- Exempt market requirements - AMF proposes revocation of section 37.2 of Securities Regulation
- Administrative penalties against Martin Lajeunesse and his insurance firm
- $8,000 penalty against Marcel Paiement
- $724,000 fine and 2-year prison term against Richard Longpré
- Canadian Securities Regulators publish amendments to order protection rule
- Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market
- Orders and penalties against Galerie les règles de l'art and four individuals
- Caution against solicitation by Vincenzo Pettinicchio, NPFB Europe SRL and World of Tickets inc.
- AMF action and interim freeze order
- Canadian Securities Regulators seek comment on proposed proxy voting protocols
