Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- Regulatory Notice (pdf - 104 KB)
This link will open in a new windowUpdated on August 3, 2023Regulatory notice concerning Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators.
- Regulation to amend Regulation 25-102 (pdf - 182 KB)
This link will open in a new windowUpdated on August 3, 2023Consultation on Amendments to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators.
Regulation concordant to Regulation 14-101 respecting Definitions
- Regulatory Notice (pdf - 101 KB)
This link will open in a new windowUpdated on July 6, 2023Regulatory notice relating to Regulation to amend the Securities Regulation
- Regulation to amend Securities Regulation (pdf - 77 KB)
This link will open in a new windowUpdated on July 6, 2023Draft Regulation to amend Securities Regulation.
Concordant Regulations to Regulation 14-101 respecting Definitions
- Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 92 KB)
This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 33-109 respecting Registration Information
- Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 98 KB)
This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 81-102 respecting Investment Funds.
Concordant Regulations to Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
- Regulatory Notice (pdf - 103 KB)
This link will open in a new windowUpdated on March 23, 2023
- Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure (pdf - 80 KB)
This link will open in a new windowUpdated on March 20, 2023
- Regulation to amend National Instrument 55-102, System for Electronic Disclosure by Insiders (SEDI) (pdf - 119 KB)
This link will open in a new windowUpdated on March 20, 2023
- Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 124 KB)
This link will open in a new windowUpdated on March 20, 2023
Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement
- Regulatory Notice (pdf - 107 KB)
This link will open in a new windowUpdated on December 14, 2022Regulatory Notice about consultation of draft Regulation to amend Regulation 24-101.
- CSA Notice of Consultation (pdf - 228 KB)
This link will open in a new windowUpdated on December 14, 2022CSA Notice of Consultation concerning Draft Regulation to amend Regulation 24-101
- Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 182 KB)
This link will open in a new windowUpdated on December 14, 2022Draft Regulation to amend Regulation 24-101
- Amendment to Policy Statement to Regulation 24-101 (pdf - 164 KB)
This link will open in a new windowUpdated on December 14, 2022Draft Amendments to Policy Statement to Regulation 24-101 for consultation
Comments received (comments are published in their original language)
- Association canadienne des marchés des capitaux (Keith Evans) (pdf - 310 KB)
This link will open in a new windowUpdated on March 29, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
- The Investment Funds Institute of Canada (Andrew Mitchell) (pdf - 160 KB)
This link will open in a new windowUpdated on April 12, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
- The Investment Industry Association of Canada (Christopher Climo) (pdf - 207 KB)
This link will open in a new windowUpdated on April 18, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
- The Portfolio Management Association of Canada (Katie Walmsley, Margaret Gunawan) (pdf - 109 KB)
This link will open in a new windowUpdated on March 29, 2023Projet de Règlement modifiant le Règlement 24-101 sur l’appariement et le règlement des opérations institutionnelles / Draft Regulation to amend Regulation 24-101 on Institutional Trade Matching and Settlement
Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada
Comments received (comments are published in their original language)
Alternative Investment Management Association (AIMA) (pdf - 539 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Adam Jacobs-Dean, Claire Van Wyk-Allan)
Cboe (pdf - 195 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Jos Schmitt, Dmitri Smidovich)
Christian Levine Law Group (pdf - 1 MB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (James W. Christian)
CNSX Markets Inc (pdf - 192 KB)This link will open in a new windowUpdated on March 16, 2023 (Stuart Schady)
Cybin Inc. (pdf - 102 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Gabriel Fahel)
Portfolio Management Association of Canada (pdf - 490 KB)This link will open in a new windowUpdated on March 8, 2023La vente à découvert au Canada/Short Selling in Canada (Katie Walmsley, Margaret Gunawan)
RBC (pdf - 107 KB)This link will open in a new windowUpdated on March 21, 2023La vente à découvert au Canada/Short Selling in Canada (Andrew Thornhill)
Saputo Inc. (pdf - 150 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Maxime Therrien)
TD Securities Inc. (pdf - 243 KB)This link will open in a new windowUpdated on March 14, 2023La vente à découvert au Canada/Short Selling in Canada (Jenn Ocampo-King)
TMX Group (pdf - 809 KB)This link will open in a new windowUpdated on March 16, 2023 (Loui Anastasopoulos, Rizwan Awan, Kevin Sampson)
CSA Consultation Paper 21-403: Access to Real-Time Market Data
Comments received (comments are published in their original language)
BlackRock, Inc. (pdf - 133 KB)This link will open in a new windowUpdated on March 14, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Hubert De Jesus, Margaret Gunawan)
BMO Capital Markets (pdf - 191 KB)This link will open in a new windowUpdated on March 8, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Joe Wald, Eric Stockland)
Cboe (pdf - 219 KB)This link will open in a new windowUpdated on March 8, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Jos Schmitt, Bryan Blake)
Ian Bandeen (pdf - 620 KB)This link will open in a new windowUpdated on February 10, 2023
National Bank Financial Inc. (pdf - 222 KB)This link will open in a new windowUpdated on March 14, 2023Document de consultation 21-403 des ACVM : Accès aux données de marché en temps réel/ CSA Consultation Paper 21-403: Access to Real-Time Market Data (Patrick McEntyre, Nicholas Comtois, Jack Rando)
Wealthsimple (pdf - 136 KB)This link will open in a new window (Blair Wiley)
Regulation respecting complaint processing and dispute resolution in the financial sector
- Notice of consultation (pdf - 165 KB)
This link will open in a new windowUpdated on December 8, 2022Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
- Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 211 KB)
This link will open in a new windowUpdated on December 8, 2022Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
- Response to comments received as part of the public consultation (pdf - 205 KB)
This link will open in a new windowUpdated on February 14, 2024Traitement des commentaires reçus dans le cadre de la consultation publique concernant le projet de Règlement sur le traitement des plaintes et le règlement des différends dans le secteur financier (in French only; English version available upon request).
Comments received (comments are published in their original language)
Banque Nationale du Canada (pdf - 104 KB)This link will open in a new windowUpdated on February 23, 2023 (Nancy Paquet)
Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (pdf - 347 KB)This link will open in a new windowUpdated on February 14, 2023 (Jean-Paul Bureaud)
Ombudsman des services bancaires et d’investissement (pdf - 322 KB)This link will open in a new windowUpdated on February 7, 2023 (Sarah P. Bradley)
PEAK Groupe financier (pdf - 708 KB)This link will open in a new windowUpdated on February 24, 2023 (Myriam Blanchette, Élisabeth Chamberland et Martin Boileau)
Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers
- Regulatory Notice (pdf - 24 KB)
This link will open in a new windowUpdated on September 27, 2022Regulatory Notice : Implement an Access-Based Model for Investment Fund Reporting Issuers.
- CSA Notice of Consultation (pdf - 229 KB)
This link will open in a new windowUpdated on September 27, 2022CSA Notice of Consultation: Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
- Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 43 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
- Amendments to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 26 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendment to Policy Statement to Regulation 81-106 relating to Implement an Access-Based Model for Investment Fund Reporting Issuer.
- Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 20 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
- Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 18 KB)
This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers.
Comments received (comments are published in their original language)
Regulation respecting real estate prospectus and registration exemptions
- Regulatory Notice and Request for comment (pdf - 37 KB)
This link will open in a new windowUpdated on September 22, 2022Regulatory Notice and Request for comment : Regulation respecting real estate prospectus and registration exemptions
- Regulation (pdf - 152 KB)
This link will open in a new windowUpdated on September 22, 2022Draft Regulation respecting real estate prospectus and registration exemptions published for comment.
- Policy Statement to Regulation (pdf - 72 KB)
This link will open in a new windowUpdated on September 22, 2022Draft Policy Statement to Regulation respecting real estate prospectus and registration exemptions published for comment.