- Call for candidates - AMF Creates Investment Products Advisory Committee
- Prison term of 36 months and $738,000 in fines imposed on Claude Mercier
- AMF files application with tribunal regarding Solo International Inc. and several individuals
- Isabelle Comeau fined $25,000
- Public consultation session on Consultation paper 81-408 on Option of Discontinuing Embedded Commissions
- Adrian Sepulveda fined $4,000 and Eugénie Lise Nolet acquitted
- Nathalie Beckers found guilty and fined over $300,000
- Matter of Tran et al. - Service of notice of presentation
- Richard Tremblay and André Mailloux fined a total of $676,200
- Canadian securities administrators publish summary of the roundtable on response to cyber security incidents
