pdf - 173 KB)This link will open in a new windowUpdated on June 3, 2026Regulatory consultation on the draft Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates
• Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (pdf - 145 KB)This link will open in a new windowUpdated on June 3, 2026Regulatory consultation on the draft Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates

Submit your comments

If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.

Submit your comments on Regulatory consultation on the draft Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates