AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers
Consultation end date
July 24, 2026
See details on Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers
- Notice regarding Extension of Comment period (pdf - 104 KB)
This link will open in a new windowUpdated on July 2, 2026Notice regarding extension of comment period concening Regulatory consultation on the governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers - Regulatory Notice and consultation (pdf - 205 KB)This link will open in a new windowUpdated on April 9, 2026Consultation on Governance and management rules for firms, independent partnerships and independent representatives, and the duties of responsible officers.
- Regulation respecting representatives acting as responsible officer (pdf - 136 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation respecting representatives acting as responsible officer - Governance and management rules and the duties of responsible officers.
- Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 154 KB)This link will open in a new windowUpdated on April 9, 2026Drafts Amendments to Regulation respecting firms, independent representatives and independent partnerships - Governance and management rules and the duties of responsible officers.
- Regulation to amend the Regulation respecting the pursuit of activities as a representative (pdf - 116 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the pursuit of activities as a representative - Governance and management rules and the duties of responsible officers.
- Regulation to amend the Regulation respecting the compulsory professional development of mortgage brokers (pdf - 110 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the compulsory professional development of mortgage brokers - Governance and management rules and the duties of responsible officers.
- Regulation to amend the Regulation respecting the registration of firms, representatives and independent partnerships (pdf - 143 KB)This link will open in a new windowUpdated on April 9, 2026Draft Regulation to amend Regulation respecting the registration of firms, representatives and independent partnerships - Governance and management rules and the duties of responsible officers.
Submit your comments
If you wish to comment on this consultation, please use our on-line form. All comments received will be posted on this page.
Comments received (comments are published in their original language)
- Desjardins(pdf - 289 KB)This link will open in a new windowUpdated on June 23, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Giuseppina Marra)
- OVC (pdf - 262 KB)This link will open in a new windowUpdated on June 23, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable (Jonathan Renaud)
- Vicky Trahan (pdf - 115 KB)This link will open in a new windowUpdated on June 3, 2026Consultation réglementaire Gouvernance et gestion des inscrits et fonctions du dirigeant responsable