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Displaying results 71 to 80 of 8030.
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Décision N° 2012-PDG-0079 (pdf - 47 KB)
This link will open in a new windowUpdated on September 4, 2012Décision
Décision -
Rapport d"inspection final - Bourse de Montréal - Division 2023.docx (pdf - 331 KB)This link will open in a new windowUpdated on February 11, 2024
18 RAPPORT D’INSPECTION DE LA DIVISION DE LA RÉGLEMENTATION DE BOURSE DE MONTRÉAL INC. 20 décembre 2023 2 TABLE DES MATIÈRES DIVISION DE LA RÉGLEMENTATION — SERVICE DE L’ANALYSE DE MARCHÉ 5 1.1 ACTIVITÉ DE SURVEILLANCE DU MARCHÉ — RÉVISION SUR UNE BASE TRIMESTRIELLE ET SUPERVISION DES TRANSACTIONS P […]
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Nodal Clear, LLC - décision dispense - 2017-SMV-0034 (pdf - 215 KB)This link will open in a new windowUpdated on July 21, 20172017-SMV-0034
2017-SMV-0034
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Nodal Exchange, LLC, - décision dispense (pdf - 233 KB)This link will open in a new windowUpdated on July 20, 2017Dispense, reconnaissance, Nodal Exchange, bourse, marché, organisé, article 12, loi, instruments, dérivés, agrément, article 82, obligations, Règlement, 21-101, 23-101, règles, négociation, 2017-smv-0033
Dispense, reconnaissance, Nodal Exchange, bourse, marché, organisé, article 12, loi, instruments, dérivés, agrément, article 82, obligations, Règlement, 21-101, 23-101, règles, négociation, 2017-smv-0033
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Autorité des marchés financiers (pdf - 235 KB)This link will open in a new windowUpdated on November 24, 2004
PROPOSED POLICY STATEMENT RESPECTING THE AUTHORIZATION OF FOREIGN-BASED EXCHANGES 1. INTRODUCTION Financial markets have developed at a rapid pace over the past few years. This development is the inevitable consequence of technological advancements that the financial industry relies on. This has als […]
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Bulletin____1999-06-18 Vol (pdf - 131 KB)This link will open in a new windowUpdated on August 2, 2012
POLICY STATEMENT RESPECTING THE AUTHORIZATIONOF FOREIGN-BASED EXCHANGES 1. INTRODUCTION Financial markets have developed at a rapid pace over the past few years. This development is the inevitable consequence of technological advancements that the financial industry relies on. This has also provided […]
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Microsoft Word - Document1 (pdf - 12 KB)This link will open in a new windowUpdated on November 26, 2008
Projet d'Instruction générale – Autorisation de bourses étrangères L'Autorité des marchés financiers publie un projet d'instruction générale en matière d'autorisation de bourses étrangères. Cette instruction générale a pour but de préciser l'approche réglementaire de l'AMF applicable aux demandes d' […]
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2011nov25-41-101-regl-cons-bourse-en.pdf (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011
REGULATION TO AMEND REGULATION 41-101 RESPECTING GENERAL PROSPECTUS REQUIREMENTS Securities Act (R.S.Q. c. V-1-1. s. 331.1, par. (1), (3), (4.1), (8), (9), (14), (16), (19), (20) et (34)) 1. Section 1.1 of Regulation 41-101 respecting General Prospectus Requirements is amended: (1) by replacing the […]
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2011nov25-41-101-ig-cons-bourse-en.pdf (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011
AMENDMENTS TO POLICY STATEMENT TO REGULATION 41-101 RESPECTING GENERAL PROSPECTUS REQUIREMENTS 1. Policy Statement to Regulation 41-101 respecting General Prospectus Requirements is amended by inserting, after section 4.1, the following: “4.1.1. Plan summary for a scholarship plan To help write the […]
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Livre 11.indb (pdf - 387 KB)This link will open in a new windowUpdated on May 30, 2013
Part 2 GAZETTE OFFICIELLE DU QUÉBEC, May 29, 2013, Vol. 145, No. 22 1285 (2) dangerous substances or molten metals; (3) intense radiation. However, when work is carried out using a chain saw or brush cutter, workers may wear a mesh visor. 46. The wearing of protective shoes with fl exible, non- slip […]