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Find information about a firm or an individual authorized to practise in Québec.
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Displaying results 1 to 10 of 8030.
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Self-regulatory organizations
Un organisme d'autoréglementation est une entité qui encadre ou réglemente la conduite de ses membres. L'encadrement exercé par un organisme d'autoréglementation comprend l'élaboration de règles, le contrôle de la conformité des membres avec les règles et la discipline des membres.
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Exchanges
An exchange is an organized market on which securities, such as shares, options and futures contracts, are traded.
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Terminated Merger Agreement - TMX and LSE Groups
Terminated Merger Agreement - TMX and LSE Groups June 30, 2011 The Autorité des marchés financiers (“AMF”) announces the cancellation of its public consultation, including the public hearings that had been scheduled for July 14 and 15, 2011, organized for the purpose of gathering comments on the pro […]
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Clearing Houses
A clearing house is an entity responsible for clearing and settling securities which acts as a central counterparty for trades executed between market participants.
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C-15 - Scholarship or Educational Plan Prospectuses - Securities
Regulation No. 15 respecting Conditions Precedent to Acceptance of Scholarship or Educational Plan Prospectuses, its notices and historical information
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Acquisitions - Maple Group
Acquisitions - Maple Group On October 7, 2011, the AMF submitted for public consultation the application filed by Maple Group Acquisition Corporation related on the one hand to a two-step integrated transaction to acquire 100% of the outstanding common shares issued by TMX Group Inc. and on the othe […]
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Authorization of Foreign-Based Exchanges - Securites
Policy Statement respecting the Authorization of Foreign-Based Exchanges and its historical information
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History
Québec City, June 19, 2008 - Monique Jérôme-Forget, Minister of Finance, Minister for Government Services, Minister responsible for Government Administration, and Chair of the Conseil du trésor, announced that the National Assembly had passed the Derivatives Act.
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51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets - Securities
Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets, its policy statement, notices and historical information
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61-101 - Protection of Minority Security Holders in Special Transactions - Securities
Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions, its policy statement, notices and historical information