- Administrative penalty against Les assurances Stéphane Dorais inc.
- Appeal by Régis Cloutier dismissed
- Canadian regulators propose new processes for making regulatory decisions
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51-325 Status of Proposed Repeal and Substitution of Form 51-102F6 Statement of Executive Compensation [CSA Staff Notice Published August 31, 2007] (pdf - 14 KB)
This link will open in a new windowUpdated on August 31, 2007
- Enviromondial - Further prison term sought against Stevens Demers
- Commercial Damage Insurance Practices - New rules for disclosure of business relationships
- Title of private wealth advisor (PWA) now considered similar to title of financial planner and may not be used
- Question Retraite - New educational brochure
- Cease trade order against Arial Trading LLC and other companies
- Caution is the watchword - Beware of fraudulent investment seminars
