Exchanges, SROs and clearing houses - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modifications importantes des Règles de la CDS – Modifications relatives à la mise en place d’un fonds de défaillance pour les adhérents du service de RNC (pdf - 171 KB)
This link will open in a new windowUpdated on November 28, 2014modifications importantes
Previous consultation
December 19, 2014
La Caisse canadienne de dépôt de valeurs limitée et Services de dépôt et de compensation CDS inc. (collectivement, la « CDS ») – Demande de dispense de l’application du paragraphe 21.3 de la décision no 2012-PDG-0142 (pdf - 299 KB)This link will open in a new windowUpdated on November 28, 2014demande de dispense
Previous consultation
December 4, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modification aux droits – Amélioration de la méthode de suivi des droits et privilèges TRAX et augmentation des droits (pdf - 348 KB)This link will open in a new windowUpdated on January 9, 2015Modification aux droits
Previous consultation
December 1st, 2014
Services de dépôt et de compensation CDS inc. (la « CDS ») – Modification aux droits – Augmentation des droits d’abonnement quotidiens au Service de messagerie afférent aux droits et privilèges (MT564) (pdf - 337 KB)This link will open in a new windowUpdated on January 9, 2015Service de messagerie afférent aux droits et privilèges (MT564)
Previous consultation
December 1st, 2014
Corporation canadienne de compensation de produits dérivés (la « CDCC ») – Modifications aux règles – Rendre obligatoire l’ouverture d’un compte bancaire en dollars (pdf - 260 KB)This link will open in a new windowUpdated on January 9, 2015compte bancaire en dollars américains
Previous consultation
November 24, 2014
Avis de consultation publique - Demande sous examen coordonné en vertu de l’Instruction générale 11-203 relative au traitement des demandes de dispense dans plusieurs territoires de dispense de reconnaissance à titre de bourse déposée par Aequitas Neo Exchange Inc.(pdf - 4 MB)This link will open in a new windowUpdated on July 17, 2014
Previous consultation
September 26, 2014
See details on <span lang="fr">Avis de consultation publique - Demande sous examen coordonné en vertu de l’Instruction générale 11-203 relative au traitement des demandes de dispense dans plusieurs territoires de dispense de reconnaissance à titre de bourse déposée par Aequitas Neo Exchange Inc.</span>
Comments received (comments are published in their original language)
Regulation to amend Regulation 23-101 respecting Trading Rules (Order protection rules) (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2014
Previous consultation
September 19, 2014
See details on Regulation to amend Regulation 23-101 respecting Trading Rules (Order protection rules)
Comments received (comments are published in their original language)
- CIBC World Markets (pdf - 89 KB)This link will open in a new windowUpdated on September 23, 2014consultation
- BMO Financial Group (pdf - 375 KB)This link will open in a new windowUpdated on September 22, 2014consultation
- Scotiabank (pdf - 198 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
- TMX Group (pdf - 213 KB)This link will open in a new windowUpdated on September 23, 2014consultation
- RBC Capital Markets – Global Equity (pdf - 9 MB)This link will open in a new windowUpdated on September 23, 2014consultation
- Liquidnet Canada (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2014consultation
- RBC Dominion Securities Wealth Management (pdf - 41 KB)This link will open in a new windowUpdated on September 23, 2014consultation
- BlackRock (pdf - 197 KB)This link will open in a new windowUpdated on September 22, 2014consultation
- True North Vantage (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2014consultation
- Canadian Security Traders Association (pdf - 541 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
- Katya Malinova et Andreas Park (pdf - 123 KB)This link will open in a new windowUpdated on September 23, 2014consultation (University of Toronto)
- Acumen Capital Partners (pdf - 496 KB)This link will open in a new windowUpdated on September 22, 2014consultation
- TD Securities (pdf - 138 KB)This link will open in a new windowUpdated on September 23, 2014consultation
- Association canadienne du commerce des valeurs mobilières (pdf - 191 KB)This link will open in a new windowUpdated on September 22, 2014consultation (ACCVM)
- RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
- Stikeman Elliott (pdf - 48 KB)This link will open in a new windowUpdated on September 23, 2014consultation
- Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 119 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump, (CAC)
- Aequitas (pdf - 158 KB)This link will open in a new windowUpdated on December 7, 2015
- Canadian Securities Exchange (pdf - 289 KB)This link will open in a new windowUpdated on September 29, 2014consultation (CSE)
- Tradebot (pdf - 211 KB)This link will open in a new windowUpdated on September 29, 2014consultation