1- Procedures and Related Matters

CSA Notice of Publication: Regulation 11-102  respecting Passport System and Regulation 11-103 respecting Failure to File Cease Trade Orders in Multiple Jurisdictions (pdf - 127 KB)This link will open in a new window

 

Updated on 3 March 2016

Notice of publication : Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) (pdf - 122 KB)This link will open in a new window

 

Updated on 3 December 2015

CSA Revised Notice of publication: Concordant Regulation to Regulation 13-102 respecting System Fees for SEDAR and NRD  (pdf - 22 KB)This link will open in a new window

 

Updated on 29 August 2013

CSA Notice of publication: Regulation 13-102 respecting System Fees for SEDAR and NRD (pdf - 60 KB)This link will open in a new window

 

Updated on 18 July 2013

Policy Statement 11-201 respecting Electronic Delivery of Documents (pdf - 6 MB)This link will open in a new window

 

Updated on 18 November 2011

Policy Statement 11-204 respecting Process for Registration in Multiple Jurisdictions; Regulation to amend Regulation 11-102 respecting Passport System; Amendment to Policy Statement to Regulation 11-102; Amendment to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions; Amendment to Policy Statement 11-203 respecting Process for Exemptive Relief Applications in Multiple Jurisdictions (pdf - 6 MB)This link will open in a new window

 

Updated on 17 July 2009

Policy Statement 11-204 respecting Process for Registration in Multiple Jurisdictions; Regulation to amend Regulation 11-102 respecting Passport System; Amendment to Policy Statement to Regulation 11-102; Amendment to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions; Amendment to Policy Statement 11-203 respecting Process for Exemptive Relief Applications in Multiple Jurisdictions (pdf - 4 MB)This link will open in a new window

 

Updated on 19 December 2008

Policy Statement 12-203 respecting Cease Trade Orders for Continuous Disclosure Defaults (pdf - 2 MB)This link will open in a new window

 

Updated on 29 August 2008

Regulation 11-102 respecting Passport System, Policy Statement to Regulation 11-102 respecting Passport System, and Related Consequential Amendments : Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions, and Policy Statement 11-203 respecting Process for Exemptive Relief Applications in Multiple Jurisdictions, and Rescission of Notice 12-201 relating to the Mutual Reliance Review System for Exemptive Relief Applications, and Notice 43-201 relating to the Mutual Reliance Review System for Prospectuses and Summary of comments and responses (pdf - 4 MB)This link will open in a new window

 

Updated on 25 January 2008

Policy Statement 12-202 respecting revocation of a compliance-related cease trade order (pdf - 2 MB)This link will open in a new window

 

Updated on 27 July 2007

Regulation 11-101 respecting principal regulator system (pdf - 2 MB)This link will open in a new window

 

Updated on 26 August 2005

Modification de la Norme canadienne 14-101, Définitions (pdf - 202 KB)This link will open in a new window

 

Updated on 18 October 2002 (Available in french only)