Insurance and Financial Planning - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds
- Notice of consultation (pdf - 140 KB)
This link will open in a new windowUpdated on November 2, 2023Consultation about Draft Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.
- Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds (pdf - 223 KB)
This link will open in a new windowUpdated on November 2, 2023Consultation about draft Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds.
Comments received (comments are published in their original language)
Regulatory consultation relating to professional liability insurance and outside activities
- Notice of consultation (pdf - 246 KB)
This link will open in a new windowUpdated on December 8, 2022Regulatory advice on professional liability insurance and outside activities of representatives Act respecting the distribution of financial products and services and questions on cyber risks in liability insurance. The proposed regulatory amendments advance the goal of protecting the public and reducing compliance burden. The AMF wishes to address insurance coverage issues that have been observed over the years, including compliance issues with certain policies. In keeping with the highest public protection standards, the proposed regulatory amendments update the framework for outside activities of representatives governed by the Distribution Act.
- Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 136 KB)
This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the issuance and renewal of representatives’ certificates (pdf - 101 KB)
This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the pursuit of activities as a representative (pdf - 152 KB)
This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the registration of firms, representatives and independent partnerships (pdf - 123 KB)
This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
- Regulation to amend the Regulation respecting the keeping and preservation of books and registers (pdf - 104 KB)
This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities
Comments received (comments are published in their original language)
Bureau d’assurance du Canada – BAC (pdf - 180 KB)This link will open in a new windowUpdated on February 7, 2023 (Johanne Lamanque)
Regulation respecting complaint processing and dispute resolution in the financial sector
- Notice of consultation (pdf - 165 KB)
This link will open in a new windowUpdated on December 8, 2022Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
- Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 211 KB)
This link will open in a new windowUpdated on December 8, 2022Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
- Response to comments received as part of the public consultation (pdf - 205 KB)
This link will open in a new windowUpdated on February 14, 2024Traitement des commentaires reçus dans le cadre de la consultation publique concernant le projet de Règlement sur le traitement des plaintes et le règlement des différends dans le secteur financier (in French only; English version available upon request).
Comments received (comments are published in their original language)
Banque Nationale du Canada (pdf - 104 KB)This link will open in a new windowUpdated on February 23, 2023 (Nancy Paquet)
Fondation canadienne pour l’avancement des droits des investisseurs – FAIR Canada (pdf - 347 KB)This link will open in a new windowUpdated on February 14, 2023 (Jean-Paul Bureaud)
Ombudsman des services bancaires et d’investissement (pdf - 322 KB)This link will open in a new windowUpdated on February 7, 2023 (Sarah P. Bradley)
PEAK Groupe financier (pdf - 708 KB)This link will open in a new windowUpdated on February 24, 2023 (Myriam Blanchette, Élisabeth Chamberland et Martin Boileau)
Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds
- Notice of consultation (pdf - 111 KB)
This link will open in a new windowUpdated on December 15, 2022Consultation of Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds
- Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds (pdf - 129 KB)
This link will open in a new windowUpdated on December 15, 2022Consultation on Draft Regulation respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts relating to Segregated Funds.
Comments received (comments are published in their original language)
Gislaine Meunier (pdf - 31 KB)This link will open in a new windowUpdated on February 8, 2023
Group insurance offered to members of a student association
Anyone interested in participating in this consultation may do so in writing no later than October 17, 2022 by completing the on-line questionnaire or sending a submission or comment letter by using our on-line form.
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Total Cost Reporting for Investment Funds and Segregated Funds
- Regulatory Notice (pdf - 19 KB)
This link will open in a new windowUpdated on April 28, 2022Regulatory Notice: Total Cost Reporting for Investment Funds and Segregated Funds
- CSA and CCIR Joint Notice of Consultation (pdf - 484 KB)
This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 86 KB)
This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
- Amendments to Policy Statement to Regulation 31-103 (pdf - 90 KB)
This link will open in a new windowUpdated on April 28, 2022Total Cost Reporting for Investment Funds and Segregated Funds
Comments received (comments are published in their original language)
Residential Hypothecary Lending Guideline
- Notice of consultation (pdf - 31 KB)
This link will open in a new windowUpdated on March 17, 2022"notice, consultation, draft, Residential Hypothecary Lending, Guideline"
- Residential Hypothecary Lending Guideline (pdf - 1 MB)
This link will open in a new windowUpdated on March 17, 2022"consultation, draft, Residential Hypothecary Lending, Guideline"
- Residential Hypothecary Lending Guideline (pdf - 1 MB)
This link will open in a new windowUpdated on March 17, 2022"draft, Residential Hypothecary Lending, Guideline, blacklined version, consultation" - Blacklined version
Incentive Management Guideline
- Notice of consultation (pdf - 45 KB)
This link will open in a new windowUpdated on November 4, 2021Notice of consultation for Incentive Management Guideline
- Notice regarding extension of comment period (pdf - 17 KB)
This link will open in a new windowUpdated on December 8, 2021Notice of extension of comment period for Draft Incentive Management Guideline.
- Incentive Management Guideline (pdf - 470 KB)
This link will open in a new windowUpdated on November 4, 2021Incentive management guideline
Comments received (comments are published in their original language)
Issues paper - Preparing Québec for the arrival of connected and automated vehicles
Sound Commercial Practices Guidelines
- Notice of consultation (pdf - 44 KB)
This link will open in a new windowUpdated on October 21, 2021Ligne directrice;gestion des risques;technologies;information;des communications;avis;consultation publique;mars 2019
- Notice regarding extension of comment period (pdf - 55 KB)
This link will open in a new windowUpdated on October 28, 2021Ligne directrice;gestion des risques;technologies;information;des communications;avis;consultation publique;mars 2019
- Notice regarding extension of comment period (pdf - 17 KB)
This link will open in a new windowUpdated on December 8, 2021Notice of extension of comment period for Draft updated Sound Commercial Practices Guideline.
- Sound Commercial Practices Guidelines (pdf - 405 KB)
This link will open in a new windowUpdated on October 21, 2021SOUND COMMERCIAL PRACTICES GUIDELINE