This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Pierre Dastous fined $5,000
- Service of Bureau decision
- Late insider trading reports - André Audet pleads guilty
- Financière Hélios Capital - Service of Decision (2010-018-017) by Bureau
- Matter of Alain Péloquin - Notice of hearing - 20131104
- Preventive Measures - Prohibitions relating to DBSG Fonds d'investissements inc.
- Penalties against C. Audren inc. (Courtier d'assurances, Insurance Broker) and responsible officer
- Groupe financier Lemieux inc. and its responsible officer fined
- AMF and Chambre de la sécurité financière intervene in an embezzlement matter
- $2,000 penalty against Des Ormes