List of annual fees and other fees payable

The Regulation respecting distribution without a representative This link will open in a new window, chapter D-9.2, r. 8, made under An Act respecting the distribution of financial products and services, chapter D-9.2, prescribes the following fees in particular in respect of the examination of a distribution guide.

Description

2019

Examination of a distribution guide filed by an insurer (sec. 11 This link will open in a new window par.1)

$1,135

Each additional hour of analysis of the guide (for any period exceeding 10 hours of analysis) (sec. 11 This link will open in a new window par.2)

$135

Analysis of any amendment to the distribution guide filed by an insurer (hourly fee) (sec. 12 This link will open in a new window)

$135

Extension of time period granted under section 416 of the Act (Sec. 13 This link will open in a new window)

$284

Pursuant to section 23 of the Regulation respecting fees and contributions payable  (chapter D-9.2, r. 9) made under the Act respecting the distribution of financial products and services (chapter D-9.2), annual and other fees payable in connection with professional practice are adjusted on 1 January 2019 in accordance with the rate of increase in the general consumer price index (CPI) for Canada for the period ending on 30 September 2018, namely, 2.2%.    

List of annual fees and other fees payable

Division I: Annual fees

Description

2019

Issuance or renewal of a representative's certificate for each sector or sector class in which a representative is authorized to act (sec. 1 This link will open in a new window)

$94

Register as a firm or an independent partnership and to maintain such registration annually per sector for each representative through which the firm or independent partnership pursues or intends to pursue activities (sec. 2 This link will open in a new window)

$94

Register as an independent representative and to maintain such registration annually per sector or sector class in which the representative is authorized to act (sec. 3 This link will open in a new window)

$94

Division II: Other fees payable

Description

2019

File examination of a candidate (sec. 6 This link will open in a new window)

$38

File examination of a representative (sec. 6 This link will open in a new window)

$39

Application for recognition of equivalence of minimum qualifications (sec. 6.1 This link will open in a new window)

$38

Application for recognition of a privately tutored course (sec. 6.2 This link will open in a new window)

$219

Aapplication for recognition of group insurance of persons courses provided by a training body not subsidized by the ministère de l’Éducation, du Loisir et du Sport [sic] (sec. 6.3 This link will open in a new window par. 1)

$219

Application for recognition of a training program not subsidized by the ministère de l’Éducation, du Loisir et du Sport [sic] (cost per course) (sec. 6.3 This link will open in a new window par. 2)

$219

Analysis of additional documents related to an application for recognition of a training program not subsidized by the ministère de l’Éducation, du Loisir et du Sport [sic] (cost per hour) (sec. 6.3 This link will open in a new window par. 2)

$109/h

Application to analyze the qualifications of a supervisor (sec. 6.4 This link will open in a new window)

$38

Any other file examination payable by a firm, an independent representative or an independent partnership (sec. 7 This link will open in a new window)

$52

Reprinting of a certificate (sec. 8 This link will open in a new window)

$44

Official attestation of the issuance of a certificate or registration (sec. 9 This link will open in a new window)

$87

Examinations prescribed by the AMF to determine eligibility (sec. 10 This link will open in a new windowpar. 1-3)

$73

Examinations prescribed by the AMF to register for the examinations in each sector (sec. 10 This link will open in a new window par. 1-3)

$146

Examinations prescribed by the AMF for each application to review examination results (sec. 10 This link will open in a new window par. 1-3)

$44

Postpone an examination prescribed by the AMF (sec. 10.1 This link will open in a new window)

$73

Disclose information in writing to a third party with the authorization of a candidate (sec. 10.2 This link will open in a new window)

$25

Issuance of a training attestation (sec. 11 This link will open in a new window)

$31

Issuance of a probationary certificate (sec. 11 This link will open in a new window)

$31

Cost of a training manual sold by the AMF (sec. 12 This link will open in a new windowpar. 1)

$87

Cost of a manual reproducing the legislation applicable to the activities of a representative (sec. 12 This link will open in a new windowpar. 2)

$27

"NSF" cheque (sec. 15 This link will open in a new window)

$38

Printing or reproduction by the AMF of prescribed forms (cost per form) (sec. 20 This link will open in a new window)

$1