Mount RealThree representatives convicted - Yves Tardif, Éric Couture and Larraine Little guilty
Decisions and Freeze and cease trade orders Securities
Montréal – Yves Tardif, Éric Couture and Larraine Little were recently found guilty of the charges laid against them by the Autorité des marchés financiers (AMF) for violating the Securities Act in connection with the Mount Real matter.
Hefty fine imposed on Yves Tardif
On April 29, 2010, Judge Michel Bellehumeur of the Court of Québec, district of Montréal, imposed fines totalling $453,000 on Yves Tardif.
Yves Tardif had pleaded guilty to 90 charges brought against him by the AMF for illegally acting as a securities dealer and/or adviser, aiding Mount Real Acceptance Corporation and Investment Real Vest Ltd. with illegal distributions, and making misrepresentations by telling investors that their investments were guaranteed.
The 21 investors involved lost in excess of $3,000,000 in principal and interest. In its decision, the Court noted the consequences of the accused's actions on investors. "Losing one's savings and all this money had a major impact on all the victims. They feel ashamed, insecure, uncertain and powerless, to say nothing of how their lives have been turned upside down and changed forever. These are just some of the psychological and emotional scars left on the victims, who average around 60 years of age," noted Judge Bellehumeur.
Judge Bellehumeur handed down a powerful judgment on illegal practice and distributions: "If we don't have the ability, training, tools, legal papers, background or even the professional interest to act as a securities adviser or dealer, we shouldn't. When we agree, as the accused did, to invest someone else's money, advise clients and give information about guaranteed investments, we have the responsibility to do a modicum of checking, which apparently was not done in this case."
In his analysis, Judge Bellehumeur was especially harsh in his criticism of Yves Tardif's conduct: "Riding the wave using other people's money is criminal. Yves Tardif repeatedly acted with negligence. The company's officers could not have operated as long as they did without having, as they did, sellers who 'turned a blind eye or were complaisant'. As a main cog in the machine who did not question its workings, he deserves hefty penalties."
Éric Couture and Larraine Little convicted
Two other representatives charged in the Mount Real matter, Éric Couture and Larraine Little, were also found guilty. Éric Couture pleaded guilty to three charges of aiding with an illegal distribution and making misrepresentations and was fined a total of $15,000. Larraine Little pleaded guilty to 31 charges. Sentencing representations in her case have been postponed to October 21, 2010.
On January 24, 2007, the AMF filed 619 charges against 24 individuals who acted as representatives in the matter of Mount Real Corporation and its subsidiaries. To date, eight individuals (Victor Lacroix, Armando Ferruci, Christophe Balayer, Luigi Muro, Anthony Cappellano (under appeal), Éric Couture, Larraine Little and Yves Tardif) have been found guilty on 266 charges and fined a total of $1,270,000.
The Autorité des marchés financiers (AMF) is the regulatory and oversight body for Québec’s financial sector.
— 30 —
Information:
Media only:
Sylvain Théberge: 514-940-2176
Information Centre:
Québec City: 418-525-0337
Montréal: 514-395-0337
Toll-free: 1-877-525-0337
Additional news
- Lino P. Matteo’s appeal dismissed
- Mount Real - Yves Mechaka fined $140,000
- In the Matter of Norshield - Enrico Bruni fined $18,000
- Norshield - René Joubert Fined $225,000
- Penal proceedings against the officers of Mount Real - Paul D'Andrea fined $655,000
- Illegal practice as a dealer - Jacques Gagné fined $806,000
- In the Matter of Norshield - Michel L'Italien fined $80,000 and René Joubert found guilty
- In the Matter of Norshield - Claude Tardif ordered to pay $16,000 in fines
- Mount Real and Norshield - Marc-André Froment and Roberto Milzi fined
- Norshield - Yves Tardif fined $104,000
- Not responsible by reason of mental disorders - AMF appeals decision rendered in respect of Denis Patry
- Mount Real and Norshield - Nick Mylonakis, William Marston and René Proteau fined
- Mount Real - Paul Messier Jr fined $104,000
- Mount Real and Norshield - Fayza Rifai, Jaime Lao Wan Lian, Francesco Iaconno and Nick Mylonakis guilty
- Penalty against second representative in Norshield matter
- Mount Real - Paul Quenneville and René Proteau plead guilty
- 12th representative fined in Mount Real matter - Larraine Lyttle fined $91,000
- Mount Real - Three additional representatives guilty
- Guilty verdict for ninth Mount Real representative - Guy Prescott fined $40,500
- Penalty against representative in Norshield matter
- In the Matter of Norshield - AMF Sues 11 individuals, Files 140 Charges and Seeks $976,000 in Fines
- Illegal Distributions on the North Shore - Michel L'Italien fined $500,000
- Mount Real - Anthony Cappellano guilty
- Michel L'Italien and Jacques Gagné - Freeze orders extended
- Zenith Corporation - AMF files 89 charges against Denis Patry , seeks prison term and fine of $2,157,000
- AMF files suit against Jacques Gagné and seeks over $800,000 in fines
- Michel L'Italien - Freeze order extended
- Mount Real - AMF files 682 charges against 5 officers, seeks prison terms and hefty fines
- Jacques Gagné - Freeze order extended
- AMF files 102 charges against Michel L'Italien and seeks $692,000 in fines
- Mount Real - Anthony Cappellano guilty
- Mount Real - Enrico Bruni acquitted
- Mount Real - Luigi Muro found guilty and ordered to pay $324,000
- Mount Real - Christophe Balayer guilty on 10 counts
- Victor Lacroix and Armando Ferruci convicted and fined, respectively, $156,000 and $288,000
- Matter of Michel L'Italien - Freeze and cease trade orders
- Freeze and cease trade orders against Michel L'Italien, 9151-5270 Québec inc., Noble & Finance inc. and Les Investissements Noble & Finance inc.
- Québec Court rules appeal by Jacques Gagné unfounded
- Matter of Jacques Gagné - Freeze orders renewed
- Mount Real - AMF files 619 charges against 24 individuals
- Application for suspension of execution dismissed for Jacques Gagné
- Zenith - AMF pleased with implementation of liquidation plan
- Mount Real Corporation - Freeze order extended
- Order against Jacques Gagné confirmed
- Mount Real Corporation - AMF confirms suspension of two independent representatives and firm
- Mount Real Corporation - AMF suspends Carole Dorion
- Mount Real Corporation: Court authorizes AMF to intervene
- Jacques Gagné found guilty
- Mount Real Corporation - Orders issued against Laurence Henry
- Mount Real Corporation - AMF suspends Champoux, Froment et associés
- Mount Real Corporation - AMF suspends Yves Tardif
- Zenith - Liquidation order and appointment of liquidator
- Mount Real Corporation - Freeze order extended
- Report filed by provisional administrator - AMF recommends Wind-Up of Zenith Growth Fund
- AMF recommends wind-up of Zenith growth fund
- New Cease Trading Order In Mount Real Case
- Valeurs mobilières iForum inc. - Services Financiers iForum inc. - Sale of Assets
- Mount Real Corporation - Further freeze order
- Mount Real Corporation - Provisional administrator appointed, freeze and cease trading orders issued
- Zenith fund - Appointment of provisional administrator recommended
- Planiges registration suspended and Zenith fund frozen
- RSM Richter Appointed Receiver of Norshield Group in Quebec
- Court Orders Appointment of RSM Richter Inc. as Receiver of Norshield
- AMF investigating Mount Real
- Norshield Asset Management - Appointment of monitor
- Norshield funds ordered to cease activity
- Orders issued against Jacques Gagné