Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Proposed Amendments to Certain Regulations and Policies related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 131 KB)
This link will open in a new windowUpdated on December 10, 2014Proposed Amendments to Certain Regulations and Policies Related to the Recognition of Aequitas Neo Exchange Inc
Previous consultation
March 11, 2015
Regulation 24-102 respecting Clearing Agency Requirements and concordant
Previous consultation
February 10, 2015
See details on Regulation 24-102 respecting Clearing Agency Requirements and concordant
- Regulatory Notice (pdf - 28 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
- Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)
Comments received (comments are published in their original language)
- Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
- Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- /fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
- LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
- TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures
Regulation to amend Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders - Recognition of Aequitas Neo Exchange Inc.
Previous consultation
January 10, 2015
See details on Regulation to amend Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders - Recognition of Aequitas Neo Exchange Inc.
Corporation canadienne de compensation de produits dérivés (la « CDCC ») ? Modifications aux règles et au manuel des risques ? Cadre de gestion des garanties (pdf - 818 KB)This link will open in a new windowUpdated on December 9, 2014modifications aux règles et au manuel des risques
Previous consultation
December 29, 2014
Corporation canadienne de compensation de produits dérivés (la « CDCC ») – Modifications au manuel des opérations et au manuel des risques – Exposition au risque de la marge de variation intrajournalière(pdf - 352 KB)This link will open in a new windowUpdated on December 5, 2014marge de variation intrajournalière
Previous consultation
December 29, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Règles de la CDS – Changements apportés aux groupes de crédit des prêteurs et des agents de règlement (pdf - 227 KB)This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Procédés et méthodes de la CDS – Changements apportés aux groupes de crédit des prêteurs et des agents de règlement(pdf - 255 KB)This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Règles de la CDS – Modifications relatives à la mise en place d’un fonds de défaillance pour les adhérents du service de RNC (pdf - 171 KB)This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014