Maintenance of registration Firms, independent partnerships Maintaining your registration is compulsory! Note that references to “firm” on this page include an independent partnership. Firms are required to maintain their registration annually by providing the AMF with updated registration informati […]

For Professionals Digital transformation Results of the survey on the operational resilience of financial institutions The results of the survey identifying good practices in operational resilience, held in the fall of 2023, present a compilation of the resilience practices implemented by financial  […]

In pursuing their activities, representatives must maintain their professional independence and avoid conflicts of interest. They must also demonstrate availability and diligence at all times.

Les règles d'inspection pour les cabinets, sociétés autonomes et les entreprises de services monétaires

Qualification of damage insurance registrants This section presents the qualification criteria and various obligations of damage insurance registrants. You will also find the AMF's expectations regarding disclosure obligations. Insight Refer to important definitions for damage insurance firms and re […]

Frequently Asked Questions – Complaint examination Effective until June 30, 2025. Information and reporting What is a complaint? A complaint is the expression of one of the following three elements where that element persists after having been considered and processed at the operational level with d […]

Outsourcing Risk Management Introduction 1. Risks related to outsourcing activities 2. Factors for determining materiality 3. Sound and prudent management of outsourcing risks 3.1 Governance of outsourcing arrangements 3.2 Management of outsourcing activities 3.3 Management of outsourcing risks 4. G […]

Outsourcing Risk Management Guideline Introduction 1. Risks related to outsourcing activities 2. Factors for determining materiality 3. Sound and prudent management of outsourcing risks 3.1 Governance of outsourcing arrangements 3.2 Management of outsourcing activities 3.3 Management of outsourcing  […]

Somebody has managed to obtain pieces of your personal information (password, date of birth, credit card number, etc.)? Here are some tips to avoid problems.

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