Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation to amend Regulation 45-102 respecting Resale of Securities - Crowdfunding
Previous consultation
December 5, 2015
See details on Regulation to amend Regulation 45-102 respecting Resale of Securities - Crowdfunding
Concordants regulations to Regulation 45-106 respecting Prospectus and Registration Exemptions - Offering Memorandum Exemption
Previous consultation
November 21, 2015
See details on Concordants regulations to Regulation 45-106 respecting Prospectus and Registration Exemptions - Offering Memorandum Exemption
- Regulatory Notice (pdf - 23 KB)
This link will open in a new windowUpdated on October 22, 2015Offering Memorandum Exemption
- Regulation to amend Regulation 11-102 respecting Passport System (pdf - 19 KB)
This link will open in a new windowUpdated on October 22, 2015"regulation,amend,11-102,passport,system"
- Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 14 KB)
This link will open in a new windowUpdated on October 22, 2015"regulation,amend,45-102,resale,securities"
- Regulation to amend Regulation 52-07 respecting Acceptable Accounting Principles and Auditing Standards (pdf - 15 KB)
This link will open in a new windowUpdated on October 22, 2015"regulation,amend,52-107,Acceptable Accounting Principles,Auditing Standards"
Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - Reports of Exempt Distribution
Previous consultation
October 13, 2015
See details on <strong>Regulation to amend Regulation 45-106 respecting Prospectus Exemptions - </strong>Reports of Exempt Distribution
- Regulatory notice (pdf - 21 KB)
This link will open in a new windowUpdated on August 13, 2015Reports of Exempt Distributions
- Notice and Request for Comment (pdf - 655 KB)
This link will open in a new windowUpdated on August 12, 2015Reports of Exempt Distribution
- Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 450 KB)
This link will open in a new windowUpdated on August 12, 2015Reports of Exempt Distribution
- Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 24 KB)
This link will open in a new windowUpdated on August 12, 2015Report of Exempt Distribution
Comments received (comments are published in their original language)
- Alternative Investment Management Association (pdf - 7 MB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - AIMA (Michael A. BurnsIan Pember et Jennifer Wainwright)
- Arrow Capital Management Inc. (pdf - 114 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Mark Kennedy)
- Borden Ladner (pdf - 106 KB)
This link will open in a new windowUpdated on October 26, 2015 Gervais (Alfred Page, Rebecca Cowdery, Ron Kosonic, Michael Burns, Jason Brooks et Sarah Gardiner)
- Boyle + Co. LLP (pdf - 528 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Jim Boyle)
- Canadian institutional investors, British Columbia Investment Management Corporation, Canada Pension Plan Investment Board, Ontario Teachers’ Pension Plan Board and RBC Global Asset Management Inc., and U.S. broker-dealers, Barclays Capital Inc., Citigroup Global Markets Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated (The Group) (pdf - 47 KB)
This link will open in a new windowUpdated on October 26, 2015
- Canadian Foundation for Advancement of Investor Rights (pdf - 432 KB)
This link will open in a new windowUpdated on October 27, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - FAIR (Neil Gross)
- Davies Ward Phillips & Vineberg LLP (pdf - 85 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Anthony Spadaro)
- Fonds de solidarité FTQ (pdf - 1 MB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Jodi Lackman et Maria Anagnostou)
- Invesco Canada Ltd. (pdf - 96 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Eric Adelson)
- Investment Industry Association of Canada (pdf - 157 KB)
This link will open in a new windowUpdated on October 26, 2015 - IIAC (Susan Copland)
- National Exempt Market Association (pdf - 225 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - NEMA (Craig Skauge et Cora Pettipas)
- Nicola Wealth Management (pdf - 429 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Danielle H. MacDonald)
- Nicola Wealth Management (pdf - 142 KB)
This link will open in a new windowUpdated on October 27, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Danielle H. MacDonald) – 2e lettre
- Osler, Hoskin & Harcourt LLP (pdf - 464 KB)
This link will open in a new windowUpdated on October 26, 2015
- Portfolio Management Association of Canada (pdf - 192 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PMAC (Katie Walmsley et Scott Mahaffy)
- Private Capital Markets Association of Canada (pdf - 296 KB)
This link will open in a new windowUpdated on November 17, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PCMA (Brian Koscak et Geoffrey Ritchie)
- Prospectors & Developers Association of Canada (pdf - 594 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PDAC (Rodney N. Thomas)
- R.N. Croft Financial Group Inc. (pdf - 385 KB)
This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Kenneth Mulders)
- Stikeman Elliott (pdf - 173 KB)
This link will open in a new windowUpdated on October 26, 2015 (Junaid K. Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ramandeep K. Grewal, Darin R. Renton, Simon A. Romano, Nicholas Badeen, Viviana Beltrametti Walker et Anne Ramsay)
Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant regulations - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
Previous consultation
September 16, 2015
See details on Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant regulations - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
- Notice and Request for comments (pdf - 364 KB)
This link will open in a new windowUpdated on September 25, 2020Exchange-traded mutual funds and its delivery
- Regulation to amend Regulation 41-101 (pdf - 153 KB)
This link will open in a new windowUpdated on June 17, 2015ETF
- Amendments to Policy Statement to Regulation 41-101 (pdf - 214 KB)
This link will open in a new windowUpdated on June 17, 2015ETF
- Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 14 KB)
This link will open in a new windowUpdated on June 17, 2015ETF
- Amendments to Policy Statement to Regulation 81-106 (pdf - 15 KB)
This link will open in a new windowUpdated on June 17, 2015ETF
- CSA Point of Sale Disclosure Project ETF Facts Document Testing (pdf - 3 MB)
This link will open in a new windowUpdated on June 17, 2015ETF
(Prepared by: Allen Research Corporation)
Comments received (comments are published in their original language)
- Kenmar Associates (pdf - 251 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Investor Advisory Panel (pdf - 364 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Broadridge Financial Solutions Inc. (pdf - 278 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Fidelity Investments (pdf - 229 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Advocis (pdf - 167 KB)
This link will open in a new windowUpdated on September 17, 2015Réglement modifiant le Règlement 41-101
- Russell Investments (pdf - 242 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- BlackRock (pdf - 204 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Invesco (pdf - 91 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Investment Industry Association of Canada (pdf - 407 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Canadian Foundation for Advancement of Investor Rights (pdf - 651 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Canadian ETF Association (pdf - 357 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- RBC Global Asset Management (pdf - 526 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- TD Securities (pdf - 355 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Manulife Securities (pdf - 90 KB)
This link will open in a new windowUpdated on September 17, 2015
- Osler, Hoskin & Harcourt (pdf - 549 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Investor (pdf - 215 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- Portfolio Management Association of Canada (pdf - 279 KB)
This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
- The Investment Funds Institute of Canada (pdf - 222 KB)
This link will open in a new windowUpdated on September 23, 2015Règlement modifiant le Règlement 41-101
- Small Investor Protection Association (pdf - 561 KB)
This link will open in a new windowUpdated on November 5, 2015Règlement modifiant le Règlement 41-101
- Larry Elford (pdf - 125 KB)
This link will open in a new windowUpdated on November 5, 2015
Draft Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) and Draft Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD - E-Filing
Previous consultation
August 31, 2015
See details on Draft Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) and Draft Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD - E-Filing
Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on June 29, 2015E-filing
Comments received (comments are published in their original language)
- The Canadian Advocacy Council for Canadian Institute Societies (pdf - 30 KB)
This link will open in a new windowUpdated on September 1st, 2015Projet de réglement modifiant le Règlement 13-101 et Projet de règlement modifiant le Règlement 13-102
- National Exempt Market Association (pdf - 181 KB)
This link will open in a new windowUpdated on September 1st, 2015Projet de réglement modifiant le Règlement 13-101 et Projet de Règlement modifiant le Règlement 13-102
- Davies Ward Phillips & Vineberg LLP (pdf - 198 KB)
This link will open in a new windowUpdated on September 1st, 2015Projet de réglement modifiant le Règlement 13-101 et Projet de réglement modifiant le Règlement 13-102
- Private Capital Markets Association of Canada (pdf - 256 KB)
This link will open in a new windowUpdated on September 1st, 2015Projet de règlement modifiant le Règlement 13-101 et Projet de règlement modifiant le Règlement 13-102
- Stikeman Elliott (pdf - 79 KB)
This link will open in a new windowUpdated on September 1st, 2015Projet de règlement modifiant le Règlemetn 13-101 et Projet de règlement modifiant le Règlement 13-102
Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
Previous consultation
August 17, 2015
See details on Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
- Notice and Request for Comment (pdf - 89 KB)
This link will open in a new windowUpdated on September 28, 2020Order Protection Rule
- Amendments to Policy Statement (pdf - 18 KB)
This link will open in a new windowUpdated on June 12, 2015Order Protection Rule
Comments received (comments are published in their original language)
- Aequitas Neo Exchange (pdf - 158 KB)
This link will open in a new windowUpdated on December 7, 2015
- The Canadian Advocacy Council for Canadian CFA Institute (pdf - 44 KB)
This link will open in a new windowUpdated on December 7, 2015cac, cfa, systems, proposed, amendments, national, instrument, 23-101, order, protection, canadian advocacy council
- Chi-x Canada (pdf - 172 KB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, trading, rule
- CIBC World Markets Inc. (pdf - 143 KB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces
- KOR Group LLC (pdf - 290 KB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, opr, marketplaces
- Scotia Bank (pdf - 198 KB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
- RBC Global Asset Management (pdf - 1 MB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
- RBC Dominion Securities (pdf - 313 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, speed bump,
- PI Financial (pdf - 829 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, iiroc, best execution, delay, marketplace, hft
- Canadian Securities Traders Association (pdf - 541 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
- National Bank Financial Markets (pdf - 460 KB)
This link will open in a new windowUpdated on December 8, 2015Etienne Dubuc
- ITG Canada Corp. (pdf - 119 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump,
- Investment Industry Association of Canada (pdf - 179 KB)
This link will open in a new windowUpdated on December 8, 2015
- TSX Markets (pdf - 74 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, delay
Regulation to revoke Policy Statement Q-22, Disclosure Document for Commodity Futures Contracts, for Options Traded on a Recognized Market and for Exchange-Traded Commodity Futures Options
Previous consultation
July 25, 2015
See details on Regulation to revoke Policy Statement Q-22, Disclosure Document for Commodity Futures Contracts, for Options Traded on a Recognized Market and for Exchange-Traded Commodity Futures Options
Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and concordant regulations (pdf - 657 KB)
This link will open in a new windowUpdated on March 31, 2015Take-Over Bids and Issuer Bids
Previous consultation
June 29, 2015
See details on Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and concordant regulations
Comments received (comments are published in their original language)
- Ad Hoc Senior Securities Practitioners Group (pdf - 124 KB)
This link will open in a new windowUpdated on July 9, 2015
- Anita Anand (pdf - 125 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (University of Toronto)
- Canadian Advocacy Council (pdf - 55 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Cecilia Wong)
- Canadian Coalition for Good Governance (pdf - 5 MB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Daniel E. Chornous)
- Canadian Oil Sands (pdf - 70 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Shaun Wrubell)
- CIRI - Canadian Investor Relations Institute (pdf - 70 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Yvette Lokker)
- Dentons Canada LLP (pdf - 52 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
- Donald G. Gilchrist (pdf - 41 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
- FAIR Canada - Canadian Foundation for Advancement of Investor Rights (pdf - 550 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Neil Gross)
- Fasken Martineau DuMoulin LLP (pdf - 124 KB)
This link will open in a new windowUpdated on July 10, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Richard Steinberg, Aaron Atkinson & Bradley Freelan)
- Hansell LLP (pdf - 436 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Frédéric Duguay)
- Hurt Capital Inc. (pdf - 205 KB)
This link will open in a new windowUpdated on July 9, 2015 (Claudio R. Rojas)
- IIAC - Investment Industry Association of Canada (pdf - 150 KB)
This link will open in a new windowUpdated on July 9, 2015 (Susan Copland)
- Institute of Corporate Directors (pdf - 451 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Stan Magidson)
- ISS - Institutional Shareholder Services (pdf - 374 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Debra L. Sisti)
- La Caisse de dépôt et placement du Québec (pdf - 288 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation" (Marie Giguère)
- McCarthy Tétrault LLP (pdf - 399 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
- McMillan (pdf - 62 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
- Norton Rose Fulbright Canada S.E.N.C.R.L. (pdf - 288 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
- Osler, Hoskin & Harcourt LLP (pdf - 94 KB)
This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
- Stikeman Elliott LLP (pdf - 86 KB)
This link will open in a new windowUpdated on July 9, 2015 (Simon A. Romano & Ramandeep K. Grewal)
Regulation to amend Regulation 11-102 respecting Passport System
Previous consultation
June 15, 2015
See details on Regulation to amend Regulation 11-102 respecting Passport System
- Notice and Request for comment (pdf - 92 KB)
This link will open in a new windowUpdated on April 15, 2015Passport
- Regulation to amend Regulation 11-102 (pdf - 45 KB)
This link will open in a new windowUpdated on April 15, 2015Passport System
- Policy Statement to Regulation 11-102 (pdf - 190 KB)
This link will open in a new windowUpdated on April 15, 2015Passport System (Blackline version)
- Policy Statement 11-206 respecting Process for Cease to be a Reporting Issuer Applications (pdf - 168 KB)
This link will open in a new windowUpdated on April 15, 2015Cease to be a reporting issuer
- Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations under Passport (pdf - 127 KB)
This link will open in a new windowUpdated on April 15, 2015Failure-to-file cease trade orders and revocations under passport
- Policy Statement 12-202 respecting Revocations of Non-Passport Cease Trade Orders (pdf - 75 KB)
This link will open in a new windowUpdated on April 15, 2015Non-Passport Cease Trade Orders
- Policy Statement 12-203 respecting Management Cease Trade Orders (pdf - 69 KB)
This link will open in a new windowUpdated on April 15, 2015Management cease Trade Orders