Penalty against representative in Norshield matter
Decisions and Freeze and cease trade orders Securities
Montréal – Judge Sylvie Durand of the Court of Québec, district of Montréal, recently imposed fines totalling $30,000 against Éric Couture, one of the individuals sued by the Autorité des marchés financiers (the "AMF") in the matter of Norshield.
Éric Couture pleaded guilty to three counts of illegal distribution without a prospectus, and the Judge ordered him to pay fines in the amount of $30,000.
In March 2010, the AMF launched 11 proceedings in connection with the illegal sale of investment vehicles related to Norshield and sought fines totalling $976,000.
Éric Couture was recently fined $15,000 for similar offences in the matter of Mount Real.
The Autorité des marchés financiers (the "AMF") is the regulatory and oversight body for Québec’s financial sector.
— 30 —
Information:
Media only:
Sylvain Théberge: 514-940-2176
Information Centre:
Québec City: 418-525-0337
Montréal: 514-395-0337
Toll-free: 1-877-525-0337
Additional news
- In the Matter of Norshield - AMF Sues 11 individuals, Files 140 Charges and Seeks $976,000 in Fines
- RSM Richter Appointed Receiver of Norshield Group in Quebec
- Court Orders Appointment of RSM Richter Inc. as Receiver of Norshield
- Norshield Asset Management - Appointment of monitor
- Norshield funds ordered to cease activity