Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements (pdf - 713 KB)This link will open in a new windowUpdated on June 14, 2012
Previous consultation
September 14, 2012
See details on Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements
- Exempt Market Investors – Account Reporting Practices Online Survey Final Report (pdf - 698 KB)This link will open in a new windowUpdated on July 17, 2012Exempt Market Investors – Account Reporting Practices Online Survey FINAL REPORT
- Results of Investor Focus Groups and Personal Interviews - Background Report for Online Survey of Exempt Market Investors (pdf - 508 KB)This link will open in a new windowUpdated on July 17, 2012Results of Investor Focus Groups and Personal Interviews - Background Report for Online Survey of Exempt Market Investors
- Telephone survey of Retail investors – Account reporting practices Omnibus Final Report (pdf - 268 KB)This link will open in a new windowUpdated on July 17, 2012TELEPHONE SURVEY OF RETAIL INVESTORS – ACCOUNT REPORTING PRACTICES OMNIBUS FINAL REPORT
Comments received (comments are published in their original language)
- AGF Investments inc (pdf - 61 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Alternative Investment Management Association (pdf - 287 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Armstrong & Qualie Assoc, Inc (pdf - 36 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Assante Financial Management ltd (pdf - 361 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Association of Canadian Compliance Professionals (pdf - 75 KB)This link will open in a new windowUpdated on September 26, 2012comments
- B2B Bank (pdf - 83 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Borden Ladner Gervais (pdf - 94 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Canadian Advocacy Council (pdf - 63 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Canandian GIPS Council (pdf - 103 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Canfin Magellan Investments inc (pdf - 70 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Capital International Asset Management (pdf - 69 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Christine Lucyk (pdf - 79 KB)This link will open in a new windowUpdated on October 3, 2012comments
- CIBC (pdf - 71 KB)This link will open in a new windowUpdated on September 26, 2012comments
- CI Financial Corp (pdf - 110 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Mouvement des caisses Desjardins (pdf - 74 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Duff Young (pdf - 65 KB)This link will open in a new windowUpdated on October 2, 2012comments
- Dundee Private Investors inc (pdf - 134 KB)This link will open in a new windowUpdated on October 11, 2012comments
- Edward Jones (pdf - 72 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Canadian Fundation for Advancement of Investor Rights (pdf - 285 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Federation of Mutual Fund Dealers (pdf - 122 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Fidelity Investments (pdf - 63 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Franklin Templeton Investment (pdf - 140 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Greystone Managed Investments Inc (pdf - 116 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Groupe Cloutier Investissements (pdf - 102 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Hamish Porter (pdf - 152 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Hearthbridge Capital Management ltd (pdf - 78 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Highstreet Asset Management inc (pdf - 56 KB)This link will open in a new windowUpdated on September 27, 2012comments
- IA Clarington Investments (pdf - 43 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Investment Funds Institute of Canada (pdf - 139 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Independent Financial Brokers of Canada (pdf - 126 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Independent Planning Group inc (pdf - 76 KB)This link will open in a new windowUpdated on September 27, 2012comments
- ING Direct Mutual Funds (pdf - 93 KB)This link will open in a new windowUpdated on September 26, 2012comments
- Invesco Canada (pdf - 87 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Investment Industry Association of Canada (pdf - 300 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Investment Planning Counsel (pdf - 105 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Investor Advisory Panel (pdf - 135 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Joe Killoran (pdf - 63 KB)This link will open in a new windowUpdated on September 27, 2012
- Investors Group (pdf - 96 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Jean-François Labbe (pdf - 37 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Kenmar Associates (pdf - 125 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Mackenzie Investments (pdf - 107 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Manulife Securities (pdf - 52 KB)This link will open in a new windowUpdated on September 27, 2012comments
- National Bank Securities (pdf - 90 KB)This link will open in a new windowUpdated on September 27, 2012comments
- OMEGA Fundation (pdf - 61 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Pacific Spirit Investment Management Inc (pdf - 66 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Physician Services MD (pdf - 36 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Portfolio Management Association of Canada (pdf - 224 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Portfolio Strategies Corporation (pdf - 110 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Primerica (pdf - 50 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Quadrus Investment Services ltd (pdf - 108 KB)This link will open in a new windowUpdated on September 27, 2012comments
- RBC (pdf - 126 KB)This link will open in a new windowUpdated on September 27, 2012comments
- RESP Dealers Association of Canada (pdf - 138 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Rogers Group Investment Advisors Ltd. (pdf - 77 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Scotia Asset Management (pdf - 41 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Scotia Securities inc (pdf - 66 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Scotia Capital Inc. (pdf - 74 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Services financiers Peak inc (pdf - 80 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Steadyhand Investments Funds (pdf - 67 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Sun Life Global Investments (pdf - 118 KB)This link will open in a new windowUpdated on September 27, 2012comments
- Sun Life Financial Investment Services (pdf - 85 KB)This link will open in a new windowUpdated on September 27, 2012comments
- TD Asset Management (pdf - 57 KB)This link will open in a new windowUpdated on September 27, 2012comments
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds) (pdf - 644 KB)This link will open in a new windowUpdated on June 21, 2012
Previous consultation
September 6, 2012
See details on Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds)
Comments received (comments are published in their original language)
- Advocis (pdf - 89 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- AGF Investment Inc. (pdf - 49 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Borden Ladner Gervais LLP (pdf - 44 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Brandes Investment Partners & Co (pdf - 82 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Broadridge Investor Communications Corporation (pdf - 42 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Canadian Bankers Association (CBA) (pdf - 72 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Capital International Asset Management (Canada) Inc. (CIAM) (pdf - 66 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- CI Financial Corp. (pdf - 103 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- CIBC (pdf - 32 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- FAIR Canada (pdf - 470 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Fidelity Investments Canada ULC (pdf - 31 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Franklin Templeton Investments (pdf - 592 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- IA Clarington Investments Inc. (pdf - 45 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Independent Financial Brokers of Canada (IFB) (pdf - 219 KB)This link will open in a new windowUpdated on September 28, 2012Consultaion
- ING Direct (pdf - 917 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Invesco (pdf - 178 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Investment Industry Association of Canada (IIAC) (pdf - 272 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Investment Planning Counsel Inc. (pdf - 323 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- InvestorPOS (pdf - 290 KB)This link will open in a new windowUpdated on September 28, 2012Consultation
- Investors Group (pdf - 7 MB)This link will open in a new windowUpdated on September 28, 2012consultation
- Kenmar Associates (pdf - 207 KB)This link will open in a new windowUpdated on April 14, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Mackenzie Investments (pdf - 5 MB)This link will open in a new windowUpdated on September 28, 2012consultation
- Manulife Mutual Funds (pdf - 51 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- Mouvement des caisses Desjardins (pdf - 3 MB)This link will open in a new windowUpdated on September 28, 2012
- Primerica (pdf - 113 KB)This link will open in a new windowUpdated on September 28, 2012Consultation
- Sun Life Global Investments (Canada) Inc (pdf - 63 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- TD Asset Management (pdf - 6 MB)This link will open in a new windowUpdated on September 28, 2012consultation
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 240 KB)This link will open in a new windowUpdated on September 28, 2012consultation
- The Investment Funds Institute of Canada (IFIC) (pdf - 2 MB)This link will open in a new windowUpdated on September 28, 2012consultation
Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment (pdf - 350 KB)This link will open in a new windowUpdated on February 10, 2012
Previous consultation
April 10, 2012
See details on Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers, Policy Statement to Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers and concordant amendment
Comments received (comments are published in their original language)
- Alternative Investment Management Association (AIMA) (pdf - 51 KB)This link will open in a new windowUpdated on April 11, 2012comments
- Association des banquiers canadiens (ABC) (pdf - 323 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Banque Nationale (pdf - 586 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Blakes (pdf - 379 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Borden Ladner Gervais LLP (BLG) (pdf - 50 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Canada Pension Plan Investment Board (pdf - 796 KB)This link will open in a new windowUpdated on April 11, 2012comments
- CIBC (pdf - 379 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Franklin Templeton Investments (pdf - 168 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Gestion GD-1 Inc. (pdf - 46 KB)This link will open in a new windowUpdated on April 13, 2012
- Greystone Managed Investments (pdf - 101 KB)This link will open in a new windowUpdated on April 12, 2012comments
- IGM Financial (pdf - 259 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Investment Adviser Association (IAA) (pdf - 168 KB)This link will open in a new windowUpdated on April 11, 2012comments
- Landry Morin Investment Managers (pdf - 64 KB)This link will open in a new windowUpdated on April 10, 2012comments
- Manulife Mutual Funds (pdf - 72 KB)This link will open in a new windowUpdated on March 6, 2012Comments
- Nexus (pdf - 131 KB)This link will open in a new windowUpdated on April 10, 2012comments
- Osler, Hoskin & Harcourt (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2012comments
- Portfolio Management Association of Canada (PMAC) (pdf - 150 KB)This link will open in a new windowUpdated on April 12, 2012comments
- RESP Dealers Association of Canada (RESPDAC) (pdf - 70 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Stikeman Elliott (pdf - 131 KB)This link will open in a new windowUpdated on April 12, 2012comments
- Tradex Management (pdf - 103 KB)This link will open in a new windowUpdated on April 12, 2012comments
Multilateral CSA Notice 45-311, Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses
Previous consultation
February 20, 2012
See details on Multilateral CSA Notice 45-311, Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses
Draft Regulation 51-103 respecting Ongoing Governance and Disclosure Requirements for Venture Issuers
Previous consultation
October 27, 2011
See details on Draft Regulation 51-103 respecting Ongoing Governance and Disclosure Requirements for Venture Issuers
- Notice (pdf - 547 KB)This link will open in a new windowUpdated on July 29, 2011
- Regulation 51-103 (pdf - 1 MB)This link will open in a new windowUpdated on July 29, 2011
- Amendments to Regulations arising from Regulation 51-103 (pdf - 1 MB)This link will open in a new windowUpdated on July 29, 2011
- Amendments to Policy Statements arising from Regulation 51-103 (pdf - 3 MB)This link will open in a new windowUpdated on July 28, 2011