Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Procédés et méthodes de la CDS – Normes de la CDS applicables aux agents des transferts (Available in French only) (pdf - 122 KB)
This link will open in a new windowUpdated on August 5, 2016normes, consultation, cds, gents, transferts, exigences, capital, réglementation
Previous consultation
September 5, 2016
See details on Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Procédés et méthodes de la CDS – Normes de la CDS applicables aux agents des transferts (Available in French only)
Comments received (comments are published in their original language)
Prolongation de la période de consultation - Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives aux services d’admissibilité et d’émission d’ISIN de la CDS (Available in French only) (pdf - 166 KB)This link will open in a new windowUpdated on August 5, 2016consultation, cds, barème de prix, services, émission, isin, admissibilité
Previous consultation
August 29, 2016
See details on Prolongation de la période de consultation - Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives aux services d’admissibilité et d’émission d’ISIN de la CDS (Available in French only)
Comments received (comments are published in their original language)
- Aequitas Neo Echange (pdf - 472 KB)This link will open in a new windowUpdated on September 15, 2016
- Canadian ETF Association (pdf - 328 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement , Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission , Transfert Agent (CETFA)
- Canadian Securities Exchange (pdf - 1 MB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- CIBC World Market (pdf - 449 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Invesco (pdf - 350 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Ministère des finances du Québec (pdf - 5 MB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Ontario Financing Authority (pdf - 189 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Ontario Financing Authority (pdf - 156 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of Bristish Columbia (pdf - 157 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of Manitoba (pdf - 330 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of New Brunswick (pdf - 572 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Province of Nova Scotia (pdf - 108 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Royal Bank of Canada (pdf - 203 KB)This link will open in a new windowUpdated on September 15, 2016ETF, CDS, Fee schedule, ISIN, Eligibility services, Entitlement, Corporate action, Late fees, Government, Issuers, Sovereign, ISP, Barème de prix, Événements de marché, Événements de droits et privilèges, Émission, Transfert Agent
- Securities Transfer Association of Canada commenté par William J. Speirs (pdf - 421 KB)This link will open in a new windowUpdated on September 14, 2016
- TD Securities (PDF - 172 KB)This link will open in a new windowUpdated on September 15, 2016
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées du Barème de prix de la CDS – Frais d’adhésion à la CDS pour les marchés (révision) Fin de consultation : 29 août 2016 (Available in French only) (pdf - 17 KB)This link will open in a new windowUpdated on July 12, 2016Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées du Barème
Previous consultation
August 29, 2016
See details on Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées du Barème de prix de la CDS – Frais d’adhésion à la CDS pour les marchés (révision) Fin de consultation : 29 août 2016 (Available in French only)
Comments received (comments are published in their original language)
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives à la gestion des événements de marchés et des événements de droits et privilèges (pdf - 125 KB)This link will open in a new windowUpdated on September 15, 2016dépôt compensation CDS, Modifications, Barème, prix, gestion, événements, marchés droits, privilèges
Previous consultation
August 15, 2016
See details on Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications proposées au Barème de prix de la CDS relatives à la gestion des événements de marchés et des événements de droits et privilèges
Comments received (comments are published in their original language)
Regulation to amend Regulation 23-101 respecting Trading Rules - Trading Fees
Previous consultation
July 6, 2016
See details on Regulation to amend Regulation 23-101 respecting Trading Rules - Trading Fees
- Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees
- CSA Notice and Request for Comment (pdf - 69 KB)This link will open in a new windowUpdated on April 7, 2016trading fees
- Regulation to amend Regulation 23-101 (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees
Comments received (comments are published in their original language)
- Canadian Foundation for Advancement of Investor Rights (pdf - 644 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, fair(Neil Gross)
- Canadian Securities Exchange (pdf - 431 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, canadian securities exchange, cse (Richard Carleton)
- Investment Industry Association of Canada (pdf - 397 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, iiac, accvm (Susan Copland)
- Nasdaq CXC Limited (pdf - 349 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, nasdaq
- The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 99 KB)This link will open in a new windowUpdated on July 29, 2016 (Michael Thom)
- TMX Group Limited (pdf - 81 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, tmx (Kevin Sampson)