3.5 Modifications aux registres des inscrits . . 18 décembre 2009 - Vol. 6, n° 50 67 Bulletin de l'Autorité des marchés financiers 3.5 MODIFICATION AUX REGISTRES DES INSCRITS 3.5.1 Les cessations de fonctions d’une personne physique autorisée, d’une personne désignée responsable, d’un chef de la con […]

3. Distribution de produits et services financiers 3.1 Avis et communiqués 3.2 Réglementation 3.3 Autres consultations 3.4 Retraits aux registres des représentants 3.5 Modifications aux registres des inscrits 3.6 Avis d'audiences 3.7 Décisions administratives et disciplinaires 3.8 Autres décisions . […]

1 CSA Staff Notice 46-307 Cryptocurrency Offerings1 August 24, 2017 Introduction and purpose Staff (we or staff) of the Canadian Securities Administrators (CSA) are aware of an increase in the number of cryptocurrency offerings, such as initial coin offerings (ICO), initial token offerings (ITO)2 an […]

1 CSA Staff Notice 46-307 Cryptocurrency Offerings1 August 24, 2017 Introduction and purpose Staff (we or staff) of the Canadian Securities Administrators (CSA) are aware of an increase in the number of cryptocurrency offerings, such as initial coin offerings (ICO), initial token offerings (ITO)2 an […]

Consolidated version of Policy Statement to Regulation 45-108 in force from January 25, 2016 to August 24, 2021.

6. Marchés de valeurs et des instruments dérivés 6.1 Avis et communiqués 6.2 Réglementation et instructions générales 6.3 Autres consultations 6.4 Sanctions administratives pécuniaires 6.5 Interdictions 6.6 Placements 6.7 Agréments, autorisations et opérations sur dérivés de gré à gré 6.8 Offres pub […]

REGULATION IN FORCE FROM JUNE 1, 2005 TO AUGUST 23, 2005 Securities Regulation June 1, 2005 Page 1 In force on June 1, 2005 Administrative version SECURITIES REGULATION __________ Errata, 1985 G.O. 2, 1121 Securities Act (chapter V-1.1, r. 50) TITLE I GENERAL PROVISIONS 1. (Repealed). __________ O.C […]

REGULATION IN FORCE FROM AUGUST 24, 2005 TO SEPTEMBER 13, 2005 Securities Regulation August 24, 2005 Page 1 In force on August 24, 2005 Administrative version SECURITIES REGULATION __________ Errata, 1985 G.O. 2, 1121 Securities Act (chapter V-1.1, r. 50) TITLE I GENERAL PROVISIONS 1. (Repealed). __ […]

BOX 3. NAME, ADDRESS AND TELEPHONE NUMBER OF THE INSIDER (BLOCK LETTERS) FORM 55-102F6 INSIDER REPORT (See instructions on the back of this report) Notice – Collection and Use of Personal Information: The personal information required under this form is collected on behalf of and used by the securit […]

5. Institutions financières 5.1 Avis et communiqués 5.2 Réglementation et lignes directrices 5.3 Autres consultations 5.4 Avis d’intention des assujettis et autres avis 5.5 Sanctions administratives 5.6 Protection des dépôts 5.7 Autres décisions . . 8 décembre 2022 - Vol. 19, n° 48 208 Bulletin de l […]