Compensation Remuneration or fees claimed from the client by the broker Brokers may ask their clients to pay them money for the services they provide (e.g., a fixed amount or a percentage of the loan amount). This money is called “compensation” in the regulations. This may occur in all kinds of situ […]

The AMF has posted all authorization forms for the probationary period

The AMF has posted all examination authorization and registration forms

Complaint processing by a business Effective July 1, 2025 The Regulation sets out the rules and practices that a business must adhere to when processing client complaints and provides it with flexibility to determine how it will meet its obligations within the prescribed time periods. Generally, com […]

Liquidity Risk Management Guideline Introduction 1. Liquidity risk 2. Sound and prudent liquidity risk management 2.1 Governance and management of liquidity risk 2.2 Strategies, policies and procedures 3. Assessment of liquidity adequacy 3.1 Identification of liquidity risk sources 3.2 Management of […]

Liquidity Risk Management Guideline Introduction 1. Liquidity risk 2. Sound and prudent liquidity risk management 2.1 Governance and management of liquidity risk 2.2 Strategies, policies and procedures 3. Assessment of liquidity adequacy 3.1 Identification of liquidity risk sources 3.2 Management of […]

Insurance of persons (life and health) Financial returns Forms and instructions Instructions and forms regarding LIFE Regulatory Returns, available on the website of the Office of the Superintendent of Financial Institutions (OSFI) Life Insurance Returns Attestation of Compliance of Versions (LIFE)  […]

P&C insurance Financial returns Forms and instructions Instructions and forms regarding P&C Regulatory Returns, available on the website of the Office of the Superintendent of Financial Institutions (OSFI) P&C Insurance Returns Attestation of Compliance of Versions – Annual Return (pdf - 137 KB) Upd […]

Return to the calculators list Your investor profile Financial products and risk Introduction Investment considered 1 2 3 4 Your financial capacity 5 6 7 8 Your attitude to risk 9 10 11 12 Your results Your Profile Back Steps 1 / 14 You can choose from many different investment products. In some cas […]

Carried out in partnership with various crypto trading platforms, Operation Avalanche is an initiative involving several Canadian regulators that aims to inform identified victims, support them, attempt to recover their crypto and prevent further harm.