- Financière Hélios Capital - Service of Decision (2010-018-022) by Bureau
- Annual report on financial institutions - An integrated view of financial institution activities
- Mass e-mail solicitation - Warren English and Méga International Business imposed hefty penalty
- Additional Ville de Montréal contracts covered by Integrity in Public Contracts Act
- Derivatives market transparency - Three entities recognized as trade repositories in Québec
- $226,500 fine for illegal practice and illegal distributions
- Market Manipulation - AMF launches penal proceeding against Carol McKeown, Daniel Ryan and Downshire Capital inc.
- Research underway by Canadian securities regulators into mutual fund fees
- Service of Bureau Decision
- Jonathan Awde fined
