Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes aux Procédés et méthodes de la CDS – Modifications apportées à la fonctionnalité du processus de rachat d’office (Available in French only) (pdf - 521 KB)This link will open in a new windowUpdated on May 28, 2012
Previous consultation
June 26, 2012
Notice of Decisions and Public Consultation - Application related to Proposed Acquisition by Maple Group Acquisition Corporation in respect of TMX Group Inc. and Proposed Subsequent Acquisitions of Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc. and The Canadian Depository for Securities Limited (pdf - 2 MB)This link will open in a new windowUpdated on May 3, 2012Notice of Decisions and Public Consultation - Application related to Proposed Acquisition by Maple Group Acquisition Corporation in respect of TMX Group Inc. and Proposed Subsequent Acquisitions of Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc. and The Canadian Depository for Securities Limited
Previous consultation
June 4, 2012
See details on Notice of Decisions and Public Consultation - Application related to Proposed Acquisition by Maple Group Acquisition Corporation in respect of TMX Group Inc. and Proposed Subsequent Acquisitions of Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc. and The Canadian Depository for Securities Limited
Comments received (comments are published in their original language)
Application Related to Proposed Acquisition by Maple Group Acquisition Corporation in Rrespect of TMX Group Inc. and Proposed Subsequent Acquisitions of Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc. and The Canadian Depository For Securities Limited
(pdf - 4 MB)This link will open in a new windowUpdated on October 12, 2011'maple'
Previous consultation
November 7, 2011
See details on Application Related to Proposed Acquisition by Maple Group Acquisition Corporation in Rrespect of TMX Group Inc. and Proposed Subsequent Acquisitions of Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc. and The Canadian Depository For Securities Limited<strong><br /></strong>
Comments received (comments are published in their original language)
- BTMM (Board of Trade of Metropolitan Montreal) (pdf - 944 KB)This link will open in a new windowUpdated on November 28, 2011Avis - Acquisition projetée - Groupe Maple - mise à jour du 24 novembre 2011
- Caisse de dépôt et placement du Québec (pdf - 56 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- CFA (The Canadian Advocacy Council for Canadian CFA Institute Societies) (pdf - 408 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- Edward Jones (pdf - 137 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- FAIR (Canadian Foundation for Advancement of Investor Rights) (pdf - 452 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- IGOPP (Institut sur la gouvernance d’organisations privées et publiques) (pdf - 205 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- IIAC (Investment Industry Association of Canada) (pdf - 179 KB)This link will open in a new windowUpdated on November 11, 2011Maple
- IIROC Industry Advisory Committee on CDS (pdf - 633 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- Independent Investors.info (pdf - 2 MB)This link will open in a new windowUpdated on November 11, 2011
- Jacques Patenaude (pdf - 46 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- MÉDAC (Mouvement d’éducation et de défense des actionnaires) (pdf - 159 KB)This link will open in a new windowUpdated on November 28, 2011Mémoire - mise à jour du 26 novembre 2011
- Ontario TEACHERS’ Pension Plan (pdf - 657 KB)This link will open in a new windowUpdated on November 8, 2011Maple
- William J. Wisenthal (pdf - 147 KB)This link will open in a new windowUpdated on November 8, 2011
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and draft amendments to Policy Statement to Regulation 31-103 respecting Requirements and Exemptions - Exemptions from certain requirements for SRO Members (pdf - 205 KB)This link will open in a new windowUpdated on May 13, 2011
Previous consultation
July 18, 2011
See details on Draft Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and draft amendments to Policy Statement to Regulation 31-103 respecting Requirements and Exemptions - Exemptions from certain requirements for SRO Members
- Banque de Montréal (pdf - 100 KB)This link will open in a new windowUpdated on November 24, 2011Commentaires : Règlement 31-103 - Dispenses au bénéfice des membres des OAR
- Royal Bank of Canada (pdf - 33 KB)This link will open in a new windowUpdated on November 24, 2011Commentaires : Règlement 31-103 - Dispenses au bénéfice des membres des OAR