This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Guilty verdict for ninth Mount Real representative - Guy Prescott fined $40,500
- Carrefour - Notice of hearing
- Prohibitions related to the activities of financière Hélios Capital, Agence Créditis Plus inc. and Altima Environnement Technologie
- @rgentum Management & Research Corporation - Orders issued against Matthew Scott Sinclair
- Penalty against representative in Norshield matter
- Digital World Financial - Christian Viau and Michael J. Moore fined
- Triglobal - 2007-033 - Service of request for freeze order extension
- Three representatives convicted - Yves Tardif, Éric Couture and Larraine Little guilty
- Service of extension of period for retaining seized property
- MD Multimédia - Pierre Couture fined $6,000