Derivatives - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation to amend the Derivatives Regulation
Previous consultation
February 13, 2016
See details on Regulation to amend the Derivatives Regulation
- Notice and Request for comment (pdf - 35 KB)
This link will open in a new windowUpdated on January 13, 2016"notice,request for comment,regulation,amend,derivatives regulation" - Regulation to amend the Derivatives Regulation (pdf - 56 KB)This link will open in a new windowUpdated on January 13, 2016"draft,regulation,amend,derivatives regulation"
- Policy Statement respecting Accredited Counterparties (pdf - 39 KB)This link will open in a new windowUpdated on January 13, 2016"draft,policy statement,accredited counterparties,derivatives,act"
Comments received (comments are published in their original language)
- Canadian Commercial Energy Working Group (pdf - 72 KB)This link will open in a new windowUpdated on March 3, 2016Regulation to amend the Derivatives Regulation and related Policy Statement respecting Accredited counterparties submits by Sutherland Asbill & Brennan LLP
- Canadian Market Infrastructure Committee (pdf - 60 KB)This link will open in a new windowUpdated on March 3, 2016Regulation to amend the Derivatives Regulation and related Policy Statement respecting Accredited counterparties (CMIC)
Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
Previous consultation
February 3, 2016
See details on Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Regulatory notice (pdf - 56 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
- Regulation to amend Regulation 91-506 (pdf - 14 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
- Policy Statement to Regulation 91-506 (pdf - 67 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives (Blacklined version)
- Regulation to amend Regulation 91-507 (pdf - 87 KB)This link will open in a new windowUpdated on November 4, 2015Derivatives
- Policy Statement to Regulation 91-507 (pdf - 215 KB)This link will open in a new windowUpdated on November 4, 2015Trade Repositorites and Derivatives Data Reporting (Blacklined version)
Comments received (comments are published in their original language)
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 82 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Canadian Market Infrastructure Commitee (CMIC) (pdf - 335 KB)This link will open in a new windowUpdated on February 9, 2016Sujet : Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Dla Piper LLP (US) (pdf - 154 KB)This link will open in a new windowUpdated on February 9, 2016: Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- DTCC (pdf - 290 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Ice Trade Vault (pdf - 29 KB)This link will open in a new windowUpdated on February 3, 2016
- Isda (pdf - 95 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- TMX (pdf - 99 KB)This link will open in a new windowUpdated on February 9, 2016Regulation to amend Regulation 91-506 respecting Derivatives Determination and Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
Regulation to amend the Derivatives Regulation
Previous consultation
July 25, 2015
See details on Regulation to amend the Derivatives Regulation
Regulation to revoke Policy Statement Q-22, Disclosure Document for Commodity Futures Contracts, for Options Traded on a Recognized Market and for Exchange-Traded Commodity Futures Options
Previous consultation
July 25, 2015
See details on Regulation to revoke Policy Statement Q-22, Disclosure Document for Commodity Futures Contracts, for Options Traded on a Recognized Market and for Exchange-Traded Commodity Futures Options
Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
Previous consultation
May 13, 2015
See details on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Notice (pdf - 147 KB)This link will open in a new windowUpdated on February 12, 2015Mandatory Central Counterparty Clearing of Derivatives
- Regulation (pdf - 83 KB)This link will open in a new windowUpdated on February 12, 2015Mandatory Central Counterparty Clearing
- Policy Statement (pdf - 86 KB)This link will open in a new windowUpdated on February 12, 2015Mandatory Central Counterparty Clearing
Comments received (comments are published in their original language)
- The Canadian Advocacy Council (pdf - 32 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Capital Power (pdf - 244 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Market Infrastructure Committee (CMIC) (pdf - 324 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Life and Health Insurance Association Inc. (CLHIA) (pdf - 159 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Pension Fund Managers (pdf - 323 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Central 1 (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- CLS Bank International (CLS) (pdf - 583 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Concentra Financial (Concentra)
- Dentons Canada LLP (Dentons) (pdf - 437 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Enbridge Inc. (Enbridge) (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Global Foreign Exchange Division (GFXD) (pdf - 318 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Investment Industry Association of Canada (IIAC) (pdf - 304 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Insurance Bureau of Canada (IBC) (pdf - 77 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- International Energy Credit Association (IECA) (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- International Swaps and Derivatives Association Inc. (ISDA) (pdf - 671 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- KFW (pdf - 180 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- LCH.ClearnetGroup Limited (LCH.Clearnet) (pdf - 112 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Pension Investment Association of Canada (PIAC) (pdf - 179 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- SaskEnergy Incorporated (Sask Energy) (pdf - 2 MB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- TMX Group Limited (TMX Group) (pdf - 153 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Trans Canada Corporation (TransCanada) (pdf - 328 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Tri Optima AB (TriOptima) (pdf - 265 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 109 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
- Western Union BusinessSolutions (WUBS) (pdf - 842 KB)This link will open in a new windowUpdated on May 15, 2015Comments on Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
CSA Consultation Paper 92-401 - Derivatives Trading Facilities (pdf - 330 KB)This link will open in a new windowUpdated on January 29, 2015Derivatives Trading Facilities
Previous consultation
March 30, 2015
See details on CSA Consultation Paper 92-401 - Derivatives Trading Facilities
Comments received (comments are published in their original language)
- Bloomberg L.P (Bloomberg) (pdf - 28 KB)This link will open in a new windowUpdated on April 7, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- The Canadian Advocacy Council1 for Canadian CFA Institute2 Societies (the CAC) (pdf - 53 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Capital Power (pdf - 239 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Canadian Market Infrastructure Committee (CMIC) (pdf - 389 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- CanDeal.ca Inc.(Candeal) (pdf - 1 MB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- FortisBC Energy Inc. (FortisBC) (pdf - 48 KB)This link will open in a new windowUpdated on April 1st, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Global Foreign Exchange Division (GFXD) (pdf - 576 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- International Swaps and Derivatives Association (ISDA) (pdf - 136 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Investment Industry Association of Canada (IIAC) (pdf - 279 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Osler, Hoskin and Harcourt LLP (pdf - 699 KB)This link will open in a new windowUpdated on April 7, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilitie
- SaskEnergy Incorporated (SaskEnergy) (pdf - 2 MB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- State Street Corporation (State Street) (pdf - 95 KB)This link will open in a new windowUpdated on April 2, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- TMX Group Limited (TMX Group) (pdf - 246 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- TriOptima AB (TriOptima) (pdf - 246 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP (pdf - 83 KB)This link will open in a new windowUpdated on March 31, 2015Comments on CSA Consultation Paper CSA Consultation Paper 92-401 on Derivatives Trading Facilities
Regulation 24-102 respecting Clearing Agency Requirements and concordant
Previous consultation
February 10, 2015
See details on Regulation 24-102 respecting Clearing Agency Requirements and concordant
- Regulatory Notice (pdf - 28 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
- Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
- Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)
Comments received (comments are published in their original language)
- Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
- Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- /fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
- Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
- LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
- TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures
Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
Previous consultation
August 21, 2014
See details on Regulation to amend Regulation 91-507 respecting Trade Repositories and Derivatives Data Reporting
- Regulatory and Request for Comment Notice (pdf - 25 KB)This link will open in a new windowUpdated on July 3, 2014
- Regulation to amend Regulation 91-507 (pdf - 80 KB)This link will open in a new windowUpdated on July 3, 2014
- Notice of Extension of Comment Period and Blanket decision regarding exemption from reporting obligation under Regulation 91-507 (pdf - 36 KB)This link will open in a new windowUpdated on August 1st, 2014
Comments received (comments are published in their original language)
CSA Staff Notice 91-304: Model Provincial Rule - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 252 KB)This link will open in a new windowUpdated on January 16, 2014
Previous consultation
March 19, 2014
See details on CSA Staff Notice 91-304: Model Provincial Rule - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Comments received (comments are published in their original language)
- Atlantic Central
- Caisse de dépôt et placement du Québec (Caisse)
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP
- CanadianLife and Health Insurance Association Inc. (CLHIA)
- Capital Power
- Central 1
- Canadian Market Infrastructure Committee (CMIC)
- Concentra Financial (Concentra)
- Enbridge Inc .(Enbridge)
- ICE Clear Credit LLC (IIC)
- International Swaps and Derivatives Association (ISDA)
- Investment Industry Association of Canada (IIAC)
- LCH.ClearnetGroup Limited (LCH.Clearnet)
- New Brunswick Investment Management Corporation (NBIMC)
- Pension Investment Association of Canada (PIAC)
- RBC Global AssetManagement Inc. (RBC GAM)
- Sask Energy Incorporated (SaskEnergy)
- Suncor Energy Inc. (Suncor)
- TMX Group Limited (TMX Group)
- Trans Canada Corporation (TransCanada)
See comments received on the OSC website This link will open in a new window
CSA Notice 91-303: Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives (pdf - 236 KB)This link will open in a new windowUpdated on December 17, 2013"CSA Notice,91-303, Proposed,Model Provincial Rule,Mandatory Central Counterparty, Clearing,Derivatives"
Previous consultation
March 19, 2014
See details on CSA Notice 91-303: Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives
Comments received (comments are published in their original language)
- Atlantic Central
- Bruce Power L.P.
- Caisse de dépôt et placement du Québec (Caisse)
- Canadian Bankers Association
- Canadian Commercial Energy Working Group submits by Sutherland Asbill & Brennan LLP
- CanadianLife and Health Insurance Association Inc. (CLHIA)
- Capital Power
- Central 1
- Canadian Market Infrastructure Committee (CMIC)
- Concentra Financial (Concentra)
- Enbridge Inc .(Enbridge)
- Encana Corporation (Encana)
- Énergie NB Power (NB Power)
- Ford Motor Company (Ford)
- FortisBC Energy Inc. (FortisBC)
- Global Foreign Exchange Division (GFXD)
- International Swaps and Derivatives Association (ISDA)
- Investment Industry Association of Canada (IIAC)
- Just Energy Group Inc. (Just Energy)
- KFW
- LCH.ClearnetGroup Limited (LCH.Clearnet)
- New Brunswick Investment Management Corporation (NBIMC)
- Pension Investment Association of Canada (PIAC)
- Sask Energy Incorporated (SaskEnergy)
- Sask Power
- Shell Trading
- Stewart McKelvey
- Suncor Energy Inc. (Suncor)
- TMX Group Limited (TMX Group)
- Trans Canada Corporation (TransCanada)
- Tri Optima AB (TriOptima)
- Western Union Business Solutions (WUBS)
See comments received on the OSC website This link will open in a new window